RCKT Rocket Pharmaceuticals, Inc. - Common Stock

NASDAQ · Biotechnology · View on SEC EDGAR ↗
$3.36
Price · Aug 18, 2026
Fundamentals as of May 7, 2026
52W Range
$3–$5
28% of range
Analyst Rating
BUY
20 analysts
Price Target
$9
+163% upside
P/E (TTM)
—
ROE
—
Net Profit Margin
—

RCKT Stock Snapshot Price, market cap, P/E, EPS, ROE, debt/equity, 52-week range

Price
$3.36
Market Cap
—
P/E (TTM)
—
EPS (TTM)
—
Revenue (TTM)
—
Div Yield
—
ROE
—
Debt/Equity
—
52W Range
$3 – $5

RCKT Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view

10-Year Performance Revenue, net income, margins and EPS trends

Revenue & Net Income —
EPS —
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Valuation P/E, P/S, P/B, EV/EBITDA ratios — is the stock expensive or cheap?

Metric
5Y trend
RCKT
Peer Median

Profitability Gross, operating and net margins; ROE, ROA, ROIC

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RCKT
Peer Median

Financial Health Debt, liquidity, solvency — balance sheet strength

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5Y trend
RCKT
Peer Median

Growth Revenue, EPS and net income growth: YoY, 3Y CAGR, 5Y CAGR

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5Y trend
RCKT
Peer Median

Per Share Metrics EPS, book value per share, cash flow per share, dividend per share

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5Y trend
RCKT
Peer Median

Capital Efficiency Asset turnover, inventory turnover, receivables turnover

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5Y trend
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Peer Median

RCKT Analyst Consensus Bullish and bearish analyst opinions, 12-month price target, upside

BUY 20 analysts
  • Strong Buy 4 20.0%
  • Buy 7 35.0%
  • Hold 7 35.0%
  • Sell 2 10.0%
  • Strong Sell 0 0.0%

12-Month Price Target

11 analysts · 2026-08-16
Median target $10.00 +197.6%
Mean target $8.84 +163.1%

Earnings History EPS actual vs estimate, surprise %, beat rate, next earnings date

Avg Surprise
-0.04%
Period EPS Actual EPS Est Surprise
June 30, 2026 $-0.15 $0.25 -0.40%
March 31, 2026 $-0.42 $-0.42 -0.00%
Dec. 31, 2025 $-0.38 $-0.46 0.08%
Sept. 30, 2025 $-0.45 $-0.52 0.07%
June 30, 2025 $-0.59 $-0.57 -0.02%
March 31, 2025 $-0.56 $-0.63 0.07%

Peer comparison (GICS sub-industry) Key metrics vs sector peers

Ticker Market Cap P/E Rev YoY Net Margin ROE Gross Margin
RCKT — — — — — —
UPB $1.47B -10.2 20.4% -5026.0% -38.3% —
XFOR $364M -2.1 150.0% -1218.5% -83.2% —
PALI $375M -7.8 — — -25.4% —
ENTA $256M -3.1 -3.4% -125.4% -103.5% —
DMAC $428M — — — -78.7% —
GALT $271M -8.7 — — 25.0% —
STRO $99M -0.5 65.2% -186.5% 232.2% —

Full Fundamentals All metrics by year — income statement, balance sheet, cash flow

Financial Statements Income statement, balance sheet, cash flow — annual, last 5 years

My Metrics Your personal watchlist — selected rows from Full Fundamentals

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Institutional owners (13F) 195 filers · $260.7M total · As of June 30, 2026

Institutions that report holding this stock in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.

Institutional activity — Q2 2026 vs prior quarter
New positions Exited positions Increased Decreased Net shares change
24 (-25 vs prior Q) 33 (+4 vs prior Q) 70 (-1 vs prior Q) 57 (+1 vs prior Q) +11.1M

Compared to Q1 2026. SEC Form 13F filings are due within 45 days of quarter-end plus a short buffer for late filers — quarters still inside that window are skipped in favor of the most recent fully-reported pair.

Institution Value Shares % of tracked 13F Type
RTW INVESTMENTS, LP $60,492,180 17,687,772 23.20% Shares
VANGUARD PORTFOLIO MANAGEMENT LLC $19,870,313 5,810,033 7.62% Shares
CITIGROUP INC $16,621,097 4,859,970 6.38% Shares
MILLENNIUM MANAGEMENT LLC $13,681,176 4,000,344 5.25% Shares
Newtyn Management, LLC $13,680,000 4,000,000 5.25% Shares
MAVERICK CAPITAL LTD $13,419,953 3,923,963 5.15% Shares
VANGUARD CAPITAL MANAGEMENT LLC $12,942,604 3,784,387 4.96% Shares
Monaco Asset Management SAM $8,483,201 2,480,468 3.25% Shares
GEODE CAPITAL MANAGEMENT, LLC $6,963,135 2,035,459 2.67% Shares
JACOBS LEVY EQUITY MANAGEMENT, INC $6,754,144 1,974,896 2.59% Shares
TWO SIGMA ADVISERS, LP $6,544,925 1,864,651 2.51% Shares
STATE STREET CORP $6,224,814 1,820,121 2.39% Shares
GOLDMAN SACHS GROUP INC $5,966,531 1,744,600 2.29% Shares
DIMENSIONAL FUND ADVISORS LP $3,622,153 1,059,109 1.39% Shares
Opaleye Management Inc. $3,420,000 1,000,000 1.31% Shares
Jump Financial, LLC $2,968,218 867,900 1.14% Shares
RENAISSANCE TECHNOLOGIES LLC $2,711,971 792,974 1.04% Shares
CHARLES SCHWAB INVESTMENT MANAGEMENT INC $2,561,830 749,073 0.98% Shares
Prosight Management, LP $2,394,000 700,000 0.92% Shares
Point72 Asset Management, L.P. $2,293,202 670,527 0.88% Shares
BANK OF AMERICA CORP /DE/ $2,270,836 663,987 0.87% Shares
Qube Research & Technologies Ltd $2,205,452 644,869 0.85% Shares
Woodline Partners LP $2,192,979 641,222 0.84% Shares
VANGUARD FIDUCIARY TRUST CO $2,027,526 592,844 0.78% Shares
VANGUARD GROUP INC $1,985,702 565,727 0.76% Shares
BlackRock, Inc. $1,784,611 521,816 0.68% Shares
FMR LLC $1,592,509 465,646 0.61% Shares
IEQ CAPITAL, LLC $1,505,672 440,255 0.58% Shares
ADAR1 Capital Management, LLC $1,489,410 435,500 0.57% Shares
Aberdeen Group plc $1,360,226 397,727 0.52% Shares
BNP PARIBAS FINANCIAL MARKETS $1,323,762 387,065 0.51% Shares
LOS ANGELES CAPITAL MANAGEMENT LLC $1,190,479 348,093 0.46% Shares
Susquehanna Portfolio Strategies, LLC $1,135,803 332,106 0.44% Shares
LPL Financial LLC $1,100,679 321,836 0.42% Shares
MARSHALL WACE, LLP $1,098,325 321,148 0.42% Shares
TWO SIGMA INVESTMENTS, LP $1,079,903 315,761 0.41% Shares
BIT Capital GmbH $1,019,160 298,000 0.39% Shares
AMERIPRISE FINANCIAL INC $940,531 275,009 0.36% Shares
Privium Fund Management B.V. $834,979 244,146 0.32% Shares
M28 Capital Management LP $721,179 210,871 0.28% Shares
ALLIANCEBERNSTEIN L.P. $700,427 195,650 0.27% Shares
Mariner, LLC $679,402 198,662 0.26% Shares
PDT Partners, LLC $638,158 186,596 0.24% Shares
CWM, LLC $623,862 174,263 0.24% Shares
Squarepoint Ops LLC $619,523 181,147 0.24% Shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP $612,864 179,200 0.24% Call option
Amitell Capital Pte Ltd $611,390 178,769 0.23% Shares
RAYMOND JAMES FINANCIAL INC $525,668 153,704 0.20% Shares
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. $521,998 152,631 0.20% Shares
GOLDMAN SACHS GROUP INC $478,800 140,000 0.18% Call option
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO $462,042 135,100 0.18% Shares
Jain Global LLC $460,554 134,665 0.18% Shares
Virtus Investment Advisers, LLC $406,915 118,981 0.16% Shares
RHUMBLINE ADVISERS $381,017 111,412 0.15% Shares
Schonfeld Strategic Advisors LLC $378,476 110,666 0.15% Shares
MERCER GLOBAL ADVISORS INC /ADV $369,456 108,028 0.14% Shares
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC $358,031 91,568 0.14% Shares
AMERICAN CENTURY COMPANIES INC $347,520 101,614 0.13% Shares
TANG CAPITAL MANAGEMENT LLC $342,000 100,000 0.13% Shares
RICE HALL JAMES & ASSOCIATES, LLC $329,924 96,469 0.13% Shares
BOOTHBAY FUND MANAGEMENT, LLC $323,966 94,727 0.12% Shares
Balyasny Asset Management L.P. $322,383 94,264 0.12% Shares
Bank of New York Mellon Corp $315,345 92,206 0.12% Shares
MORGAN STANLEY $305,820 89,421 0.12% Shares
Weiss Asset Management LP $294,339 86,064 0.11% Shares
Lion Point Capital, LP $294,120 86,000 0.11% Shares
Assenagon Asset Management S.A. $290,067 84,815 0.11% Shares
DEUTSCHE BANK AG\ $287,885 84,177 0.11% Shares
WELLS FARGO & COMPANY/MN $259,048 75,745 0.10% Shares
Marex Group Ltd $247,950 72,500 0.10% Shares
Nebula Research & Development LLC $246,911 100,780 0.09% Shares
Engineers Gate Manager LP $244,698 71,549 0.09% Shares
PIER 88 INVESTMENT PARTNERS LLC $244,530 71,500 0.09% Shares
CITADEL ADVISORS LLC $243,401 71,170 0.09% Shares
Ballentine Partners, LLC $240,785 70,405 0.09% Shares
Concurrent Investment Advisors, LLC $224,701 65,702 0.09% Shares
CITADEL ADVISORS LLC $222,300 65,000 0.09% Call option
Walleye Capital LLC $206,606 60,411 0.08% Shares
Velan Capital Investment Management LP $205,200 60,000 0.08% Shares
CANADA PENSION PLAN INVESTMENT BOARD $200,070 58,500 0.08% Shares
D. E. Shaw & Co., Inc. $198,548 58,055 0.08% Shares
NOMURA ASSET MANAGEMENT INTERNATIONAL INC. $198,000 58,000 0.08% Shares
FEDERATED HERMES, INC. $189,646 55,452 0.07% Shares
Arax Advisory Partners $180,422 52,755 0.07% Shares
TUDOR INVESTMENT CORP ET AL $172,686 50,493 0.07% Shares
AQR CAPITAL MANAGEMENT LLC $160,754 47,004 0.06% Shares
Cerity Partners LLC $160,521 46,936 0.06% Shares
WOLVERINE TRADING, LLC $159,080 48,500 0.06% Call option
MetLife Investment Management, LLC $156,144 45,656 0.06% Shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP $134,526 39,335 0.05% Shares
Quantinno Capital Management LP $132,286 38,680 0.05% Shares
CAPTRUST FINANCIAL ADVISORS $131,208 38,365 0.05% Shares
Invesco Ltd. $122,631 35,857 0.05% Shares
BRIGHTON JONES LLC $112,816 32,987 0.04% Shares
Voleon Capital Management LP $111,006 32,458 0.04% Shares
Vanguard Global Advisers, LLC $104,731 30,623 0.04% Shares
COMMONWEALTH EQUITY SERVICES, LLC $100,960 29,520 0.04% Shares
Focus Partners Wealth $100,708 29,447 0.04% Shares
AlphaQuest LLC $99,108 28,236 0.04% Shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP $98,154 28,700 0.04% Put option

Company insiders 39 insiders · 14 officers · 22 directors

Insider Role Last activity Shares owned Buys 12m Sells 12m Net 12m
Gaurav Shah CEO May 21, 2026 M 1,061,724 0 6 $-268,515
Aaron Ondrey Chief Financial Officer July 3, 2025 S 128,173 0 0 $0
Carlos Garcia-Parada Chief Financial Officer Feb. 14, 2022 A — 0 0 $0
Kinnari Patel President, Head of R&D and Chief Operating Officer May 20, 2025 S 441,927 0 0 $0
Christopher James Stevens Chief Operating Officer Feb. 11, 2026 A 469,129 0 0 $0
John Militello Vice President of Finance, Treasurer, Principal Accounting Officer May 26, 2026 A 89,780 0 11 $-141,454
Martin Wilson General Counsel May 19, 2026 S 677,977 0 7 $-69,020
Sarbani Chaudhuri Chief Commercial & Medical Affairs Officer May 7, 2026 S 267,510 0 1 $-67,776
Syed Ali-Aamir Rizvi Chief Medical Officer Feb. 11, 2026 A 407,874 0 0 $0
Jonathan David Schwartz Chief Science & Gene Therapy Officer Nov. 18, 2025 S 299,064 0 3 $-15,140
Mark Andrew White General Manager, Commercial Affairs Oct. 31, 2024 S 69,140 0 0 $0
Kamran Alam SVP - Finance & PFO Feb. 10, 2020 A — 0 0 $0
Rudolph Baumgartner Executive Vice President, Chief Medical Officer Jan. 23, 2017 A — 0 0 $0
William K. Mcvicar Executive Vice President, Chief Scientific Officer March 22, 2016 A — 0 0 $0
Peter Fong Director June 18, 2026 A 76,195 0 0 $0
Fady Ibraham Malik Director June 18, 2026 A 52,862 0 0 $0
Roderick Wong, M.D. Director June 18, 2026 A 75,499 0 0 $0
Mikael Dolsten Director June 18, 2026 A 67,082 0 0 $0
Carsten Boess Director June 18, 2026 A 52,862 0 0 $0
David P Southwell Director June 18, 2026 A 54,522 0 0 $0
Elisabeth Bjork Director Jan. 2, 2026 P 50,000 2 0 $68,500
Piratip Pratumsuwan Director June 18, 2025 A 30,000 0 0 $0
Gotham Makker Director June 18, 2025 A 415,346 0 0 $0
Pedro P Granadillo Director June 18, 2025 A 54,734 0 0 $0
Keith Woods Director June 13, 2024 A — 0 0 $0
Naveen Yalamanchi Director June 13, 2024 A 113,641 0 0 $0
Richard N. Spivey Director June 20, 2017 A — 0 0 $0
Patrick Machado Director June 20, 2017 A — 0 0 $0
Martin J Carroll Director June 20, 2017 A 10,000 0 0 $0
Paul G Howes Director June 20, 2017 A — 0 0 $0
Gary M. Phillips Director June 20, 2017 A — 0 0 $0
BARBERICH TIMOTHY J Director June 20, 2017 A — 0 0 $0
Ittai Harel Director June 24, 2015 A — 0 0 $0
Isai Peimer Director June 24, 2015 A — 0 0 $0
Martin Vogelbaum Director June 24, 2015 A — 0 0 $0
Argeris N Karabelas Director June 24, 2015 A 2,277,139 0 0 $0
Devang Kantesaria 10% owner Feb. 23, 2015 C 3,243,709 0 0 $0
MedImmune Ventures, Inc. 10% owner Feb. 23, 2015 C 1,917,906 0 0 $0
Dale Ritter — Jan. 17, 2017 M 19,827 0 0 $0

Insiders from SEC Form 3/4/5 filings; net = open-market P/S only

Activists & 5%+ owners 4 positions

Investors who filed SEC Schedule 13D — beneficial ownership above 5% with an intent to influence the issuer (activist stakes, board campaigns, M&A). Each row shows the most recent known state of that filer's position.

Filer Filed Stake Status Purpose Filing
RTW Investments, LP, Roderick Wong, M.D. ×8 filings Sept. 19, 2023 — Initial filing — SEC
Adage Capital Partners, L.P., Adage Capital Partners GP, L.L.C., Adage Capital Advisors, L.L.C., Robert Atchinson, Phillip Gross ×3 filings Jan. 19, 2018 — Initial filing — SEC
Care Capital III LLC, Care Capital Investments III LP, Care Capital Offshore Investments III LP, Care Capital II LLC, Care Capital Investments II LP, Care Capital Offshore Investments II LP ×2 filings Aug. 3, 2017 — Initial filing — SEC
Devon Park Bioventures, L.P. ×2 filings Jan. 6, 2017 — Initial filing — SEC

Purpose is an automated classification of the filer's own stated purpose (SEC Item 4) — not investment advice. "—" means no clear purpose was stated or the text could not be classified.

ETF ownership Held by 34 ETFs

Weight reflects direct equity holdings (N-PORT) only; leveraged or derivative-based funds may hold additional swap exposure not shown.

Fund Weight Units As of Source
BBC · ETFis Series Trust I 0.76% 81,418 NS April 30, 2026 N-PORT
GNOM · Global X Funds 0.32% 57,609 NS May 31, 2026 N-PORT
GTOS · Invesco Actively Managed Exchange-T… 0.11% 134,852.99 Aug. 8, 2026 Daily
LABU · Direxion Shares ETF Trust 0.10% 151,991 NS April 30, 2026 N-PORT
IWC · iShares Trust 0.07% 308,152 SH Aug. 8, 2026 Daily
GTO · Invesco Actively Managed Exchange-T… 0.07% 2,191,789.75 Aug. 8, 2026 Daily
FSCC · Federated Hermes ETF Trust 0.06% 52,158 NS May 31, 2026 N-PORT
PRFZ · Invesco Exchange-Traded Fund Trust 0.04% 329,401 SH Aug. 8, 2026 Daily
IBB · iShares Trust 0.03% 754,850 SH Aug. 8, 2026 Daily
IBBQ · Invesco Exchange-Traded Fund Trust … 0.03% 5,884 SH Aug. 8, 2026 Daily
IWN · iShares Trust 0.02% 836,554 SH Aug. 8, 2026 Daily
VTWV · VANGUARD SCOTTSDALE FUNDS 0.02% 78,767 SH Aug. 8, 2026 Daily
BIB · ProShares Trust 0.02% 4,013 NS May 31, 2026 N-PORT
IWM · iShares Trust 0.01% 2,324,056 SH Aug. 8, 2026 Daily
VTWO · VANGUARD SCOTTSDALE FUNDS 0.01% 519,829 SH Aug. 8, 2026 Daily
AVSC · AMERICAN CENTURY ETF TRUST 0.01% 90,905 NS May 31, 2026 N-PORT
RSSL · Global X Funds 0.01% 37,298 NS April 30, 2026 N-PORT
DFAS · Dimensional ETF Trust 0.01% 355,655 NS April 30, 2026 N-PORT
ITWO · ProShares Trust 0.01% 3,989 NS May 31, 2026 N-PORT
SCHA · SCHWAB STRATEGIC TRUST 0.01% 426,342 NS May 31, 2026 N-PORT
UWM · ProShares Trust 0.00% 3,119 NS May 31, 2026 N-PORT
URTY · ProShares Trust 0.00% 3,151 NS May 31, 2026 N-PORT
MSSM · MORGAN STANLEY PATHWAY FUNDS 0.00% 3,150 NS May 31, 2026 N-PORT
HDG · ProShares Trust 0.00% 79 NS May 31, 2026 N-PORT
ITOT · iShares Trust 0.00% 119,857 SH Aug. 8, 2026 Daily
SCHB · SCHWAB STRATEGIC TRUST 0.00% 51,335 NS May 31, 2026 N-PORT
IWV · iShares Trust 0.00% 18,992 SH Aug. 8, 2026 Daily
DFAU · Dimensional ETF Trust 0.00% 9,013 NS April 30, 2026 N-PORT
VXF · VANGUARD INDEX FUNDS 0.00% 1,000,868 SH Aug. 8, 2026 Daily
VTI · VANGUARD INDEX FUNDS 0.00% 2,700,288 SH Aug. 8, 2026 Daily
VTHR · VANGUARD SCOTTSDALE FUNDS 0.00% 5,568 SH Aug. 8, 2026 Daily
AVSU · AMERICAN CENTURY ETF TRUST 0.00% 2 NS May 31, 2026 N-PORT
DFAC · Dimensional ETF Trust 0.00% 1,662 NS April 30, 2026 N-PORT
VHT · VANGUARD WORLD FUND 0.00% 259,981 SH Aug. 8, 2026 Daily