Edward J Rapp
First SEC filing: March 9, 2016 · Latest: March 9, 2016
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Sept. 30, 2026 | ABBV | A | 129 | $261.59 | $33,745 | 29,568 Direct | +0.44% | Acquired | 1.6% (price as of 2026-10-05) |
| July 10, 2026 | XOS | A | 60,584 | · | · | 194,614 Direct | +45.20% | Acquired | (price as of 2026-10-05) |
| July 10, 2026 | XOS | A | 2,670 | · | · | 134,030 Direct | +2.03% | Acquired | (price as of 2026-10-05) |
| June 30, 2026 | ABBV | A | 134 | $251.64 | $33,720 | 29,236 Direct | +0.46% | Acquired | 5.6% (price as of 2026-10-05) |
| May 8, 2026 | ABBV | A | 1,118 | · | · | 45,964 Direct | +2.49% | Acquired | (price as of 2026-10-05) |
| April 10, 2026 | XOS | A | 5,182 | · | · | 131,360 Direct | +4.11% | Acquired | (price as of 2026-10-05) |
| March 31, 2026 | ABBV | A | 155 | $217.49 | $33,711 | 28,865 Direct | +0.54% | Acquired | 22.2% (price as of 2026-10-05) |
| Jan. 10, 2026 | XOS | A | 2,401 | · | · | 126,178 Direct | +1.94% | Acquired | (price as of 2026-10-05) |
| Dec. 31, 2025 | ABBV | A | 147 | $228.49 | $33,588 | 28,498 Direct | +0.52% | Acquired | 16.3% (price as of 2026-10-05) |
| Oct. 10, 2025 | XOS | A | 1,883 | · | · | 123,777 Direct | +1.54% | Acquired | (price as of 2026-10-05) |
| Sept. 30, 2025 | ABBV | A | 145 | $231.54 | $33,573 | 28,152 Direct | +0.52% | Acquired | 14.8% (price as of 2026-10-05) |
| July 10, 2025 | XOS | A | 62,377 | · | · | 120,293 Direct | +107.70% | Acquired | (price as of 2026-10-05) |
| July 10, 2025 | XOS | A | 1,601 | · | · | 121,894 Direct | +1.33% | Acquired | (price as of 2026-10-05) |
| June 30, 2025 | ABBV | A | 177 | $185.62 | $32,855 | 27,785 Direct | +0.64% | Acquired | 43.2% (price as of 2026-10-05) |
| May 9, 2025 | ABBV | A | 1,203 | · | · | 34,458 Direct | +3.62% | Acquired | (price as of 2026-10-05) |
| April 10, 2025 | XOS | A | 1,407 | · | · | 57,916 Direct | +2.49% | Acquired | (price as of 2026-10-05) |
| March 31, 2025 | ABBV | A | 155 | $209.52 | $32,476 | 27,361 Direct | +0.57% | Acquired | 26.8% (price as of 2026-10-05) |
| Jan. 10, 2025 | XOS | A | 1,475 | · | · | 56,509 Direct | +2.68% | Acquired | (price as of 2026-10-05) |
| Jan. 10, 2025 | XOS | A | 1,065 | · | · | 56,099 Direct | +1.94% | Acquired | (price as of 2026-10-05) |
| Dec. 31, 2024 | ABBV | A | 182 | $177.70 | $32,341 | 26,976 Direct | +0.68% | Acquired | 49.6% (price as of 2026-10-05) |
| Oct. 10, 2024 | XOS | A | 1,065 | · | · | 55,034 Direct | +1.97% | Acquired | (price as of 2026-10-05) |
| Sept. 30, 2024 | ABBV | A | 164 | $197.48 | $32,387 | 26,544 Direct | +0.62% | Acquired | 34.6% (price as of 2026-10-05) |
| July 10, 2024 | XOS | A | 28,694 | · | · | 53,252 Direct | +116.84% | Acquired | (price as of 2026-10-05) |
| July 10, 2024 | XOS | A | 717 | · | · | 53,969 Direct | +1.35% | Acquired | (price as of 2026-10-05) |
| June 30, 2024 | ABBV | A | 225 | $171.52 | $38,592 | 26,170 Direct | +0.87% | Acquired | 54.9% (price as of 2026-10-05) |
| May 3, 2024 | ABBV | A | 1,322 | · | · | 31,356 Direct | +4.40% | Acquired | (price as of 2026-10-05) |
| April 10, 2024 | XOS | A | 445 | · | · | 24,558 Direct | +1.85% | Acquired | (price as of 2026-10-05) |
| March 31, 2024 | ABBV | A | 212 | $182.10 | $38,605 | 25,701 Direct | +0.83% | Acquired | 45.9% (price as of 2026-10-05) |
| Jan. 15, 2024 | XOS | A | 650 | · | · | 24,113 Direct | +2.77% | Acquired | (price as of 2026-10-05) |
| Dec. 31, 2023 | ABBV | A | 250 | $154.97 | $38,742 | 25,266 Direct | +1.00% | Acquired | 71.5% (price as of 2026-10-05) |
| Oct. 10, 2023 | XOS | A | 15,151 | · | · | 703,915 Direct | +2.20% | Acquired | (price as of 2026-10-05) |
| Sept. 30, 2023 | ABBV | A | 259 | $149.06 | $38,607 | 24,750 Direct | +1.06% | Acquired | 78.3% (price as of 2026-10-05) |
| July 12, 2023 | XOS | A | 15,151 | · | · | 688,764 Direct | +2.25% | Acquired | (price as of 2026-10-05) |
| June 30, 2023 | ABBV | A | 287 | $134.73 | $38,668 | 24,254 Direct | +1.20% | Acquired | 97.3% (price as of 2026-10-05) |
| June 12, 2023 | XOS | A | 444,444 | · | · | 673,613 Direct | +193.94% | Acquired | (price as of 2026-10-05) |
| May 5, 2023 | ABBV | A | 1,450 | · | · | 30,034 Direct | +5.07% | Acquired | (price as of 2026-10-05) |
| April 3, 2023 | XOS | A | 7,936 | · | · | 229,169 Direct | +3.59% | Acquired | (price as of 2026-10-05) |
| March 31, 2023 | ABBV | A | 243 | $159.37 | $38,727 | 23,727 Direct | +1.03% | Acquired | 66.8% (price as of 2026-10-05) |
| Jan. 10, 2023 | XOS | A | 7,936 | · | · | 521,233 Direct | +1.55% | Acquired | (price as of 2026-10-05) |
| Dec. 31, 2022 | ABBV | A | 239 | $161.61 | $38,625 | 23,256 Direct | +1.04% | Acquired | 64.4% (price as of 2026-10-05) |
| Nov. 30, 2022 | XOS | P | 300,000 | $0.69 | $207,000 | 513,297 Direct | +140.65% | Acquired | -83.9% (price as of 2026-10-05) |
| Sept. 30, 2022 | ABBV | A | 288 | $134.21 | $38,652 | 22,806 Direct | +1.28% | Acquired | 98.0% (price as of 2026-10-05) |
| Sept. 30, 2022 | XOS | A | 3,378 | · | · | 213,297 Direct | +1.61% | Acquired | (price as of 2026-10-05) |
| Sept. 12, 2022 | XOS | A | 115,606 | · | · | 209,919 Direct | +122.58% | Acquired | (price as of 2026-10-05) |
| Aug. 3, 2022 | XOS | A | 3,816 | · | · | 94,313 Direct | +4.22% | Acquired | (price as of 2026-10-05) |
| June 30, 2022 | ABBV | A | 237 | $153.16 | $36,299 | 22,296 Direct | +1.07% | Acquired | 73.5% (price as of 2026-10-05) |
| May 6, 2022 | ABBV | A | 1,421 | · | · | 28,584 Direct | +5.23% | Acquired | (price as of 2026-10-05) |
| March 31, 2022 | ABBV | A | 217 | $162.11 | $35,178 | 21,860 Direct | +1.00% | Acquired | 63.9% (price as of 2026-10-05) |
| Dec. 31, 2021 | ABBV | A | 260 | $135.40 | $35,204 | 21,434 Direct | +1.23% | Acquired | 96.3% (price as of 2026-10-05) |
| Dec. 31, 2021 | XOS | A | 1,474 | · | · | 1,474 Direct | · | Acquired | (price as of 2026-10-05) |
| Nov. 18, 2021 | XOS | P | 100,000 | $4.27 | $427,000 | 335,169 Indirect | +42.52% | Acquired | -97.4% (price as of 2026-10-05) |
| Nov. 10, 2021 | XOS | A | 31,794 | · | · | 31,794 Direct | · | Acquired | (price as of 2026-10-05) |
| Nov. 10, 2021 | XOS | A | 57,229 | · | · | 57,229 Direct | · | Acquired | (price as of 2026-10-05) |
| Sept. 30, 2021 | ABBV | A | 326 | $107.87 | $35,166 | 20,941 Direct | +1.58% | Acquired | 146.4% (price as of 2026-10-05) |
| Sept. 1, 2021 | XOS | P | 5,000 | $6.65 | $33,250 | 235,169 Indirect | +2.17% | Acquired | -98.3% (price as of 2026-10-05) |
| Aug. 20, 2021 | XOS | A | 230,169 | · | · | 230,169 Indirect | · | Acquired | (price as of 2026-10-05) |
| June 30, 2021 | ABBV | A | 312 | $112.67 | $35,153 | 20,390 Direct | +1.55% | Acquired | 135.9% (price as of 2026-10-05) |
| May 7, 2021 | ABBV | A | 1,681 | · | · | 27,163 Direct | +6.60% | Acquired | (price as of 2026-10-05) |
| March 31, 2021 | ABBV | A | 325 | $108.22 | $35,172 | 19,855 Direct | +1.66% | Acquired | 145.6% (price as of 2026-10-05) |
| Dec. 31, 2020 | ABBV | A | 328 | $107.05 | $35,112 | 19,289 Direct | +1.73% | Acquired | 148.3% (price as of 2026-10-05) |
| Sept. 30, 2020 | ABBV | A | 402 | $87.59 | $35,211 | 18,735 Direct | +2.19% | Acquired | 203.4% (price as of 2026-10-05) |
| Sept. 3, 2020 | ABBV | G | 7,513 | · | · | 10,388 Indirect | +261.32% | Acquired | (price as of 2026-10-05) |
| Sept. 3, 2020 | ABBV | G | 7,513 | · | · | 25,482 Direct | -22.77% | Disposed | (price as of 2026-10-05) |
| June 30, 2020 | ABBV | A | 350 | $98.18 | $34,363 | 18,108 Direct | +1.97% | Acquired | 170.7% (price as of 2026-10-05) |
| May 8, 2020 | ABBV | A | 2,333 | · | · | 32,995 Direct | +7.61% | Acquired | (price as of 2026-10-05) |
| March 31, 2020 | ABBV | A | 446 | $76.19 | $33,981 | 17,530 Direct | +2.61% | Acquired | 248.8% (price as of 2026-10-05) |
| March 3, 2020 | ABBV | P | 2,875 | $87.87 | $252,626 | 2,875 Indirect | · | Acquired | 202.4% (price as of 2026-10-05) |
| Dec. 31, 2019 | ABBV | A | 384 | $88.54 | $33,999 | 16,872 Direct | +2.33% | Acquired | 200.2% (price as of 2026-10-05) |
| Sept. 30, 2019 | ABBV | A | 449 | $75.72 | $33,998 | 16,291 Direct | +2.83% | Acquired | 251.0% (price as of 2026-10-05) |
| June 30, 2019 | ABBV | A | 467 | $72.72 | $33,960 | 15,577 Direct | +3.09% | Acquired | 265.5% (price as of 2026-10-05) |
| June 26, 2019 | ABBV | P | 7,500 | $67.30 | $504,750 | 30,662 Direct | +32.38% | Acquired | 294.9% (price as of 2026-10-05) |
| May 3, 2019 | ABBV | A | 2,419 | · | · | 23,162 Direct | +11.66% | Acquired | (price as of 2026-10-05) |
| March 31, 2019 | ABBV | A | 421 | $80.59 | $33,928 | 14,907 Direct | +2.91% | Acquired | 229.8% (price as of 2026-10-05) |
| Dec. 31, 2018 | ABBV | A | 368 | $92.19 | $33,926 | 14,296 Direct | +2.64% | Acquired | 188.3% (price as of 2026-10-05) |
| Sept. 30, 2018 | ABBV | A | 359 | $94.58 | $33,954 | 13,780 Direct | +2.67% | Acquired | 181.0% (price as of 2026-10-05) |
| June 30, 2018 | ABBV | A | 357 | $92.65 | $33,076 | 13,290 Direct | +2.76% | Acquired | 186.8% (price as of 2026-10-05) |
| June 20, 2018 | ABBV | P | 1,013 | $98.63 | $99,912 | 20,743 Direct | +5.13% | Acquired | 169.5% (price as of 2026-10-05) |
| May 4, 2018 | ABBV | A | 1,899 | · | · | 17,629 Direct | +12.07% | Acquired | (price as of 2026-10-05) |
| March 31, 2018 | ABBV | A | 346 | $94.65 | $32,749 | 12,814 Direct | +2.78% | Acquired | 180.8% (price as of 2026-10-05) |
| Dec. 31, 2017 | ABBV | A | 338 | $96.71 | $32,688 | 12,391 Direct | +2.80% | Acquired | 174.8% (price as of 2026-10-05) |
| Sept. 30, 2017 | ABBV | A | 368 | $88.86 | $32,700 | 11,971 Direct | +3.17% | Acquired | 199.1% (price as of 2026-10-05) |
| July 31, 2017 | ABBV | P | 4,000 | $70.45 | $281,800 | 15,498 Direct | +34.79% | Acquired | 277.2% (price as of 2026-10-05) |
| June 30, 2017 | ABBV | A | 451 | $72.51 | $32,702 | 11,498 Direct | +4.08% | Acquired | 266.5% (price as of 2026-10-05) |
| May 5, 2017 | ABBV | A | 2,770 | · | · | 15,730 Direct | +21.37% | Acquired | (price as of 2026-10-05) |
| March 31, 2017 | ABBV | A | 502 | $65.16 | $32,710 | 10,941 Direct | +4.81% | Acquired | 307.9% (price as of 2026-10-05) |
| Dec. 31, 2016 | ABBV | A | 523 | $62.62 | $32,750 | 10,331 Direct | +5.33% | Acquired | 324.4% (price as of 2026-10-05) |
| Sept. 30, 2016 | ABBV | A | 519 | $63.07 | $32,733 | 9,720 Direct | +5.64% | Acquired | 321.4% (price as of 2026-10-05) |
| June 30, 2016 | ABBV | A | 531 | $61.91 | $32,874 | 9,124 Direct | +6.18% | Acquired | 329.3% (price as of 2026-10-05) |
| May 6, 2016 | ABBV | A | 2,974 | · | · | 12,960 Direct | +29.78% | Acquired | (price as of 2026-10-05) |
| March 31, 2016 | ABBV | A | 577 | $57.12 | $32,958 | 8,514 Direct | +7.27% | Acquired | 365.3% (price as of 2026-10-05) |
| March 7, 2016 | CAT | A | 114,049 | · | · | 114,049 Direct | · | Acquired | (price as of 2026-10-05) |
| Dec. 31, 2015 | ABBV | A | 557 | $59.24 | $32,997 | 7,853 Direct | +7.63% | Acquired | 348.6% (price as of 2026-10-05) |
| Sept. 30, 2015 | ABBV | A | 606 | $54.41 | $32,972 | 7,234 Direct | +9.14% | Acquired | 388.4% (price as of 2026-10-05) |
| June 30, 2015 | ABBV | A | 491 | $67.19 | $32,990 | 6,579 Direct | +8.07% | Acquired | 295.5% (price as of 2026-10-05) |
| May 8, 2015 | ABBV | A | 2,187 | · | · | 9,986 Direct | +28.04% | Acquired | (price as of 2026-10-05) |
| May 2, 2015 | CAT | M | 334 | · | · | 332 Direct | -50.15% | Disposed | (price as of 2026-10-05) |
| May 2, 2015 | CAT | F | 153 | $87.56 | $13,397 | 70,315 Direct | -0.22% | Disposed | 868.6% (price as of 2026-10-05) |
| May 2, 2015 | CAT | M | 334 | · | · | 70,850 Direct | +0.47% | Acquired | (price as of 2026-10-05) |
| May 1, 2015 | CAT | F | 382 | $87.52 | $33,433 | 70,468 Direct | -0.54% | Disposed | 869.1% (price as of 2026-10-05) |
| March 31, 2015 | ABBV | A | 563 | $58.54 | $32,958 | 6,041 Direct | +10.28% | Acquired | 354.0% (price as of 2026-10-05) |
Showing latest 100 of 260 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Sept. 30, 2026 | ABBV | Stock Equivalent Units | Common Stock | $261.59 | · | 129 | Acquired |
| June 30, 2026 | ABBV | Stock Equivalent Units | Common Stock | $251.64 | · | 134 | Acquired |
| March 31, 2026 | ABBV | Stock Equivalent Units | Common Stock | $217.49 | · | 155 | Acquired |
| Dec. 31, 2025 | ABBV | Stock Equivalent Units | Common Stock | $228.49 | · | 147 | Acquired |
| Sept. 30, 2025 | ABBV | Stock Equivalent Units | Common Stock | $231.54 | · | 145 | Acquired |
| June 30, 2025 | ABBV | Stock Equivalent Units | Common Stock | $185.62 | · | 177 | Acquired |
| March 31, 2025 | ABBV | Stock Equivalent Units | Common Stock | $209.52 | · | 155 | Acquired |
| Dec. 31, 2024 | ABBV | Stock Equivalent Units | Common Stock | $177.70 | · | 182 | Acquired |
| Sept. 30, 2024 | ABBV | Stock Equivalent Units | Common Stock | $197.48 | · | 164 | Acquired |
| June 30, 2024 | ABBV | Stock Equivalent Units | Common Stock | $171.52 | · | 225 | Acquired |
| March 31, 2024 | ABBV | Stock Equivalent Units | Common Stock | $182.10 | · | 212 | Acquired |
| Dec. 31, 2023 | ABBV | Stock Equivalent Units | Common Stock | $154.97 | · | 250 | Acquired |
| Sept. 30, 2023 | ABBV | Stock Equivalent Units | Common Stock | $149.06 | · | 259 | Acquired |
| June 30, 2023 | ABBV | Stock Equivalent Units | Common Stock | $134.73 | · | 287 | Acquired |
| March 31, 2023 | ABBV | Stock Equivalent Units | Common Stock | $159.37 | · | 243 | Acquired |
| Dec. 31, 2022 | ABBV | Stock Equivalent Units | Common Stock | $161.61 | · | 239 | Acquired |
| Sept. 30, 2022 | ABBV | Stock Equivalent Units | Common Stock | $134.21 | · | 288 | Acquired |
| June 30, 2022 | ABBV | Stock Equivalent Units | Common Stock | $153.16 | · | 237 | Acquired |
| March 31, 2022 | ABBV | Stock Equivalent Units | Common Stock | $162.11 | · | 217 | Acquired |
| Dec. 31, 2021 | ABBV | Stock Equivalent Units | Common Stock | $135.40 | · | 260 | Acquired |
| Nov. 10, 2021 | XOS | Restricted Stock Unit | Common Stock | · | · | 31,794 | Acquired |
| Nov. 10, 2021 | XOS | Restricted Stock Unit | Common Stock | · | · | 57,229 | Acquired |
| Sept. 30, 2021 | ABBV | Stock Equivalent Units | Common Stock | $107.87 | · | 326 | Acquired |
| June 30, 2021 | ABBV | Stock Equivalent Units | Common Stock | $112.67 | · | 312 | Acquired |
| March 31, 2021 | ABBV | Stock Equivalent Units | Common Stock | $108.22 | · | 325 | Acquired |
| Dec. 31, 2020 | ABBV | Stock Equivalent Units | Common Stock | · | · | 328 | Acquired |
| Sept. 30, 2020 | ABBV | Stock Equivalent Units | Common Stock | · | · | 402 | Acquired |
| June 30, 2020 | ABBV | Stock Equivalent Units | Common Stock | · | · | 350 | Acquired |
| March 31, 2020 | ABBV | Stock Equivalent Units | Common Stock | $0.00 | · | 446 | Acquired |
| Dec. 31, 2019 | ABBV | Stock Equivalent Units | Common Stock | · | · | 384 | Acquired |
| Sept. 30, 2019 | ABBV | Stock Equivalent Units | Common Stock | · | · | 449 | Acquired |
| June 30, 2019 | ABBV | Stock Equivalent Units | Common Stock | · | · | 467 | Acquired |
| March 31, 2019 | ABBV | Stock Equivalent Units | Common Stock | · | · | 421 | Acquired |
| Dec. 31, 2018 | ABBV | Stock Equivalent Units | Common Stock | · | · | 368 | Acquired |
| Sept. 30, 2018 | ABBV | Stock Equivalent Units | Common Stock | · | · | 359 | Acquired |
| June 30, 2018 | ABBV | Stock Equivalent Units | Common Stock | · | · | 357 | Acquired |
| March 31, 2018 | ABBV | Stock Equivalent Units | Common Stock | · | · | 346 | Acquired |
| Dec. 31, 2017 | ABBV | Stock Equivalent Units | Common Stock | · | · | 338 | Acquired |
| Sept. 30, 2017 | ABBV | Stock Equivalent Units | Common Stock | · | · | 368 | Acquired |
| June 30, 2017 | ABBV | Stock Equivalent Units | Common Stock | · | · | 451 | Acquired |
| March 31, 2017 | ABBV | Stock Equivalent Units | Common Stock | · | · | 502 | Acquired |
| Dec. 31, 2016 | ABBV | Stock Equivalent Units | Common Stock | · | · | 523 | Acquired |
| Sept. 30, 2016 | ABBV | Stock Equivalent Units | Common Stock | · | · | 519 | Acquired |
| June 30, 2016 | ABBV | Stock Equivalent Units | Common Stock | · | · | 531 | Acquired |
| March 31, 2016 | ABBV | Stock Equivalent Units | Common Stock | · | · | 577 | Acquired |
| March 7, 2016 | CAT | Employee Stock Option | Common Stock | $74.77 | March 7, 2026 | 114,049 | Acquired |
| Dec. 31, 2015 | ABBV | Stock Equivalent Units | Common Stock | · | · | 557 | Acquired |
| Sept. 30, 2015 | ABBV | Stock Equivalent Units | Common Stock | · | · | 606 | Acquired |
| June 30, 2015 | ABBV | Stock Equivalent Units | Common Stock | · | · | 491 | Acquired |
| May 2, 2015 | CAT | Restricted Stock Units | Common Stock | · | · | 334 | Disposed |
| April 1, 2015 | CAT | Restricted Stock Units | Common Stock | · | · | 391 | Disposed |
| March 31, 2015 | ABBV | Stock Equivalent Units | Common Stock | · | · | 563 | Acquired |
| March 2, 2015 | CAT | Employee Stock Option | Common Stock | $83.00 | March 2, 2025 | 172,621 | Acquired |
| Dec. 31, 2014 | ABBV | Stock Equivalent Units | Common Stock | · | · | 504 | Acquired |
| Sept. 30, 2014 | ABBV | Stock Equivalent Units | Common Stock | · | · | 571 | Acquired |
| Aug. 5, 2014 | CAT | Employee Stock Option | Common Stock | $45.64 | Feb. 18, 2015 | 30,000 | Disposed |
| June 30, 2014 | ABBV | Stock Equivalent Units | Common Stock | · | · | 584 | Acquired |
| May 6, 2014 | CAT | Employee Stock Option | Common Stock | $45.64 | Feb. 18, 2015 | 30,000 | Disposed |
| May 2, 2014 | CAT | Restricted Stock Units | Common Stock | · | · | 334 | Disposed |
| April 1, 2014 | CAT | Restricted Stock Units | Common Stock | · | · | 392 | Disposed |
| March 31, 2014 | ABBV | Stock Equivalent Units | Common Stock | · | · | 642 | Acquired |
| March 3, 2014 | CAT | Employee Stock Option | Common Stock | $96.31 | March 3, 2024 | 86,742 | Acquired |
| Jan. 31, 2014 | CAT | Employee Stock Option | Common Stock | $38.63 | June 8, 2014 | 60,000 | Disposed |
| Jan. 31, 2014 | CAT | Employee Stock Option | Common Stock | $38.63 | June 8, 2014 | 60,000 | Disposed |
| Dec. 31, 2013 | ABBV | Stock Equivalent Units | Common Stock | · | · | 624 | Acquired |
| Sept. 30, 2013 | ABBV | Stock Equivalent Units | Common Stock | · | · | 737 | Acquired |
| June 30, 2013 | ABBV | Stock Equivalent Units | Common Stock | · | · | 798 | Acquired |
| April 1, 2013 | CAT | Restricted Stock Units | Common Stock | · | April 1, 2015 | 392 | Disposed |
| March 31, 2013 | ABBV | Stock Equivalent Units | Common stock | · | · | 809 | Acquired |
| March 4, 2013 | CAT | Employee Stock Option (right to buy) | Common Stock | $89.75 | March 4, 2023 | 79,976 | Acquired |
| March 1, 2013 | CAT | Restricted Stock Units | Common Stock | · | March 1, 2013 | 3,257 | Disposed |
| Nov. 26, 2012 | CAT | Employee Stock Option | Common | $27.14 | June 10, 2013 | 13,500 | Disposed |
| July 30, 2012 | CAT | Employee Stock Option | Common | $27.14 | June 10, 2013 | 13,500 | Disposed |
| July 30, 2012 | CAT | Phantom Stock Units | Common | · | · | 5,585 | Acquired |
| March 5, 2012 | CAT | Employee Stock Option (right to buy) | Common | $110.09 | March 5, 2022 | 60,515 | Acquired |
| March 2, 2012 | CAT | Restricted Stock Units | Common | · | March 2, 2012 | 6,561 | Disposed |
| Feb. 21, 2012 | CAT | Employee Stock Option | Common | $27.14 | June 10, 2013 | 27,000 | Disposed |
| May 3, 2011 | CAT | Stock Appreciation Rights | Common | $57.85 | March 1, 2020 | 145,765 | Disposed |
| May 2, 2011 | CAT | Restricted Stock Units | Common | · | · | 1,000 | Acquired |
| May 2, 2011 | CAT | Phantom Stock Units | Common | · | · | 43 | Acquired |
| March 7, 2011 | CAT | Stock Appreciation Rights | Common | $102.13 | March 7, 2021 | 56,228 | Acquired |
| March 3, 2011 | CAT | Restricted Stock Units | Common | · | March 3, 2011 | 4,109 | Disposed |
| March 3, 2011 | CAT | Phantom Stock Units | Common | · | · | 116 | Acquired |
| Sept. 30, 2010 | CAT | Phantom Stock Units | Common | · | · | 37 | Acquired |
| Aug. 31, 2010 | CAT | Phantom Stock Units | Common | · | · | 44 | Acquired |
| July 30, 2010 | CAT | Phantom Stock Units | Common | · | · | 188 | Acquired |
| June 30, 2010 | CAT | Phantom Stock Units | Common | · | · | 46 | Acquired |
| April 5, 2010 | CAT | Employee Stock Option [F5] | Common | $26.76 | June 12, 2011 | 24,000 | Disposed |
| April 1, 2010 | CAT | Restricted Stock Units | Common | · | · | 1,175 | Acquired |
| March 2, 2010 | CAT | Restricted Stock Units | Common | · | March 2, 2010 | 2,594 | Disposed |
| March 2, 2010 | CAT | Restricted Stock Units | Common | · | March 2, 2010 | 2,594 | Disposed |
| March 1, 2010 | CAT | Restricted Stock Units | Common | · | · | 3,257 | Acquired |
| March 1, 2010 | CAT | Stock Appreciation Rights | Common | $57.85 | March 1, 2020 | 145,765 | Acquired |
| Dec. 31, 2009 | CAT | Phantom Stock Units | Common | · | · | 164 | Acquired |
| Nov. 30, 2009 | CAT | Phantom Stock Units | Common | · | · | 50 | Acquired |
| Oct. 30, 2009 | CAT | Phantom Stock Units | Common | · | · | 85 | Acquired |
| Oct. 23, 2009 | CAT | Employee Stock Option [F4] | Common | $25.36 | June 11, 2012 | 54,000 | Disposed |
| Oct. 20, 2009 | CAT | Employee Stock Option [F4] | Common | $26.76 | June 12, 2011 | 24,000 | Disposed |
| Sept. 30, 2009 | CAT | Phantom Stock Units | Common | · | · | 56 | Acquired |
| Aug. 31, 2009 | CAT | Phantom Stock Units | Common | · | · | 64 | Acquired |
Showing latest 100 of 120 transactions
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 15 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Aug. 24, 2021 | XOS | No securities owned. | 0 | Direct |
| Dec. 14, 2012 | ABBV | Common stock, $0.01 par value | 0 | Direct |
| Dec. 3, 2007 | CAT | Common | · | Direct |
| Dec. 3, 2007 | CAT | Option (ISO) | 3,590 | Direct |
| Dec. 3, 2007 | CAT | Option (ISO) | 3,208 | Direct |
| Dec. 3, 2007 | CAT | Option (ISO) | 5,202 | Direct |
| Dec. 3, 2007 | CAT | Option (NQ) | 11,798 | Direct |
| Dec. 3, 2007 | CAT | Option (NQ) | 48,000 | Direct |
| Dec. 3, 2007 | CAT | Option (NQ) | 54,000 | Direct |
| Dec. 3, 2007 | CAT | Option (NQ) | 54,000 | Direct |
| Dec. 3, 2007 | CAT | Option (NQ) | 60,000 | Direct |
| Dec. 3, 2007 | CAT | Option (NQ) | 60,000 | Direct |
| Dec. 3, 2007 | CAT | Option (NSAR) | 48,000 | Direct |
| Dec. 3, 2007 | CAT | Option (NSAR) | 47,044 | Direct |
| Dec. 3, 2007 | CAT | Option (RSU) | 2,594 | Direct |