Dominic J Caruso
CIK 1385325 · View on SEC EDGAR ↗
First SEC filing: Aug. 25, 2014 · Latest: Aug. 25, 2014
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 20, 2017 | JNJ | S | 82,591 | $136.72 | $11,291,842 | 144,102 Direct | -36.43% | Disposed | 95.5% (price as of 2026-08-21) |
| July 26, 2016 | JNJ | S | 41,146 | $125.01 | $5,143,661 | 116,673 Direct | -26.07% | Disposed | 113.8% (price as of 2026-08-21) |
| Nov. 2, 2015 | JNJ | S | 20,569 | $102.21 | $2,102,357 | 88,734 Direct | -18.82% | Disposed | 161.4% (price as of 2026-08-21) |
| Aug. 21, 2014 | JNJ | S | 30,000 | $104.30 | $3,129,000 | 61,600 Direct | -32.75% | Disposed | 156.2% (price as of 2026-08-21) |
| July 18, 2013 | JNJ | S | 30,000 | $90.31 | $2,709,300 | 53,534 Direct | -35.91% | Disposed | 195.9% (price as of 2026-08-21) |
| Oct. 19, 2012 | JNJ | S | 20,400 | $71.95 | $1,467,780 | 47,858 Direct | -29.89% | Disposed | 271.4% (price as of 2026-08-21) |
Showing latest 100 of 171 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 21, 2023 | MCK | Restricted Stock Units (RSUs) | Common Stock (483) | $0.00 | — | 483 | Acquired |
| July 22, 2022 | MCK | Restricted Stock Units (RSUs) | Common Stock (606) | $0.00 | — | 606 | Acquired |
| Feb. 12, 2018 | JNJ | Employee Stock Options (Right to Buy) [F6] | Common Stock (85,948) | $129.51 | Feb. 12, 2028 | 85,948 | Acquired |
| Feb. 12, 2018 | JNJ | Performance Share Units | Common Stock (26,504) | — | — | 26,504 | Disposed |
| Feb. 12, 2018 | JNJ | Restricted Share Units | Common Stock (4,312) | — | — | 4,312 | Acquired |
| Feb. 9, 2018 | JNJ | Restricted Share Units | Common Stock (10,601) | — | — | 10,601 | Disposed |
| July 20, 2017 | JNJ | Employee Stock Options (Right to Buy) | Common Stock (82,591) | $61.75 | Feb. 10, 2018 | 82,591 | Disposed |
| Feb. 13, 2017 | JNJ | Restricted Share Units | Common Stock (11,045) | — | — | 11,045 | Acquired |
| Feb. 13, 2017 | JNJ | Performance Share Units | Common Stock (26,947) | — | — | 26,947 | Disposed |
| Feb. 13, 2017 | JNJ | Employee Stock Options (Right to Buy) [F6] | Common Stock (131,264) | $115.67 | Feb. 13, 2027 | 131,264 | Acquired |
| Feb. 10, 2017 | JNJ | Restricted Share Units | Common Stock (10,779) | — | — | 10,779 | Disposed |
| July 26, 2016 | JNJ | Employee Stock Options (Right to Buy) | Common Stock (41,146) | $65.62 | Feb. 10, 2017 | 41,146 | Disposed |
| Feb. 8, 2016 | JNJ | Restricted Share Units [F7] | Common Stock (10,239) | — | — | 10,239 | Acquired |
| Feb. 8, 2016 | JNJ | Performance Share Units | Common Stock (29,005) | — | — | 29,005 | Disposed |
| Feb. 8, 2016 | JNJ | Employee Stock Options (Right to Buy) [F6] | Common Stock (142,365) | $101.87 | Feb. 7, 2026 | 142,365 | Acquired |
| Jan. 15, 2016 | JNJ | Restricted Share Units | Common Stock (11,602) | — | — | 11,602 | Disposed |
| Nov. 2, 2015 | JNJ | Employee Stock Options (Right to Buy) | Common Stock (20,569) | $58.34 | Feb. 12, 2016 | 20,569 | Disposed |
| Feb. 9, 2015 | JNJ | Restricted Share Units [F5] | Common Stock (10,601) | — | — | 10,601 | Acquired |
| Feb. 9, 2015 | JNJ | Performance Share Units | Common Stock (31,537) | — | — | 31,537 | Disposed |
| Feb. 9, 2015 | JNJ | Employee Stock Options (Right to Buy) [F3] | Common Stock (136,535) | $100.06 | Feb. 8, 2025 | 136,535 | Acquired |
| Jan. 16, 2015 | JNJ | Restricted Share Units | Common Stock (12,615) | — | — | 12,615 | Disposed |
| Aug. 21, 2014 | JNJ | Employee Stock Options (Right to Buy) [F5] | Common Stock (28,490) | $66.18 | Feb. 13, 2015 | 28,490 | Disposed |
| Aug. 21, 2014 | JNJ | Employee Stock Options (Right to Buy) [F5] | Common Stock (1,510) | $66.18 | Feb. 13, 2015 | 1,510 | Disposed |
| June 30, 2014 | JNJ | Deferred Share Units | Common Stock (168) | — | — | 168 | Acquired |
| Feb. 10, 2014 | JNJ | Performance Share Units [F6] | Common Stock (26,947) | — | — | 26,947 | Acquired |
| Feb. 10, 2014 | JNJ | Restricted Share Units [F5] | Common Stock (10,779) | — | — | 10,779 | Acquired |
| Feb. 10, 2014 | JNJ | Employee Stock Options (Right to Buy) [F4] | Common Stock (158,277) | $90.44 | Feb. 9, 2024 | 158,277 | Acquired |
| Jan. 10, 2014 | JNJ | Restricted Share Units | Common Stock (12,121) | — | — | 12,121 | Disposed |
| Dec. 31, 2013 | JNJ | Deferred Share Units | Common Stock (365) | — | — | 365 | Acquired |
| July 18, 2013 | JNJ | Employee Stock Options (Right to Buy) [F5] | Common Stock (30,000) | $53.93 | Feb. 7, 2014 | 30,000 | Disposed |
| Feb. 8, 2013 | JNJ | Restricted Share Units | Common Stock (9,981) | — | — | 9,981 | Disposed |
| Jan. 16, 2013 | JNJ | Performance Share Units [F6] | Common Stock (29,005) | — | — | 29,005 | Acquired |
| Jan. 16, 2013 | JNJ | Restricted Share Units [F6] | Common Stock (11,602) | — | — | 11,602 | Acquired |
| Jan. 16, 2013 | JNJ | Employee Stock Options (Right to Buy) [F6] | Common Stock (233,846) | $72.54 | Jan. 13, 2023 | 233,846 | Acquired |
| Dec. 31, 2012 | JNJ | Deferred Share Units [F4] | Common Stock | — | — | 105 | Acquired |
| Oct. 19, 2012 | JNJ | Employee Stock Option (Right to Buy) [F4] | Common Stock (1,915) | $52.20 | Feb. 8, 2013 | 1,915 | Disposed |
| Oct. 19, 2012 | JNJ | Employee Stock Option (Right to Buy) [F4] | Common Stock (18,485) | $52.20 | Feb. 8, 2013 | 18,485 | Disposed |
| Sept. 30, 2012 | JNJ | Deferred Share Units [F5] | Common Stock (314) | — | — | 314 | Acquired |
| Jan. 17, 2012 | JNJ | Performance Share Units [F5] | Common Stock (31,537) | — | — | 31,537 | Acquired |
| Jan. 17, 2012 | JNJ | Restricted Share Units [F5] | Common Stock (12,615) | — | — | 12,615 | Acquired |
| Jan. 17, 2012 | JNJ | Employee Stock Option (Right to Buy) [F5] | Common Stock (173,702) | $65.37 | Jan. 17, 2022 | 173,702 | Acquired |
| Jan. 17, 2012 | JNJ | Phantom Stock Units [F3] | Common Stock (2,227) | — | — | 2,227 | Acquired |
| Dec. 31, 2011 | JNJ | Phantom Stock Units [F3] | Common Stock (81) | — | — | 81 | Acquired |
| Sept. 30, 2011 | JNJ | Phantom Stock Units [F3] | Common Stock (83) | — | — | 83 | Acquired |
| June 30, 2011 | JNJ | Phantom Stock Units [F3] | Common Stock (79) | — | — | 79 | Acquired |
| May 13, 2011 | JNJ | Employee Stock Option (Right to Buy) [F6] | Common Stock (28,300) | $57.30 | Feb. 10, 2012 | 28,300 | Disposed |
| May 13, 2011 | JNJ | Employee Stock Option (Right to Buy) | Common Stock (1,700) | $57.30 | Feb. 10, 2012 | 1,700 | Disposed |
| March 31, 2011 | JNJ | Phantom Stock Units [F3] | Common Stock (83) | — | — | 83 | Acquired |
| Feb. 11, 2011 | JNJ | Restricted Share Units | Common Stock (6,883) | — | — | 6,883 | Disposed |
| Jan. 10, 2011 | JNJ | Restricted Share Units [F5] | Common Stock (12,121) | — | — | 12,121 | Acquired |
| Jan. 10, 2011 | JNJ | Employee Stock Option (Right to Buy) [F5] | Common Stock (145,447) | $62.20 | Jan. 10, 2021 | 145,447 | Acquired |
| Jan. 10, 2011 | JNJ | Phantom Stock Units [F3] | Common Stock (2,170) | — | — | 2,170 | Acquired |
| Dec. 31, 2010 | JNJ | Phantom Stock Units [F4] | Common Stock (60) | — | — | 60 | Acquired |
| Nov. 17, 2010 | JNJ | Employee Stock Options (Right to Buy) [F6] | Common Stock (1,800) | — | Nov. 29, 2010 | 1,800 | Disposed |
| Sept. 30, 2010 | JNJ | Phantom Stock Units | Common Stock (59) | — | — | 59 | Acquired |
| June 30, 2010 | JNJ | Phantom Stock Units | Common Stock (62) | — | — | 62 | Acquired |
| June 1, 2010 | JNJ | Employee Stock Options (Right to Buy) [F5] | Common Stock (18,000) | — | Nov. 29, 2010 | 18,000 | Disposed |
| March 31, 2010 | JNJ | Phantom Stock Units | Common Stock (50) | — | — | 50 | Acquired |
| Feb. 12, 2010 | JNJ | Restricted Share Units | Common Stock (3,429) | — | — | 3,429 | Disposed |
| Feb. 8, 2010 | JNJ | Restricted Share Units | Common Stock (9,981) | — | — | 9,981 | Acquired |
| Feb. 8, 2010 | JNJ | Employee Stock Option (Right to Buy) [F4] | Common Stock (119,770) | $62.62 | Feb. 8, 2020 | 119,770 | Acquired |
| Feb. 8, 2010 | JNJ | Phantom Stock Units | Common Stock (2,404) | — | — | 2,404 | Acquired |
| Dec. 31, 2009 | JNJ | Phantom Stock Units | Common Stock (33) | — | — | 33 | Acquired |
| Sept. 30, 2009 | JNJ | Phantom Stock Units | Common Stock (34) | — | — | 34 | Acquired |
| June 30, 2009 | JNJ | Phantom Stock Units [F4] | Common Stock (36) | — | — | 36 | Acquired |
| May 21, 2009 | JNJ | Employee Stock Option (Right to Buy) [F6] | Common (2,100) | — | Oct. 6, 2009 | 2,100 | Disposed |
| May 6, 2009 | JNJ | Employee Stock Option (Right to Buy) [F6] | Common (38,320) | — | Oct. 6, 2009 | 38,320 | Disposed |
| March 31, 2009 | JNJ | Phantom Stock Units [F4] | Common Stock (36) | — | — | 36 | Acquired |
| Feb. 13, 2009 | JNJ | Restricted Share Units | Common (5,142) | — | — | 5,142 | Disposed |
| Feb. 12, 2009 | JNJ | Phantom Stock Units [F3] | Common Stock (2,369) | — | — | 2,369 | Acquired |
| Feb. 9, 2009 | JNJ | Restricted Share Units | Common Stock (9,215) | — | — | 9,215 | Acquired |
| Feb. 9, 2009 | JNJ | Employee Stock Option (Right to Buy) [F5] | Common Stock (110,578) | $58.33 | Feb. 8, 2019 | 110,578 | Acquired |
| Dec. 31, 2008 | JNJ | Phantom Stock Units [F2] | Common Stock (14) | — | — | 14 | Acquired |
| Sept. 30, 2008 | JNJ | Phantom Stock Units [F2] | Common Stock (12) | — | — | 12 | Acquired |
| June 30, 2008 | JNJ | Phantom Stock Units [F2] | Common Stock (13) | — | — | 13 | Acquired |
| March 31, 2008 | JNJ | Phantom Stock Units [F2] | Common Stock (11) | — | — | 11 | Acquired |
| Feb. 14, 2008 | JNJ | Phantom Stock Units [F2] | Common Stock (1,746) | — | — | 1,746 | Acquired |
| Feb. 11, 2008 | JNJ | Restricted Share Units | Common Stock (6,883) | — | — | 6,883 | Acquired |
| Feb. 11, 2008 | JNJ | Employee Stock Option (Right to Buy) [F2] | Common Stock (82,591) | $61.75 | Feb. 10, 2018 | 82,591 | Acquired |
| Dec. 4, 2007 | JNJ | Employee Stock Option (Right to Buy) [F3] | Common Stock (9,580) | — | Oct. 6, 2009 | 9,580 | Disposed |
| Dec. 4, 2007 | JNJ | Employee Stock Option (Right to Buy) [F3] | Common Stock (9,619) | — | Dec. 4, 2008 | 9,619 | Disposed |
| Feb. 12, 2007 | JNJ | Restricted Share Units | Common Stock (3,429) | — | — | 3,429 | Acquired |
| Feb. 12, 2007 | JNJ | Employee Stock Option (Right to Buy) [F2] | Common Stock (41,146) | $65.62 | Feb. 10, 2017 | 41,146 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 17 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Sept. 14, 2018 | MCK | Common Stock | 0 | Direct |
| Jan. 9, 2007 | JNJ | Common Stock | 8,987 | Direct |
| Jan. 9, 2007 | JNJ | Common Stock [F1] | 236 | Indirect |
| Jan. 9, 2007 | JNJ | Stock Option (Right to Buy) [F2]→ Common Stock (9,619) | 9,619 | Direct |
| Jan. 9, 2007 | JNJ | Stock Option (Right to Buy) [F2]→ Common Stock (47,900) | 47,900 | Direct |
| Jan. 9, 2007 | JNJ | Stock Option (Right to Buy) [F2]→ Common Stock (2,100) | 2,100 | Direct |
| Jan. 9, 2007 | JNJ | Stock Option (Right to Buy) [F2]→ Common Stock (19,800) | 19,800 | Direct |
| Jan. 9, 2007 | JNJ | Stock Option (Right to Buy) [F2]→ Common Stock (1,700) | 1,700 | Direct |
| Jan. 9, 2007 | JNJ | Stock Option (Right to Buy) [F2]→ Common Stock (28,300) | 28,300 | Direct |
| Jan. 9, 2007 | JNJ | Stock Option (Right to Buy) [F2]→ Common Stock (18,485) | 18,485 | Direct |
| Jan. 9, 2007 | JNJ | Stock Option (Right to Buy) [F2]→ Common Stock (1,915) | 1,915 | Direct |
| Jan. 9, 2007 | JNJ | Stock Option (Right to Buy) [F2]→ Common Stock (1,850) | 1,850 | Direct |
| Jan. 9, 2007 | JNJ | Stock Option (Right to Buy) [F2]→ Common Stock (28,150) | 28,150 | Direct |
| Jan. 9, 2007 | JNJ | Stock Option (Right to Buy) [F2]→ Common Stock (1,510) | 1,510 | Direct |
| Jan. 9, 2007 | JNJ | Stock Option (Right to Buy) [F2]→ Common Stock (28,490) | 28,490 | Direct |
| Jan. 9, 2007 | JNJ | Stock Option (Right to Buy) [F3]→ Common Stock (20,569) | 20,569 | Direct |
| Jan. 9, 2007 | JNJ | Restricted Share Units [F4]→ Common Stock (5,142) | 5,142 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2015 | $922,577 | $0 | — | — | $2,772,796 | $925,536 | $112,789 | $9,689,400 |
| 2014 | $878,115 | $0 | — | — | $3,234,152 | $1,511,238 | $121,299 | $10,349,033 |
| 2013 | $842,308 | $0 | — | — | $3,222,868 | $252,000 | $112,911 | $8,233,315 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.