Douglas J Peebles

Insider

First SEC filing: April 7, 2004 · Latest: April 7, 2004

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 20 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

20 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 16, 2020	AWF	P	996	$9.26	$9,223	41,000 Direct	+2.49%	Acquired	10.0% (price as of 2026-08-20)
March 16, 2020	AWF	P	4	$9.10	$36	40,004 Direct	+0.01%	Acquired	12.0% (price as of 2026-08-20)
March 16, 2020	AWF	P	2,876	$9.10	$26,172	48,876 Direct	+6.25%	Acquired	12.0% (price as of 2026-08-20)
March 16, 2020	AWF	P	5,000	$9.23	$46,150	46,000 Direct	+12.20%	Acquired	10.4% (price as of 2026-08-20)
Dec. 11, 2015	AWF	P	10,000	$10.62	$106,200	40,000 Direct	+33.33%	Acquired	-4.0% (price as of 2026-08-20)
Dec. 11, 2015	AWF	P	600	$10.62	$6,372	30,000 Direct	+2.04%	Acquired	-4.0% (price as of 2026-08-20)
Dec. 11, 2015	AWF	P	4,400	$10.62	$46,728	29,400 Direct	+17.60%	Acquired	-4.0% (price as of 2026-08-20)
Dec. 11, 2015	AWF	P	5,000	$10.60	$53,000	25,000 Direct	+25.00%	Acquired	-3.9% (price as of 2026-08-20)
Aug. 24, 2015	AWF	P	1,000	$11.06	$11,060	20,000 Direct	+5.26%	Acquired	-7.9% (price as of 2026-08-20)
Aug. 24, 2015	AWF	P	300	$11.07	$3,321	19,000 Direct	+1.60%	Acquired	-7.9% (price as of 2026-08-20)
Aug. 24, 2015	AWF	P	603	$11.07	$6,675	18,700 Direct	+3.33%	Acquired	-7.9% (price as of 2026-08-20)
Aug. 24, 2015	AWF	P	4,097	$11.07	$45,354	18,097 Direct	+29.26%	Acquired	-7.9% (price as of 2026-08-20)
Aug. 24, 2015	AWF	P	10,304	$11.02	$113,550	14,000 Direct	+278.79%	Acquired	-7.5% (price as of 2026-08-20)
Aug. 24, 2015	AWF	P	200	$11.06	$2,212	3,696 Direct	+5.72%	Acquired	-7.9% (price as of 2026-08-20)
Aug. 24, 2015	AWF	P	200	$11.06	$2,212	3,496 Direct	+6.07%	Acquired	-7.9% (price as of 2026-08-20)
Aug. 24, 2015	AWF	P	296	$11.06	$3,274	3,296 Direct	+9.87%	Acquired	-7.9% (price as of 2026-08-20)
Aug. 24, 2015	AWF	P	3,000	$11.06	$33,180	3,000 Direct	—	Acquired	-7.9% (price as of 2026-08-20)
Sept. 19, 2014	AFB	P	15,000	$13.57	$203,550	200,000 Direct	+8.11%	Acquired	-19.2% (price as of 2026-08-20)
Sept. 17, 2014	AFB	P	50,000	$13.52	$676,000	185,000 Direct	+37.04%	Acquired	-18.9% (price as of 2026-08-20)
Sept. 16, 2014	AFB	P	35,000	$13.40	$469,000	135,000 Direct	+35.00%	Acquired	-18.1% (price as of 2026-08-20)
Nov. 20, 2013	AFB	P	58,600	$12.42	$727,812	100,000 Direct	+141.55%	Acquired	-11.7% (price as of 2026-08-20)
Oct. 11, 2013	AFB	P	40,000	$12.48	$499,200	41,400 Direct	+2857.14%	Acquired	-12.1% (price as of 2026-08-20)
Oct. 10, 2013	AFB	P	1,400	$12.43	$17,402	1,400 Direct	—	Acquired	-11.7% (price as of 2026-08-20)
Dec. 7, 2009	AB	A	136,738	$26.73	$3,655,007	166,769 Indirect	+455.32%	Acquired	36.1% (price as of 2026-08-20)
Jan. 23, 2009	AB	A	26,686	$17.05	$454,996	43,967 Indirect	+154.42%	Acquired	113.4% (price as of 2026-08-20)
Dec. 1, 2008	AB	F	722	$16.00	$11,552	42,756 Direct	-1.66%	Disposed	127.4% (price as of 2026-08-20)
Jan. 25, 2008	AB	A	11,140	$63.42	$706,499	67,952 Direct	+19.61%	Acquired	-42.6% (price as of 2026-08-20)
Dec. 10, 2007	AB	M	10,000	$18.47	$184,700	66,690 Direct	+17.64%	Acquired	97.0% (price as of 2026-08-20)
Dec. 10, 2007	AB	S	10,000	$82.04	$820,400	56,690 Direct	-14.99%	Disposed	-55.7% (price as of 2026-08-20)
Dec. 10, 2007	AB	M	10,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 1, 2007	AB	F	745	$81.95	$61,053	56,690 Direct	-1.30%	Disposed	-55.6% (price as of 2026-08-20)
Sept. 4, 2007	AB	M	10,000	$18.47	$184,700	67,117 Direct	+17.51%	Acquired	97.0% (price as of 2026-08-20)
Sept. 4, 2007	AB	S	10,000	$83.86	$838,600	57,312 Direct	-14.86%	Disposed	-56.6% (price as of 2026-08-20)
Sept. 4, 2007	AB	M	10,000	—	—	10,000 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Feb. 8, 2007	AB	A	5,212	$90.09	$469,549	57,117 Direct	+10.04%	Acquired	-59.6% (price as of 2026-08-20)
Jan. 31, 2007	AB	F	4,322	$90.09	$389,369	51,905 Direct	-7.69%	Disposed	-59.6% (price as of 2026-08-20)
Dec. 1, 2006	AB	F	705	$76.98	$54,271	56,227 Direct	+1.27%	Acquired	-52.7% (price as of 2026-08-20)
Aug. 3, 2006	AB	M	5,000	$12.56	$62,800	56,385 Direct	+9.73%	Acquired	189.6% (price as of 2026-08-20)
Aug. 3, 2006	AB	M	5,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 3, 2006	AB	A	7,036	$56.49	$397,464	51,385 Direct	+15.87%	Acquired	-35.6% (price as of 2026-08-20)
Jan. 26, 2006	AB	A	13,158	$56.49	$743,295	43,717 Direct	+43.06%	Acquired	-35.6% (price as of 2026-08-20)
Dec. 1, 2005	AB	F	670	$54.70	$36,649	30,559 Direct	-2.15%	Disposed	-33.5% (price as of 2026-08-20)
Feb. 24, 2005	AB	A	7,143	$42.00	$300,006	30,819 Direct	+30.17%	Acquired	-13.4% (price as of 2026-08-20)
Jan. 31, 2005	AB	F	283	$44.99	$12,732	23,511 Direct	-1.19%	Disposed	-19.1% (price as of 2026-08-20)
Dec. 15, 2004	AB	F	575	$40.94	$23,540	23,794 Direct	-2.36%	Disposed	-11.1% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 10, 2007	AB	Employee unit option (right to buy)	Holding Units [F1] (10,000)	—	Dec. 16, 2007	10,000	Disposed
Sept. 4, 2007	AB	Employee unit option (right to buy)	Holding Units [F1] (10,000)	—	Dec. 16, 2007	10,000	Disposed
Aug. 3, 2006	AB	Employee unit option (right to buy)	Holding Units (5,000)	$12.56	Dec. 16, 2006	5,000	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 8 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
April 7, 2004	AB	Units rep. assign. of beneficial ownership of l.p. interests	22,123	Direct
April 7, 2004	AB	Employee Unit Option (right to buy)→ Units rep. assign. of beneficial ownership of l.p. interests (5,000)	5,000	Direct
April 7, 2004	AB	Employee Unit Option (right to buy)→ Units rep. assign. of beneficial ownership of l.p. interests (20,000)	20,000	Direct
April 7, 2004	AB	Employee Unit Option (right to buy)→ Units rep. assign. of beneficial ownership of l.p. interests (10,000)	10,000	Direct
April 7, 2004	AB	Employee Unit Option (right to buy)→ Units rep. assign. of beneficial ownership of l.p. interests (10,000)	10,000	Direct
April 7, 2004	AB	Employee Unit Option (right to buy)→ Units rep. assign. of beneficial ownership of l.p. interests (10,000)	10,000	Direct
April 7, 2004	AB	Employee Unit Option (right to buy)→ Units rep. assign. of beneficial ownership of l.p. interests (10,000)	10,000	Direct
April 7, 2004	AB	Employee Unit Option (right to buy)→ Units rep. assign. of beneficial ownership of l.p. interests (10,000)	10,000	Direct