Douglas T. Sheehy

Insider

First SEC filing: April 21, 2010 · Latest: April 21, 2010

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

CDXS selling Sept. 14, 2012

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 20 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

20 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 5, 2016	CDXS	F	27,573	$3.66	$100,917	247,617 Direct	-10.02%	Disposed	-55.9% (price as of 2026-08-20)
Feb. 19, 2016	CDXS	A	123,000	—	—	123,000 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 19, 2016	CDXS	A	79,808	—	—	275,190 Direct	+40.85%	Acquired	(price as of 2026-08-20)
Feb. 10, 2016	CDXS	F	9,517	$3.93	$37,402	195,382 Direct	-4.64%	Disposed	-58.9% (price as of 2026-08-20)
May 10, 2015	CDXS	F	26,306	$4.26	$112,064	204,899 Direct	-11.38%	Disposed	-62.1% (price as of 2026-08-20)
March 5, 2015	CDXS	F	7,967	$3.99	$31,788	231,205 Direct	-3.33%	Disposed	-59.5% (price as of 2026-08-20)
Feb. 11, 2015	CDXS	A	140,000	—	—	140,000 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 11, 2015	CDXS	A	42,400	—	—	239,172 Direct	+21.55%	Acquired	(price as of 2026-08-20)
Feb. 10, 2015	CDXS	F	12,373	$3.59	$44,419	196,772 Direct	-5.92%	Disposed	-55.0% (price as of 2026-08-20)
Aug. 10, 2014	CDXS	F	24,661	$2.13	$52,528	209,145 Direct	-10.55%	Disposed	-24.2% (price as of 2026-08-20)
Feb. 24, 2014	CDXS	A	140,000	—	—	140,000 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 19, 2014	CDXS	F	12,879	$1.79	$23,053	233,806 Direct	-5.22%	Disposed	-9.8% (price as of 2026-08-20)
Nov. 13, 2013	CDXS	A	140,000	—	—	246,685 Direct	+131.23%	Acquired	(price as of 2026-08-20)
Feb. 10, 2013	CDXS	F	7,899	$2.31	$18,247	106,685 Direct	-6.89%	Disposed	-30.1% (price as of 2026-08-20)
Jan. 24, 2013	CDXS	A	76,022	—	—	76,022 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 24, 2013	CDXS	A	45,384	—	—	114,584 Direct	+65.58%	Acquired	(price as of 2026-08-20)
Sept. 14, 2012	CDXS	S	3,800	$2.76	$10,488	69,200 Direct	-5.21%	Disposed	-41.5% (price as of 2026-08-20)
March 7, 2012	CDXS	A	59,000	—	—	59,000 Direct	—	Acquired	(price as of 2026-08-20)
March 7, 2012	CDXS	A	32,000	—	—	73,000 Direct	+78.05%	Acquired	(price as of 2026-08-20)
Jan. 26, 2011	CDXS	A	60,000	—	—	60,000 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 26, 2011	CDXS	A	40,000	—	—	41,000 Direct	+4000.00%	Acquired	(price as of 2026-08-20)
Aug. 10, 2010	CDXS	P	1,000	$7.99	$7,990	1,000 Direct	—	Acquired	-79.8% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 19, 2016	CDXS	Stock Option (Right to Buy)	Common Stock (123,000)	$4.10	Feb. 18, 2026	123,000	Acquired
Feb. 11, 2015	CDXS	Stock Option (Right to Buy)	Common Stock (140,000)	$3.39	Feb. 10, 2025	140,000	Acquired
Feb. 24, 2014	CDXS	Stock Option (Right to Buy)	Common Stock (140,000)	$1.97	Feb. 23, 2024	140,000	Acquired
Jan. 24, 2013	CDXS	Stock Option (right to buy)	Common Stock (76,022)	$2.32	Jan. 23, 2023	76,022	Acquired
March 7, 2012	CDXS	Stock Option (right to buy)	Common Stock (59,000)	$3.56	March 6, 2022	59,000	Acquired
Jan. 26, 2011	CDXS	Stock Option (right to buy)	Common Stock (60,000)	$9.15	Jan. 25, 2021	60,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
April 21, 2010	CDXS	Stock Option (right to buy)→ Common Stock	—	Direct
April 21, 2010	CDXS	Stock Option (right to buy)→ Common Stock	—	Direct
April 21, 2010	CDXS	Stock Option (right to buy)→ Common Stock	—	Direct
April 21, 2010	CDXS	Stock Option (right to buy)→ Common Stock	—	Direct
April 21, 2010	CDXS	Stock Option (right to buy)→ Common Stock	—	Direct
April 21, 2010	CDXS	Stock Option (right to buy)→ Common Stock	—	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CDXS

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2016	$158,585	—	—	—	—	—	$4,865	$163,450
2014	$385,396	—	—	—	$178,000	—	$11,640	$895,610
2011	$310,000	—	—	—	$111,600	—	—	$1,094,098

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.