Edward H Ross

Insider

First SEC filing: June 21, 2011 · Latest: Feb. 4, 2021

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Insider at

0 buys (P) 0 sells (S) Net: $0 last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 12, 2020	FDUS	P	4,000	$9.31	$37,240	177,455 Direct	+2.31%	Acquired	111.8% (price as of 2026-08-21)
March 10, 2020	FDUS	P	2,000	$11.81	$23,620	173,455 Direct	+1.17%	Acquired	67.0% (price as of 2026-08-21)
March 7, 2018	FDUS	P	3,500	$13.18	$46,130	171,455 Direct	+2.08%	Acquired	49.6% (price as of 2026-08-21)
Nov. 8, 2012	FDUS	P	2,000	$15.39	$30,780	167,955 Direct	+1.21%	Acquired	28.1% (price as of 2026-08-21)
March 14, 2012	FDUS	P	2,000	$13.79	$27,580	161,504 Direct	+1.25%	Acquired	43.0% (price as of 2026-08-21)
Nov. 22, 2011	FDUS	P	1,800	$12.04	$21,672	157,971 Direct	+1.15%	Acquired	63.8% (price as of 2026-08-21)
Nov. 22, 2011	FDUS	P	1,800	$12.04	$21,672	157,971 Direct	+1.15%	Acquired	63.8% (price as of 2026-08-21)
Nov. 21, 2011	FDUS	P	200	$11.95	$2,390	156,171 Direct	+0.13%	Acquired	65.0% (price as of 2026-08-21)
Nov. 21, 2011	FDUS	P	200	$11.95	$2,390	156,171 Direct	+0.13%	Acquired	65.0% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
June 21, 2011	FDUS	Common Stock	154,513	Direct