Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 16 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

16 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Aug. 3, 2019 HALO S 1,328 $16.70 $22,178 38,584 Direct -3.33% Disposed 548.1% (price as of 2026-10-06)
Feb. 3, 2019 HALO S 2,536 $16.41 $41,616 31,566 Direct -7.44% Disposed 559.5% (price as of 2026-10-06)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
June 1, 2019 HALO Restricted Stock Units Common Stock (2,043) $0.00 · 2,043 Disposed
Feb. 22, 2019 HALO Restricted Stock Units Common Stock (3,884) $0.00 · 3,884 Disposed
Feb. 14, 2019 HALO Restricted Stock Units Common Stock (6,790) $0.00 · 6,790 Disposed
Feb. 12, 2019 HALO Restricted Stock Units Common Stock (37,538) $0.00 · 37,538 Acquired
Feb. 12, 2019 HALO Option to Purchase Common Stock Common Stock (71,602) $16.65 Feb. 12, 2029 71,602 Acquired
June 1, 2018 HALO Restricted Stock Units Common Stock (2,043) $0.00 · 2,043 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 9 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
May 7, 2018 HALO Common Stock 34,076 Direct
May 7, 2018 HALO Option to Purchase Common Stock→ Common Stock (100,000) 100,000 Direct
May 7, 2018 HALO Option to Purchase Common Stock→ Common Stock (41,841) 41,841 Direct
May 7, 2018 HALO Option to Purchase Common Stock→ Common Stock (24,861) 24,861 Direct
May 7, 2018 HALO Option to Purchase Common Stock→ Common Stock (13,218) 13,218 Direct
May 7, 2018 HALO Option to Purchase Common Stock→ Common Stock (47,635) 47,635 Direct
May 7, 2018 HALO Restricted Stock Units→ Common Stock (11,651) 11,651 Direct
May 7, 2018 HALO Restricted Stock Units→ Common Stock (8,170) 8,170 Direct
May 7, 2018 HALO Restricted Stock Units→ Common Stock (27,160) 27,160 Direct