Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 4 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

4 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Feb. 23, 2015 RCKT P 814,166 $6.00 $4,884,996 3,243,709 Indirect +33.51% Acquired -89.5% (price as of 2026-10-06)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Feb. 23, 2015 RCKT Convertible Promissory Notes Common Stock (105,933) · · 626,943 Disposed
Feb. 23, 2015 RCKT Series AA Convertible Preferred Stock Common Stock (2,323,610) · · 7,432,720 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Feb. 18, 2015 RCKT Series AA Convertible Preferred Stock→ Common Stock (2,323,610) 2,323,610 Indirect
Feb. 18, 2015 RCKT Convertible Promissory Notes→ Common Stock (105,933) 105,933 Indirect
Feb. 18, 2015 RCKT Stock Options (right to buy)→ Common Stock (9,857) 9,857 Direct
Feb. 17, 2015 RCKT Series AA Convertible Preferred Stock→ Common Stock (2,323,610) 2,323,610 Indirect
Feb. 17, 2015 RCKT Convertible Promissory Notes→ Common Stock (105,933) 105,933 Indirect
Feb. 17, 2015 RCKT Stock Options (right to buy) [F4]→ Common Stock (9,857) 9,857 Direct