DOERR L JOHN
CIK 1032455 · View on SEC EDGAR ↗
Insider
First SEC filing: Feb. 13, 2017 · Latest: June 12, 2026
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Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 100 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 1, 2026 | GOOGN | A | 980 | — | — | 980 Direct | — | Acquired | (price as of 2026-08-19) |
| June 15, 2026 | GOOGN | A | 1 | — | — | 1,558 Direct | +0.06% | Acquired | (price as of 2026-08-19) |
| June 15, 2026 | GOOGN | A | 1 | — | — | 1,026 Direct | +0.10% | Acquired | (price as of 2026-08-19) |
| June 15, 2026 | GOOGN | A | 0 | — | — | 81 Direct | 0.00% | Acquired | (price as of 2026-08-19) |
| June 15, 2026 | GOOGN | A | 0 | — | — | 777 Direct | 0.00% | Acquired | (price as of 2026-08-19) |
| June 10, 2026 | DASH | A | 1,986 | — | — | 9,069 Direct | +28.04% | Acquired | (price as of 2026-08-19) |
| March 16, 2026 | GOOGN | A | 1 | — | — | 1,684 Direct | +0.06% | Acquired | (price as of 2026-08-19) |
| March 16, 2026 | GOOGN | A | 1 | — | — | 1,148 Direct | +0.09% | Acquired | (price as of 2026-08-19) |
| March 16, 2026 | GOOGN | A | 0 | — | — | 262 Direct | 0.00% | Acquired | (price as of 2026-08-19) |
| March 16, 2026 | GOOGN | A | 1 | — | — | 955 Direct | +0.10% | Acquired | (price as of 2026-08-19) |
| Dec. 15, 2025 | GOOGN | A | 1 | — | — | 1,809 Direct | +0.06% | Acquired | (price as of 2026-08-19) |
| Dec. 15, 2025 | GOOGN | A | 1 | — | — | 1,270 Direct | +0.08% | Acquired | (price as of 2026-08-19) |
| Dec. 15, 2025 | GOOGN | A | 0 | — | — | 463 Direct | 0.00% | Acquired | (price as of 2026-08-19) |
| Dec. 15, 2025 | GOOGN | A | 1 | — | — | 1,133 Direct | +0.09% | Acquired | (price as of 2026-08-19) |
| Sept. 15, 2025 | GOOGN | A | 2 | — | — | 1,934 Direct | +0.10% | Acquired | (price as of 2026-08-19) |
| Sept. 15, 2025 | GOOGN | A | 1 | — | — | 1,392 Direct | +0.07% | Acquired | (price as of 2026-08-19) |
| Sept. 15, 2025 | GOOGN | A | 1 | — | — | 664 Direct | +0.15% | Acquired | (price as of 2026-08-19) |
| Sept. 15, 2025 | GOOGN | A | 1 | — | — | 1,312 Direct | +0.08% | Acquired | (price as of 2026-08-19) |
| July 2, 2025 | GOOGN | A | 2,016 | — | — | 2,016 Direct | — | Acquired | (price as of 2026-08-19) |
| June 16, 2025 | GOOGN | A | 1 | — | — | 865 Direct | +0.12% | Acquired | (price as of 2026-08-19) |
| June 16, 2025 | GOOGN | A | 2 | — | — | 1,513 Direct | +0.13% | Acquired | (price as of 2026-08-19) |
| June 16, 2025 | GOOGN | A | 2 | — | — | 1,489 Direct | +0.13% | Acquired | (price as of 2026-08-19) |
| March 17, 2025 | GOOGN | A | 2 | — | — | 1,666 Direct | +0.12% | Acquired | (price as of 2026-08-19) |
| March 17, 2025 | GOOGN | A | 2 | — | — | 1,634 Direct | +0.12% | Acquired | (price as of 2026-08-19) |
| March 17, 2025 | GOOGN | A | 1 | — | — | 1,045 Direct | +0.10% | Acquired | (price as of 2026-08-19) |
| Dec. 16, 2024 | GOOGN | A | 1 | — | — | 1,244 Direct | +0.08% | Acquired | (price as of 2026-08-19) |
| Dec. 16, 2024 | GOOGN | A | 2 | — | — | 1,841 Direct | +0.11% | Acquired | (price as of 2026-08-19) |
| Dec. 16, 2024 | GOOGN | A | 2 | — | — | 1,754 Direct | +0.11% | Acquired | (price as of 2026-08-19) |
| Sept. 16, 2024 | GOOGN | A | 1 | — | — | 601 Direct | +0.17% | Acquired | (price as of 2026-08-19) |
| Sept. 16, 2024 | GOOGN | A | 2 | — | — | 1,443 Direct | +0.14% | Acquired | (price as of 2026-08-19) |
| Sept. 16, 2024 | GOOGN | A | 3 | — | — | 2,018 Direct | +0.15% | Acquired | (price as of 2026-08-19) |
| Sept. 16, 2024 | GOOGN | A | 2 | — | — | 1,874 Direct | +0.11% | Acquired | (price as of 2026-08-19) |
| July 3, 2024 | GOOGN | A | 1,953 | — | — | 1,953 Direct | — | Acquired | (price as of 2026-08-19) |
| June 17, 2024 | GOOGN | A | 2 | — | — | 2,192 Direct | +0.09% | Acquired | (price as of 2026-08-19) |
| June 17, 2024 | GOOGN | A | 2 | — | — | 1,642 Direct | +0.12% | Acquired | (price as of 2026-08-19) |
| June 17, 2024 | GOOGN | A | 1 | — | — | 761 Direct | +0.13% | Acquired | (price as of 2026-08-19) |
| July 5, 2023 | GOOGN | A | 2,841 | — | — | 2,841 Direct | — | Acquired | (price as of 2026-08-19) |
| June 20, 2023 | DASH | A | 3,424 | — | — | 3,424 Direct | — | Acquired | (price as of 2026-08-19) |
| July 6, 2022 | GOOGN | A | 156 | — | — | 156 Direct | — | Acquired | (price as of 2026-08-19) |
| June 23, 2022 | DASH | A | 3,557 | — | — | 4,953 Direct | +254.80% | Acquired | (price as of 2026-08-19) |
| May 13, 2022 | COUR | A | 8,655 | — | — | 59,199 Direct | +17.12% | Acquired | (price as of 2026-08-19) |
| May 9, 2022 | COUR | J | 14,703 | — | — | 190,296 Indirect | +8.37% | Acquired | (price as of 2026-08-19) |
| May 9, 2022 | COUR | J | 25,445 | — | — | 50,544 Direct | -33.49% | Disposed | (price as of 2026-08-19) |
| May 6, 2022 | COUR | J | 109,187 | — | — | 658,393 Indirect | +19.88% | Acquired | (price as of 2026-08-19) |
| May 6, 2022 | COUR | J | 300 | — | — | 1,771 Indirect | +20.39% | Acquired | (price as of 2026-08-19) |
| May 6, 2022 | COUR | J | 3,180 | — | — | 18,832 Indirect | +20.32% | Acquired | (price as of 2026-08-19) |
| May 6, 2022 | COUR | J | 26,489 | — | — | 175,593 Indirect | +17.77% | Acquired | (price as of 2026-08-19) |
| May 6, 2022 | COUR | J | 2,857 | — | — | 16,887 Indirect | +20.36% | Acquired | (price as of 2026-08-19) |
| May 6, 2022 | COUR | J | 2,857 | — | — | 16,887 Indirect | +20.36% | Acquired | (price as of 2026-08-19) |
| May 6, 2022 | COUR | J | 253,948 | — | — | 75,989 Direct | -76.97% | Disposed | (price as of 2026-08-19) |
| May 6, 2022 | COUR | J | 289,385 | — | — | 329,937 Direct | +713.61% | Acquired | (price as of 2026-08-19) |
| May 6, 2022 | COUR | J | 1,000,000 | — | — | 4,635,143 Indirect | -17.75% | Disposed | (price as of 2026-08-19) |
| Dec. 15, 2021 | QS | A | 5,294 | — | — | 5,294 Direct | — | Acquired | (price as of 2026-08-19) |
| Dec. 9, 2021 | QS | J | 54,619 | — | — | 554,241 Indirect | +10.93% | Acquired | (price as of 2026-08-19) |
| Dec. 9, 2021 | QS | J | 126,880 | — | — | 117,800 Indirect | -51.86% | Disposed | (price as of 2026-08-19) |
| Dec. 9, 2021 | COUR | J | 19,036 | — | — | 149,104 Indirect | +14.64% | Acquired | (price as of 2026-08-19) |
| Dec. 9, 2021 | COUR | J | 133,539 | — | — | 40,552 Direct | -76.71% | Disposed | (price as of 2026-08-19) |
| Dec. 8, 2021 | COUR | J | 219,284 | — | — | 549,206 Indirect | +66.47% | Acquired | (price as of 2026-08-19) |
| Dec. 8, 2021 | COUR | J | 592 | — | — | 1,471 Indirect | +67.35% | Acquired | (price as of 2026-08-19) |
| Dec. 8, 2021 | COUR | J | 6,288 | — | — | 15,652 Indirect | +67.15% | Acquired | (price as of 2026-08-19) |
| Dec. 8, 2021 | COUR | J | 52,334 | — | — | 130,068 Indirect | +67.32% | Acquired | (price as of 2026-08-19) |
| Dec. 8, 2021 | COUR | J | 5,645 | — | — | 14,030 Indirect | +67.32% | Acquired | (price as of 2026-08-19) |
| Dec. 8, 2021 | COUR | J | 5,645 | — | — | 14,030 Indirect | +67.32% | Acquired | (price as of 2026-08-19) |
| Dec. 8, 2021 | COUR | J | 501,916 | — | — | 174,091 Direct | -74.25% | Disposed | (price as of 2026-08-19) |
| Dec. 8, 2021 | COUR | J | 571,914 | — | — | 676,007 Direct | +549.43% | Acquired | (price as of 2026-08-19) |
| Dec. 8, 2021 | COUR | J | 2,000,000 | — | — | 5,635,143 Indirect | -26.19% | Disposed | (price as of 2026-08-19) |
| Dec. 7, 2021 | QS | C | 5,070,532 | — | — | 5,070,532 Indirect | — | Acquired | (price as of 2026-08-19) |
| Dec. 7, 2021 | QS | J | 5,070,532 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-19) |
| Dec. 7, 2021 | QS | J | 1,449,954 | — | — | 1,517,166 Indirect | +2157.28% | Acquired | (price as of 2026-08-19) |
| Dec. 7, 2021 | QS | J | 1,272,486 | — | — | 244,680 Indirect | -83.87% | Disposed | (price as of 2026-08-19) |
| Dec. 7, 2021 | QS | J | 132,679 | — | — | 499,622 Indirect | +36.16% | Acquired | (price as of 2026-08-19) |
| Dec. 7, 2021 | QS | J | 15,942 | — | — | 47,568 Indirect | +50.41% | Acquired | (price as of 2026-08-19) |
| Dec. 7, 2021 | QS | J | 1,502 | — | — | 4,468 Indirect | +50.64% | Acquired | (price as of 2026-08-19) |
| Dec. 7, 2021 | QS | J | 14,313 | — | — | 42,617 Indirect | +50.57% | Acquired | (price as of 2026-08-19) |
| Dec. 7, 2021 | QS | J | 14,313 | — | — | 42,617 Indirect | +50.57% | Acquired | (price as of 2026-08-19) |
| Dec. 7, 2021 | QS | J | 555,960 | — | — | 1,671,587 Indirect | +49.83% | Acquired | (price as of 2026-08-19) |
| Dec. 7, 2021 | QS | C | 5,070,532 | — | — | 5,070,532 Indirect | -50.00% | Disposed | (price as of 2026-08-19) |
| Nov. 23, 2021 | DASH | J | 112,805 | — | — | 318,012 Indirect | +54.97% | Acquired | (price as of 2026-08-19) |
| Nov. 23, 2021 | DASH | J | 173,201 | — | — | 33,818 Indirect | -83.66% | Disposed | (price as of 2026-08-19) |
| Aug. 20, 2021 | QS | J | 104,554 | — | — | 366,943 Indirect | +39.85% | Acquired | (price as of 2026-08-19) |
| Aug. 20, 2021 | QS | J | 284,230 | — | — | 67,212 Indirect | -80.88% | Disposed | (price as of 2026-08-19) |
| Aug. 16, 2021 | DASH | J | 12,554 | — | — | 462,294 Indirect | +2.79% | Acquired | (price as of 2026-08-19) |
| Aug. 16, 2021 | DASH | J | 5,576 | — | — | 205,207 Indirect | +2.79% | Acquired | (price as of 2026-08-19) |
| Aug. 16, 2021 | DASH | J | 34,503 | — | — | 207,019 Indirect | -14.29% | Disposed | (price as of 2026-08-19) |
| Aug. 16, 2021 | DASH | J | 40,129 | — | — | 241,522 Indirect | +19.93% | Acquired | (price as of 2026-08-19) |
| Aug. 16, 2021 | DASH | J | 164,595 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-19) |
| Aug. 9, 2021 | QS | C | 5,070,533 | — | — | 10,141,064 Indirect | -33.33% | Disposed | (price as of 2026-08-19) |
| Aug. 9, 2021 | QS | J | 557,108 | — | — | 1,115,627 Indirect | +99.75% | Acquired | (price as of 2026-08-19) |
| Aug. 9, 2021 | QS | J | 14,214 | — | — | 28,304 Indirect | +100.88% | Acquired | (price as of 2026-08-19) |
| Aug. 9, 2021 | QS | J | 14,214 | — | — | 28,304 Indirect | +100.88% | Acquired | (price as of 2026-08-19) |
| Aug. 9, 2021 | QS | J | 1,490 | — | — | 2,966 Indirect | +100.95% | Acquired | (price as of 2026-08-19) |
| Aug. 9, 2021 | QS | J | 15,857 | — | — | 31,626 Indirect | +100.56% | Acquired | (price as of 2026-08-19) |
| Aug. 9, 2021 | QS | J | 131,766 | — | — | 262,389 Indirect | +100.88% | Acquired | (price as of 2026-08-19) |
| Aug. 9, 2021 | QS | J | 1,264,555 | — | — | 351,442 Indirect | -78.25% | Disposed | (price as of 2026-08-19) |
| Aug. 9, 2021 | QS | J | 1,440,919 | — | — | 1,615,997 Indirect | +823.02% | Acquired | (price as of 2026-08-19) |
| Aug. 9, 2021 | QS | J | 5,070,533 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-19) |
| Aug. 9, 2021 | QS | C | 5,070,533 | — | — | 5,070,533 Indirect | — | Acquired | (price as of 2026-08-19) |
| Aug. 5, 2021 | COUR | J | 5,606 | — | — | 8,385 Indirect | +201.73% | Acquired | (price as of 2026-08-19) |
| Aug. 5, 2021 | COUR | J | 219,784 | — | — | 329,922 Indirect | +199.55% | Acquired | (price as of 2026-08-19) |
| June 22, 2021 | DASH | A | 1,396 | — | — | 1,396 Direct | — | Acquired | (price as of 2026-08-19) |
Showing latest 100 of 461 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 7, 2021 | QS | Class B Common Stock | Class A Common Stock (5,070,532) | — | — | 5,070,532 | Disposed |
| Aug. 9, 2021 | QS | Class B Common Stock | Class A Common Stock (5,070,533) | — | — | 5,070,533 | Disposed |
| May 21, 2021 | QS | Class B Common Stock | Class A Common Stock (3,138,332) | — | — | 3,138,332 | Disposed |
| April 5, 2021 | COUR | Series F Preferred Stock | Common Stock (578,081) | — | — | 578,081 | Disposed |
| April 5, 2021 | COUR | Series D Preferred Stock | Common Stock (66,667) | — | — | 66,667 | Disposed |
| April 5, 2021 | COUR | Series C Preferred Stock | Common Stock (196,329) | — | — | 196,329 | Disposed |
| April 5, 2021 | COUR | Series C Preferred Stock | Common Stock (196,329) | — | — | 196,329 | Disposed |
| April 5, 2021 | COUR | Series B Preferred Stock | Common Stock (203,961) | — | — | 203,961 | Disposed |
| April 5, 2021 | COUR | Series A Preferred Stock | Common Stock (9,590,105) | — | — | 9,590,105 | Disposed |
| Dec. 11, 2020 | DASH | Series H Convertible Preferred Stock | Common Stock (164,595) | — | — | 164,595 | Disposed |
| Dec. 11, 2020 | DASH | Series C Convertible Preferred Stock | Common Stock (417,730) | — | — | 417,730 | Disposed |
| Dec. 11, 2020 | DASH | Series B Convertible Preferred Stock | Common Stock (5,474,200) | — | — | 5,283,270 | Disposed |
| Aug. 27, 2020 | BE | Class B Common Stock | Class A Common Stock (159,115) | — | — | 159,115 | Acquired |
| Aug. 27, 2020 | BE | Class B Common Stock | Class A Common Stock (159,115) | — | — | 159,115 | Disposed |
| Aug. 27, 2020 | BE | Class B Common Stock | Class A Common Stock (7,701,219) | — | — | 7,701,219 | Disposed |
| Aug. 13, 2020 | BE | Class B Common Stock | Class A Common Stock (866,690) | $8.00 | — | 866,690 | Acquired |
| Aug. 13, 2020 | BE | 6% Convertible Notes | Class B Common Stock [F14] | — | Dec. 1, 2021 | — | Disposed |
| Aug. 13, 2020 | BE | Class B Common Stock | Class A Common Stock (1,250,000) | $8.00 | — | 1,250,000 | Acquired |
| Aug. 13, 2020 | BE | 6% Convertible Notes | Class B Common Stock [F14] | $8.00 | Dec. 1, 2021 | — | Disposed |
| April 20, 2020 | BE | 6% Convertible Notes | Class B Common Stock [F14] (1,250,000) | $8.00 | Dec. 1, 2021 | — | Acquired |
| Nov. 26, 2019 | BE | Class B Common Stock | Class A Common Stock (580,160) | — | — | 580,160 | Disposed |
| Nov. 22, 2019 | BE | Class B Common Stock | Class A Common Stock (1,029,791) | — | — | 1,029,791 | Disposed |
| Nov. 22, 2019 | BE | Class B common stock | Class A common stock (46,977) | — | — | 46,977 | Acquired |
| July 27, 2018 | BE | Class B Common Stock | Class A Common Stock (12,569) | — | — | 12,569 | Acquired |
| July 27, 2018 | BE | Series G Convertible Preferred Stock | Class B Common Stock [F3] (12,569) | — | — | 12,569 | Disposed |
| July 27, 2018 | BE | Class B Common Stock | Class A Common Stock (6,078) | — | — | 6,078 | Acquired |
| July 27, 2018 | BE | Series F Convertible Preferred Stock | Class B Common Stock [F3] (6,078) | — | — | 6,078 | Disposed |
| July 27, 2018 | BE | Class B Common Stock | Class A Common Stock (13,288) | — | — | 13,288 | Acquired |
| July 27, 2018 | BE | Series E Convertible Preferred Stock | Class B Common Stock [F3] (13,288) | — | — | 13,288 | Disposed |
| July 27, 2018 | BE | Class B Common Stock | Class A Common Stock (8,975) | — | — | 8,975 | Acquired |
| July 27, 2018 | BE | Series D Convertible Preferred Stoc | Class B Common Stock [F3] (8,975) | — | — | 8,975 | Disposed |
| July 27, 2018 | BE | Class B Common Stock | Class A Common Stock (32,048) | — | — | 32,048 | Acquired |
| July 27, 2018 | BE | Series C Convertible Preferred Stock | Class B Common Stock [F3] (32,048) | — | — | 32,048 | Disposed |
| July 27, 2018 | BE | Class B Common Stock | Class A Common Stock (158,165) | — | — | 158,165 | Acquired |
| July 27, 2018 | BE | Series B Convertible Preferred Stock | Class B Common Stock [F3] (158,165) | — | — | 158,165 | Disposed |
| July 27, 2018 | BE | Class B Common Stock | Class A Common Stock (426,927) | — | — | 426,927 | Acquired |
| July 27, 2018 | BE | Series A Convertible Preferred Stock | Class B Common Stock [F3] (426,927) | — | — | 426,927 | Disposed |
| July 27, 2018 | BE | Class B Common Stock | Class A Common Stock (329,536) | — | — | 329,536 | Acquired |
| July 27, 2018 | BE | 8% Convertible Preferred Note (Series G) | Class B Common Stock [F3] | — | — | 329,536 | Disposed |
| July 27, 2018 | BE | Class B Common Stock | Class A Common Stock (247,967) | — | — | 247,967 | Acquired |
| July 27, 2018 | BE | Series. G Convertible Preferred Stock | Class B Common Stock [F3] (247,967) | — | — | 247,967 | Disposed |
| July 27, 2018 | BE | Class B Common Stock | Class A Common Stock (119,911) | — | — | 119,911 | Acquired |
| July 27, 2018 | BE | Series F Convertible Preferred Stock | Classs B Common Stock [F3] (119,911) | — | — | 119,911 | Disposed |
| July 27, 2018 | BE | Class B Common Stock | Class A Common Stock (262,164) | — | — | 262,164 | Acquired |
| July 27, 2018 | BE | Series E Convertible Preferred Stock | Class B Common Stock [F3] (262,164) | — | — | 262,164 | Disposed |
| July 27, 2018 | BE | Class B Common Stock | Class A Common Stock (177,071) | — | — | 177,071 | Acquired |
| July 27, 2018 | BE | Series D Convertible Preferred Stock | Class B Common Stock [F3] (177,071) | — | — | 177,071 | Disposed |
| July 27, 2018 | BE | Class B Common Stock | Class A Common Stock (632,293) | — | — | 632,293 | Acquired |
| July 27, 2018 | BE | Series C Convertible Preferred Stock | Class B Common Stock [F3] (632,293) | — | — | 632,293 | Disposed |
| July 27, 2018 | BE | Class B Common Stock | Class A Common Stock (3,120,525) | — | — | 3,120,525 | Acquired |
| July 27, 2018 | BE | Series B Convertible Preferred Stock | Class B Common Stock [F3] (3,120,525) | — | — | 3,120,525 | Disposed |
| July 27, 2018 | BE | Class B Common Stock | Class A Common Stock (8,423,073) | — | — | 8,423,073 | Acquired |
| July 27, 2018 | BE | Series A Convertible Preferred Stock | Class B Common Stock [F3] (8,423,073) | — | — | 8,423,073 | Disposed |
| July 27, 2018 | BE | Class B Common Stock | Class A Common Stock (16,703) | — | — | 16,703 | Acquired |
| July 27, 2018 | BE | 8% Convertible Preferred Note (Series G) | Class B Common Stock [F3] (16,703) | — | — | 16,703 | Disposed |
| Nov. 6, 2009 | AMZN | Restricted Stock Unit | Common Stock, par value $.01 per share (2,333) | — | Nov. 6, 2010 | 2,333 | Disposed |
| Nov. 6, 2008 | AMZN | Restricted Stock Unit | Common Stock, par value $.01 per share (2,334) | — | Nov. 6, 2010 | 2,334 | Disposed |
| Feb. 7, 2008 | AMZN | Restricted Stock Unit Award | Common Stock, par value $.01 per share (7,000) | — | Nov. 6, 2010 | 7,000 | Acquired |
| Dec. 12, 2007 | INTU | Non-Qualified Stock Option (right to buy) [F1] | Common Stock (7,500) | $29.85 | Dec. 11, 2014 | 7,500 | Acquired |
| Nov. 25, 2007 | INTU | Non-Qualified Stock Option (right to buy) [F1] | Common Stock (22,500) | $29.17 | Nov. 24, 2014 | 22,500 | Acquired |
| Nov. 6, 2007 | AMZN | Restricted Stock Unit | Common Stock, par value $.01 per share (6,000) | — | Nov. 6, 2007 | 6,000 | Disposed |
| Sept. 27, 2007 | INTU | Non-Qualified Stock Option (right to buy) | Common Stock (45,000) | $4.55 | Nov. 25, 2007 | 45,000 | Disposed |
| Dec. 12, 2006 | INTU | Non-Qualified Stock Option (right to buy) | Common Stock (7,500) | $30.59 | Dec. 11, 2013 | 7,500 | Acquired |
| Nov. 25, 2006 | INTU | Non-Qualified Stock Option (right to buy) [F2] | Common Stock (22,500) | $31.79 | Nov. 24, 2013 | 22,500 | Acquired |
| Nov. 6, 2006 | AMZN | Restricted Stock Unit | Common Stock, par value $.01 per share (6,000) | — | Nov. 6, 2007 | 6,000 | Disposed |
| Dec. 21, 2005 | INTU | Non-Qualified Stock Option (right to buy) | Common Stock (45,000) | $12.00 | Nov. 25, 2006 | 45,000 | Disposed |
| Dec. 12, 2005 | INTU | Non-Qualified Stock Option (right to buy) [F1] | Common Stock (5,000) | $55.40 | Dec. 12, 2012 | 5,000 | Acquired |
| Nov. 25, 2005 | INTU | Non-Qualified Stock Option [F1] | Common Stock (15,000) | $53.82 | Nov. 25, 2012 | 15,000 | Acquired |
| Nov. 25, 2005 | INTU | Non-Qualified Stock Option [F1] | Common Stock (15,000) | $53.82 | Nov. 25, 2012 | 15,000 | Acquired |
| Nov. 6, 2005 | AMZN | Restricted Stock Unit | Common Stock, par value $.01 per share (18,000) | — | Nov. 6, 2007 | 18,000 | Disposed |
| Dec. 12, 2004 | INTU | Non-Qualified Stock Option (right to buy) [F1] | Common Stock (5,000) | $43.40 | Dec. 12, 2011 | 5,000 | Acquired |
| Dec. 9, 2004 | INTU | Non-Qualified Stock Option [F1] | Common Stock (15,000) | $43.22 | Dec. 9, 2011 | 15,000 | Acquired |
| Dec. 12, 2003 | INTU | Non-Employee Director Stock Option (right to buy) | Common Stock (5,000) | $52.16 | Dec. 12, 2013 | 5,000 | Acquired |
| Nov. 25, 2003 | INTU | Non-Employee Director Stock Option (right to buy) | Common Stock (15,000) | $49.39 | Nov. 25, 2013 | 15,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 21 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| March 30, 2021 | COUR | Common Stock | — | Direct |
| March 30, 2021 | COUR | Common Stock | 666,667 | Indirect |
| March 30, 2021 | COUR | Series A Preferred Stock→ Common Stock (9,590,105) | 9,590,105 | Indirect |
| March 30, 2021 | COUR | Series B Preferred Stock→ Common Stock (203,961) | 203,961 | Indirect |
| March 30, 2021 | COUR | Series C Preferred Stock→ Common Stock (392,658) | 392,658 | Indirect |
| March 30, 2021 | COUR | Series D Preferred Stock→ Common Stock (66,667) | 66,667 | Indirect |
| March 30, 2021 | COUR | Series F Preferred Stock→ Common Stock (578,081) | 578,081 | Indirect |
| Dec. 8, 2020 | DASH | Series B Convertible Preferred Stock→ Common Stock [F2] (5,474,200) | 5,474,200 | Indirect |
| Dec. 8, 2020 | DASH | Series C Convertible Preferred Stock→ Common Stock [F2] (417,730) | 417,730 | Indirect |
| Dec. 8, 2020 | DASH | Series H Convertible Preferred Stock→ Common Stock [F2] (164,595) | 164,595 | Indirect |
| Dec. 7, 2020 | QS | Class A Common Stock | 1,932,201 | Indirect |
| Dec. 7, 2020 | QS | Class B Common Stock→ Class A Common Stock (18,349,929) | 18,349,929 | Indirect |
| July 24, 2018 | BE | Series A Convertible Preferred Stock→ Class B Common Stock [F2] (8,850,000) | 8,850,000 | Indirect |
| July 24, 2018 | BE | Series B Convertible Preferred Stock→ Class B Common Stock [F2] (3,278,690) | 3,278,690 | Indirect |
| July 24, 2018 | BE | Series C Convertible Preferred Stock→ Class B Common Stock [F2] (664,341) | 664,341 | Indirect |
| July 24, 2018 | BE | Series D Convertible Preferred Stock→ Class B Common Stock [F2] (186,046) | 186,046 | Indirect |
| July 24, 2018 | BE | Series E Convertible Preferred Stock→ Class B Common Stock [F2] (275,452) | 275,452 | Indirect |
| July 24, 2018 | BE | Series F Convertible Preferred Stock→ Class B Common Stock [F2] (125,989) | 125,989 | Indirect |
| July 24, 2018 | BE | Series G Convertible Preferred Stock→ Class B Common Stock [F2] (260,536) | 260,536 | Indirect |
| July 24, 2018 | BE | 8% Convertible Preferred Notes→ Series G Convertible Preferred Stock [F5] | — | Indirect |
| July 24, 2018 | BE | 6% Convertible Notes→ Class B Common Stock [F2] | — | Indirect |