Edward S. Lampert
CIK 1183200 · View on SEC EDGAR ↗
Insider
Activist
First SEC filing: Jan. 5, 2006 · Latest: April 3, 2026
On this page
Insider at
Insider transactions
0 buys (P)
3 sells (S)
Net:
$-58,806,113
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| April 1, 2026 | LE | S | 1,300,505 | $45.00 | $58,522,725 | 15,813,925 Direct | -7.60% | Disposed | -73.4% (price as of 2026-08-20) |
| Sept. 11, 2025 | SRG | S | 23,864 | $4.50 | $107,388 | 13,420,298 Direct | -0.18% | Disposed | -54.1% (price as of 2026-08-20) |
| Sept. 9, 2025 | SRG | S | 40,000 | $4.40 | $176,000 | 13,444,162 Direct | -0.30% | Disposed | -53.1% (price as of 2026-08-20) |
| Aug. 27, 2024 | AN | S | 10,725 | $180.14 | $1,932,002 | 3,775,419 Direct | -0.28% | Disposed | 10.7% (price as of 2026-08-20) |
| Aug. 26, 2024 | AN | S | 39,194 | $183.43 | $7,189,355 | 3,786,144 Direct | -1.02% | Disposed | 8.7% (price as of 2026-08-20) |
| Aug. 23, 2024 | AN | S | 500 | $182.06 | $91,030 | 3,825,338 Direct | -0.01% | Disposed | 9.5% (price as of 2026-08-20) |
| July 31, 2024 | AN | S | 53,562 | $193.45 | $10,361,569 | 3,825,838 Direct | -1.38% | Disposed | 3.0% (price as of 2026-08-20) |
| July 16, 2024 | AN | S | 1,067 | $182.34 | $194,557 | 3,879,400 Direct | -0.03% | Disposed | 9.3% (price as of 2026-08-20) |
| July 15, 2024 | AN | S | 100,000 | $176.21 | $17,621,000 | 3,880,467 Direct | -2.51% | Disposed | 13.1% (price as of 2026-08-20) |
| July 12, 2024 | AN | S | 23,703 | $172.29 | $4,083,790 | 3,980,467 Direct | -0.59% | Disposed | 15.7% (price as of 2026-08-20) |
| April 1, 2024 | SRG | S | 25,655 | $9.76 | $250,393 | 13,484,162 Direct | -0.19% | Disposed | -78.8% (price as of 2026-08-20) |
| March 21, 2024 | AN | S | 163,100 | $164.64 | $26,852,784 | 4,004,170 Direct | -3.91% | Disposed | 21.1% (price as of 2026-08-20) |
| March 20, 2024 | AN | S | 100,000 | $161.26 | $16,126,000 | 4,167,270 Direct | -2.34% | Disposed | 23.6% (price as of 2026-08-20) |
| Feb. 28, 2024 | SRG | S | 6,447 | $9.60 | $61,891 | 13,509,817 Direct | -0.05% | Disposed | -78.5% (price as of 2026-08-20) |
| Feb. 27, 2024 | SRG | S | 20,694 | $9.60 | $198,662 | 13,516,264 Direct | -0.15% | Disposed | -78.5% (price as of 2026-08-20) |
| Feb. 26, 2024 | SRG | S | 45,654 | $9.60 | $438,278 | 13,536,958 Direct | -0.34% | Disposed | -78.5% (price as of 2026-08-20) |
| Feb. 22, 2024 | SRG | S | 136,251 | $9.68 | $1,318,910 | 13,582,612 Direct | -0.99% | Disposed | -78.7% (price as of 2026-08-20) |
| Feb. 12, 2024 | AN | S | 10,804 | $154.56 | $1,669,866 | 4,267,860 Direct | -0.25% | Disposed | 29.0% (price as of 2026-08-20) |
| Jan. 24, 2024 | SRG | S | 400 | $9.51 | $3,804 | 13,718,863 Direct | 0.00% | Disposed | -78.3% (price as of 2026-08-20) |
| Jan. 23, 2024 | SRG | S | 400 | $9.56 | $3,824 | 13,719,263 Direct | 0.00% | Disposed | -78.4% (price as of 2026-08-20) |
| Jan. 22, 2024 | AN | S | 380,497 | $143.12 | $54,456,731 | 4,278,664 Direct | -8.17% | Disposed | 39.3% (price as of 2026-08-20) |
| Jan. 22, 2024 | SRG | S | 101,151 | $9.54 | $964,981 | 13,719,663 Direct | -0.73% | Disposed | -78.4% (price as of 2026-08-20) |
| Jan. 19, 2024 | SRG | S | 179,186 | $9.61 | $1,721,977 | 13,820,814 Direct | -1.28% | Disposed | -78.5% (price as of 2026-08-20) |
| Jan. 12, 2024 | SRG | S | 17,790 | $9.57 | $170,250 | 14,000,000 Direct | -0.13% | Disposed | -78.4% (price as of 2026-08-20) |
| Jan. 11, 2024 | SRG | S | 48,324 | $9.50 | $459,078 | 14,017,790 Direct | -0.34% | Disposed | -78.3% (price as of 2026-08-20) |
| Jan. 10, 2024 | AN | S | 77,284 | $142.58 | $11,019,153 | 4,659,161 Direct | -1.63% | Disposed | 39.8% (price as of 2026-08-20) |
| Jan. 10, 2024 | SRG | S | 3,023 | $9.65 | $29,172 | 14,066,114 Direct | -0.02% | Disposed | -78.6% (price as of 2026-08-20) |
| Dec. 29, 2023 | SRG | S | 93,350 | $9.44 | $881,224 | 14,069,137 Direct | -0.66% | Disposed | -78.1% (price as of 2026-08-20) |
| Dec. 22, 2023 | AN | S | 25,405 | $151.75 | $3,855,209 | 4,736,445 Direct | -0.53% | Disposed | 31.4% (price as of 2026-08-20) |
| Dec. 21, 2023 | AN | S | 125,558 | $152.15 | $19,103,650 | 4,761,850 Direct | -2.57% | Disposed | 31.0% (price as of 2026-08-20) |
| Dec. 11, 2023 | SRG | S | 57,201 | $9.13 | $522,245 | 14,162,487 Direct | -0.40% | Disposed | -77.4% (price as of 2026-08-20) |
| Dec. 8, 2023 | SRG | S | 177,406 | $9.19 | $1,630,361 | 14,219,688 Direct | -1.23% | Disposed | -77.5% (price as of 2026-08-20) |
| Dec. 7, 2023 | SRG | S | 32,536 | $9.14 | $297,379 | 14,397,094 Direct | -0.23% | Disposed | -77.4% (price as of 2026-08-20) |
| Dec. 6, 2023 | SRG | S | 77,699 | $9.23 | $717,162 | 14,429,630 Direct | -0.54% | Disposed | -77.6% (price as of 2026-08-20) |
| Dec. 5, 2023 | SRG | S | 77,898 | $9.21 | $717,441 | 14,507,329 Direct | -0.53% | Disposed | -77.6% (price as of 2026-08-20) |
| Dec. 4, 2023 | SRG | S | 180,000 | $9.23 | $1,661,400 | 14,585,227 Direct | -1.22% | Disposed | -77.6% (price as of 2026-08-20) |
| Dec. 1, 2023 | SRG | S | 61,605 | $9.16 | $564,302 | 14,765,227 Direct | -0.42% | Disposed | -77.5% (price as of 2026-08-20) |
| Nov. 29, 2023 | SRG | S | 17,880 | $9.13 | $163,244 | 14,826,832 Direct | -0.12% | Disposed | -77.4% (price as of 2026-08-20) |
| Nov. 28, 2023 | SRG | S | 20,239 | $9.10 | $184,175 | 14,844,712 Direct | -0.14% | Disposed | -77.3% (price as of 2026-08-20) |
| Nov. 27, 2023 | SRG | S | 7,599 | $9.18 | $69,759 | 14,864,951 Direct | -0.05% | Disposed | -77.5% (price as of 2026-08-20) |
| Nov. 15, 2023 | SRG | S | 148,056 | $9.19 | $1,360,635 | 14,872,550 Direct | -0.99% | Disposed | -77.5% (price as of 2026-08-20) |
| Nov. 14, 2023 | SRG | S | 58,932 | $9.20 | $542,174 | 15,020,606 Direct | -0.39% | Disposed | -77.6% (price as of 2026-08-20) |
| July 13, 2023 | AN | S | 80,000 | $178.92 | $14,313,600 | 4,887,408 Direct | -1.61% | Disposed | 11.4% (price as of 2026-08-20) |
| July 12, 2023 | AN | S | 24,980 | $179.86 | $4,492,903 | 4,967,408 Direct | -0.50% | Disposed | 10.8% (price as of 2026-08-20) |
| July 11, 2023 | AN | S | 11,500 | $177.60 | $2,042,400 | 4,992,388 Direct | -0.23% | Disposed | 12.2% (price as of 2026-08-20) |
| June 13, 2023 | AN | S | 89,344 | $150.71 | $13,465,034 | 5,003,888 Direct | -1.75% | Disposed | 32.3% (price as of 2026-08-20) |
| June 7, 2023 | AN | S | 50,000 | $145.19 | $7,259,500 | 5,093,232 Direct | -0.97% | Disposed | 37.3% (price as of 2026-08-20) |
| May 30, 2023 | AN | S | 55,914 | $140.76 | $7,870,455 | 5,143,232 Direct | -1.08% | Disposed | 41.6% (price as of 2026-08-20) |
| May 5, 2023 | AN | S | 31,477 | $133.47 | $4,201,235 | 5,199,146 Direct | -0.60% | Disposed | 49.3% (price as of 2026-08-20) |
| May 1, 2023 | AN | S | 37,156 | $137.39 | $5,104,863 | 5,230,623 Direct | -0.71% | Disposed | 45.1% (price as of 2026-08-20) |
| April 14, 2023 | AN | S | 17,637 | $135.01 | $2,381,171 | 5,267,779 Direct | -0.33% | Disposed | 47.6% (price as of 2026-08-20) |
| April 3, 2023 | AN | S | 47,239 | $135.37 | $6,394,743 | 5,285,416 Direct | -0.89% | Disposed | 47.2% (price as of 2026-08-20) |
| March 31, 2023 | AN | S | 50,000 | $133.64 | $6,682,000 | 5,332,655 Direct | -0.93% | Disposed | 49.2% (price as of 2026-08-20) |
| Feb. 17, 2023 | AN | S | 51,100 | $154.79 | $7,909,769 | 5,382,655 Direct | -0.94% | Disposed | 28.8% (price as of 2026-08-20) |
| Feb. 14, 2023 | AN | S | 68,038 | $140.40 | $9,552,535 | 5,433,755 Direct | -1.24% | Disposed | 42.0% (price as of 2026-08-20) |
| Feb. 6, 2023 | SRG | S | 120,462 | $12.60 | $1,517,821 | 15,079,538 Direct | -0.79% | Disposed | -83.6% (price as of 2026-08-20) |
| Feb. 2, 2023 | SRG | S | 283,291 | $12.53 | $3,549,636 | 15,200,000 Direct | -1.83% | Disposed | -83.5% (price as of 2026-08-20) |
| Feb. 2, 2023 | AN | S | 86,015 | $139.22 | $11,975,008 | 5,501,793 Direct | -1.54% | Disposed | 43.2% (price as of 2026-08-20) |
| Jan. 13, 2023 | SRG | S | 1,200 | $12.30 | $14,760 | 15,483,291 Direct | -0.01% | Disposed | -83.2% (price as of 2026-08-20) |
| Jan. 12, 2023 | AN | S | 7,615 | $116.18 | $884,711 | 5,587,808 Direct | -0.14% | Disposed | 71.6% (price as of 2026-08-20) |
| Jan. 4, 2023 | SRG | S | 158,527 | $12.12 | $1,921,347 | 15,484,491 Direct | -1.01% | Disposed | -83.0% (price as of 2026-08-20) |
| Jan. 3, 2023 | SRG | S | 5,839 | $12.06 | $70,418 | 15,643,018 Direct | -0.04% | Disposed | -82.9% (price as of 2026-08-20) |
| Dec. 30, 2022 | AN | S | 99,380 | $107.30 | $10,663,474 | 5,595,423 Direct | -1.75% | Disposed | 85.8% (price as of 2026-08-20) |
| Dec. 30, 2022 | SRG | S | 100,000 | $11.81 | $1,181,000 | 15,648,857 Direct | -0.63% | Disposed | -82.5% (price as of 2026-08-20) |
| Dec. 27, 2022 | AN | S | 12,538 | $107.42 | $1,346,832 | 5,694,803 Direct | -0.22% | Disposed | 85.6% (price as of 2026-08-20) |
| Dec. 23, 2022 | AN | S | 71,547 | $106.95 | $7,651,952 | 5,707,341 Direct | -1.24% | Disposed | 86.4% (price as of 2026-08-20) |
| Dec. 22, 2022 | AN | S | 100,000 | $103.26 | $10,326,000 | 5,778,888 Direct | -1.70% | Disposed | 93.0% (price as of 2026-08-20) |
| Dec. 21, 2022 | AN | S | 125,000 | $104.82 | $13,102,500 | 5,878,888 Direct | -2.08% | Disposed | 90.2% (price as of 2026-08-20) |
| Dec. 21, 2022 | SRG | S | 6,152 | $12.03 | $74,009 | 15,748,857 Direct | -0.04% | Disposed | -82.8% (price as of 2026-08-20) |
| Dec. 12, 2022 | AN | S | 63,090 | $117.46 | $7,410,551 | 6,003,888 Direct | -1.04% | Disposed | 69.7% (price as of 2026-08-20) |
| Dec. 9, 2022 | AN | S | 30,000 | $116.27 | $3,488,100 | 6,066,978 Direct | -0.49% | Disposed | 71.4% (price as of 2026-08-20) |
| Dec. 8, 2022 | AN | S | 62,379 | $117.92 | $7,355,732 | 6,096,978 Direct | -1.01% | Disposed | 69.0% (price as of 2026-08-20) |
| Nov. 11, 2022 | SRG | S | 15,140 | $11.75 | $177,895 | 15,755,009 Direct | -0.10% | Disposed | -82.4% (price as of 2026-08-20) |
| Nov. 10, 2022 | SRG | S | 83,314 | $11.56 | $963,110 | 15,770,149 Direct | -0.53% | Disposed | -82.1% (price as of 2026-08-20) |
| Oct. 12, 2022 | AN | S | 600 | $106.10 | $63,660 | 6,159,357 Direct | -0.01% | Disposed | 87.9% (price as of 2026-08-20) |
| Oct. 12, 2022 | AN | S | 31,325 | $105.28 | $3,297,896 | 6,159,957 Direct | -0.51% | Disposed | 89.3% (price as of 2026-08-20) |
| Oct. 11, 2022 | SRG | S | 119,886 | $9.54 | $1,143,712 | 15,853,463 Direct | -0.75% | Disposed | -78.4% (price as of 2026-08-20) |
| Oct. 11, 2022 | AN | S | 48,213 | $104.58 | $5,042,116 | 6,191,282 Direct | -0.77% | Disposed | 90.6% (price as of 2026-08-20) |
| Oct. 10, 2022 | SRG | S | 52,085 | $9.53 | $496,370 | 15,973,349 Direct | -0.33% | Disposed | -78.3% (price as of 2026-08-20) |
| Oct. 10, 2022 | AN | S | 175,000 | $102.36 | $17,913,000 | 6,239,495 Direct | -2.73% | Disposed | 94.7% (price as of 2026-08-20) |
| Oct. 7, 2022 | SRG | S | 183,015 | $9.54 | $1,745,963 | 16,025,434 Direct | -1.13% | Disposed | -78.4% (price as of 2026-08-20) |
| Oct. 7, 2022 | AN | S | 300,000 | $100.39 | $30,117,000 | 6,414,495 Direct | -4.47% | Disposed | 98.6% (price as of 2026-08-20) |
| Oct. 6, 2022 | SRG | S | 32,948 | $9.72 | $320,255 | 16,208,449 Direct | -0.20% | Disposed | -78.8% (price as of 2026-08-20) |
| Oct. 6, 2022 | AN | S | 50,000 | $101.51 | $5,075,500 | 6,714,495 Direct | -0.74% | Disposed | 96.4% (price as of 2026-08-20) |
| Sept. 28, 2022 | AN | S | 109,630 | $111.00 | $12,168,930 | 6,764,495 Direct | -1.59% | Disposed | 79.6% (price as of 2026-08-20) |
| Sept. 27, 2022 | AN | S | 81,105 | $107.62 | $8,728,520 | 6,874,125 Direct | -1.17% | Disposed | 85.2% (price as of 2026-08-20) |
| Sept. 26, 2022 | AN | S | 100,000 | $106.13 | $10,613,000 | 6,955,230 Direct | -1.42% | Disposed | 87.8% (price as of 2026-08-20) |
| Sept. 23, 2022 | AN | S | 60,000 | $105.23 | $6,313,800 | 7,055,230 Direct | -0.84% | Disposed | 89.4% (price as of 2026-08-20) |
| Sept. 21, 2022 | AN | S | 9,496 | $110.02 | $1,044,750 | 7,115,230 Direct | -0.13% | Disposed | 81.2% (price as of 2026-08-20) |
| Sept. 16, 2022 | SRG | S | 65,917 | $11.82 | $779,139 | 16,241,397 Direct | -0.40% | Disposed | -82.5% (price as of 2026-08-20) |
| Sept. 16, 2022 | AN | S | 75,756 | $110.49 | $8,370,280 | 7,124,726 Direct | -1.05% | Disposed | 80.4% (price as of 2026-08-20) |
| Sept. 7, 2022 | AN | S | 36,680 | $118.83 | $4,358,684 | 7,200,482 Direct | -0.51% | Disposed | 67.7% (price as of 2026-08-20) |
| Sept. 2, 2022 | AN | S | 3,200 | $125.00 | $400,000 | 7,237,162 Direct | -0.04% | Disposed | 59.5% (price as of 2026-08-20) |
| Sept. 1, 2022 | AN | S | 1,062 | $123.34 | $130,987 | 7,240,362 Direct | -0.01% | Disposed | 61.6% (price as of 2026-08-20) |
| Aug. 22, 2022 | AN | S | 23,942 | $125.11 | $2,995,384 | 7,241,424 Direct | -0.33% | Disposed | 59.3% (price as of 2026-08-20) |
| Aug. 15, 2022 | AN | S | 33,504 | $124.04 | $4,155,836 | 7,265,366 Direct | -0.46% | Disposed | 60.7% (price as of 2026-08-20) |
| Aug. 11, 2022 | AN | S | 150,000 | $124.61 | $18,691,500 | 7,298,870 Direct | -2.01% | Disposed | 60.0% (price as of 2026-08-20) |
| July 28, 2022 | AN | S | 52,716 | $117.40 | $6,188,858 | 7,448,870 Direct | -0.70% | Disposed | 69.8% (price as of 2026-08-20) |
| July 27, 2022 | AN | S | 200,000 | $111.54 | $22,308,000 | 7,501,586 Direct | -2.60% | Disposed | 78.7% (price as of 2026-08-20) |
| July 25, 2022 | AN | S | 21,989 | $120.53 | $2,650,334 | 7,701,586 Direct | -0.28% | Disposed | 65.4% (price as of 2026-08-20) |
Showing latest 100 of 309 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 5, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 4,004 | Disposed |
| July 5, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 23,525 | Disposed |
| July 1, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 3,998 | Disposed |
| July 1, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 23,521 | Disposed |
| June 30, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 3,998 | Disposed |
| June 30, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 23,521 | Disposed |
| June 29, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 3,998 | Disposed |
| June 29, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 23,521 | Disposed |
| June 28, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 3,998 | Disposed |
| June 28, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 23,521 | Disposed |
| June 27, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 3,998 | Disposed |
| June 27, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 23,521 | Disposed |
| June 24, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 3,998 | Disposed |
| June 24, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 23,521 | Disposed |
| June 23, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 3,998 | Disposed |
| June 23, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 23,521 | Disposed |
| June 22, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 3,998 | Disposed |
| June 22, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 23,521 | Disposed |
| June 21, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 3,998 | Disposed |
| June 21, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 23,521 | Disposed |
| May 17, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 8,926 | Disposed |
| May 17, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 52,632 | Disposed |
| May 16, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 8,926 | Disposed |
| May 16, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 52,632 | Disposed |
| May 13, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 8,926 | Disposed |
| May 13, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 52,632 | Disposed |
| May 12, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 8,926 | Disposed |
| May 12, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 52,632 | Disposed |
| May 11, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 8,926 | Disposed |
| May 11, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 52,632 | Disposed |
| May 10, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 8,926 | Disposed |
| May 10, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 52,632 | Disposed |
| May 9, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 8,926 | Disposed |
| May 9, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 52,632 | Disposed |
| May 6, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 8,926 | Disposed |
| May 6, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 52,632 | Disposed |
| May 5, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 8,926 | Disposed |
| May 5, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 52,632 | Disposed |
| May 4, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 8,926 | Disposed |
| May 4, 2022 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share | — | — | 52,632 | Disposed |
| Dec. 9, 2021 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share (39,986) | — | — | 39,986 | Acquired |
| Dec. 9, 2021 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share (235,214) | — | — | 235,214 | Acquired |
| Oct. 25, 2021 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share (89,260) | — | — | 89,260 | Acquired |
| Oct. 25, 2021 | AN | Forward sale contract (obligation to sell) | Common Stock, par value $0.01 per share (526,320) | — | — | 526,320 | Acquired |
| July 1, 2021 | SRG | Partnership Units | Class A Common Shares | — | — | 361,832 | Disposed |
| July 1, 2021 | SRG | Partnership Units | Class A Common Shares (0) | — | — | 562,866 | Disposed |
| July 1, 2021 | SRG | Partnership Units | Class A Common Shares (0) | — | — | 1,385,839 | Disposed |
| April 1, 2021 | SRG | Partnership Units | Class A Common Shares | — | — | 1,679,341 | Disposed |
| April 1, 2021 | SRG | Partnership Units | Class A Common Shares | — | — | 473,669 | Disposed |
| March 1, 2021 | SRG | Partnership Units | Class A Common Shares | — | — | 1,658,855 | Disposed |
| Dec. 21, 2020 | SRG | Partnership Units | Class A Common Shares | — | — | 251,739 | Disposed |
| March 13, 2020 | SRG | Partnership Units | Class A Common Shares | — | — | 1,289,479 | Disposed |
| March 13, 2020 | SRG | Partnership Units | Class A Common Shares | — | — | 360,521 | Disposed |
| Dec. 9, 2019 | SRG | Partnership Units | Class A Common Shares | — | — | 68,842 | Disposed |
| Aug. 12, 2019 | SRG | Partnership Units | Class A Common Shares | — | — | 683,081 | Acquired |
| Aug. 12, 2019 | SRG | Partnership Units | Class A Common Shares | — | — | 683,081 | Disposed |
| May 10, 2019 | SRG | Partnership Units | Class A Common Shares | — | — | 1,145,735 | Disposed |
| May 7, 2018 | SRG | Partnership Units | Class A Common Shares | — | — | 98,923 | Disposed |
| March 2, 2018 | SRG | Partnership Units | Class A Common Shares | — | — | 922,362 | Acquired |
| March 2, 2018 | SRG | Partnership Units | Class A Common Shares | — | — | 922,362 | Disposed |
| Dec. 8, 2017 | SRG | Partnership Units | Class A Common Shares | — | — | 1,613,593 | Disposed |
| March 31, 2017 | SRG | Partnership Units | Class A Common Shares | — | — | 76,768 | Disposed |
| March 10, 2017 | SRG | Partnership Units | Class A Common Shares | — | — | 173,000 | Disposed |
| Dec. 31, 2016 | SRG | Partnership Units | Class A Common Shares | — | — | 2,643 | Disposed |
| Dec. 31, 2016 | SRG | Partnership Units | Class A Common Shares | — | — | 2,094,821 | Disposed |
| July 7, 2015 | SRG | Partnership Units | Class A Common Shares | — | — | 11,007,748 | Acquired |
| July 7, 2015 | SRG | Partnership Units | Class A Common Shares | — | — | 13,168,579 | Acquired |
| July 7, 2015 | SRG | Excess Rights (right to buy) | Class A Common Shares (10,551,985) | — | July 7, 2015 | 21,103,970 | Disposed |
| July 7, 2015 | SRG | Excess Rights (right to buy) | Class A Common Shares (12,623,350) | — | July 7, 2015 | 25,246,700 | Disposed |
| July 7, 2015 | SRG | Subscription Rights (right to buy) [F7] | Class A Common Shares (444,335) | $29.58 | July 2, 2015 | 888,670 | Disposed |
| July 7, 2015 | SRG | Subscription Rights (right to buy) [F7] | Class A Common Shares (531,558) | $29.58 | July 2, 2015 | 1,063,116 | Disposed |
| July 7, 2015 | SRG | Excess Rights (right to buy) | Class A Common Shares (10,551,985) | — | July 7, 2015 | 21,103,970 | Acquired |
| July 7, 2015 | SRG | Excess Rights (right to buy) | Class A Common Shares (12,623,350) | — | July 7, 2015 | 25,246,700 | Acquired |
| July 7, 2015 | SRG | Subscription Rights (right to buy) [F7] | Class A Common Shares (10,551,985) | $29.58 | July 2, 2015 | 21,103,970 | Disposed |
| July 7, 2015 | SRG | Subscription Rights (right to buy) [F7] | Class A Common Shares (12,623,350) | $29.58 | July 2, 2015 | 25,246,700 | Disposed |
| June 23, 2015 | SRG | Subscription Rights (right to buy) [F7] | Class A Common Shares (373) | $29.58 | July 2, 2015 | 747 | Disposed |
| June 22, 2015 | SRG | Subscription Rights (right to buy) [F7] | Class A Common Shares (1,010) | $29.58 | July 2, 2015 | 2,020 | Disposed |
| June 22, 2015 | SRG | Subscription Rights (right to buy) [F7] | Class A Common Shares (5,115) | $29.58 | July 2, 2015 | 10,230 | Disposed |
| June 15, 2015 | SRG | Subscription Rights (right to buy) [F7] | Class A Common Shares (488,077) | $29.58 | July 2, 2015 | 976,155 | Disposed |
| June 15, 2015 | SRG | Subscription Rights (right to buy) [F7] | Class A Common Shares (1,247,391) | $29.58 | July 2, 2015 | 2,494,783 | Disposed |
| June 15, 2015 | SRG | Subscription Rights (right to buy) [F7] | Class A Common Shares (969,936) | $29.58 | July 2, 2015 | 1,939,872 | Disposed |
| June 4, 2007 | AN | Stock Option (right to buy) [F6] | Common Stock (20,000) | $21.73 | June 8, 2007 | 20,000 | Disposed |
| May 22, 2007 | AN | Stock Option (right to buy) [F6] | Common Stock (20,000) | $19.21 | June 8, 2007 | 20,000 | Disposed |
| May 15, 2007 | AN | Stock Option (right to buy) [F6] | Common Stock (20,000) | $18.37 | June 8, 2007 | 20,000 | Disposed |
| May 15, 2007 | AN | Stock Option (right to buy) [F6] | Common Stock (20,000) | $12.56 | June 8, 2007 | 20,000 | Disposed |
| May 15, 2007 | AN | Stock Option (right to buy) [F6] | Common Stock (50,000) | $12.60 | June 8, 2007 | 50,000 | Disposed |
| Dec. 12, 2006 | AZO | Non-Qualified Stock Option (right to buy) [F1] | Common Stock (3,000) | $72.53 | Jan. 1, 2012 | 3,000 | Disposed |
| Dec. 12, 2006 | AZO | Non-Qualified Stock Option (right to buy) [F1] | Common Stock (3,000) | $28.03 | Jan. 1, 2011 | 3,000 | Disposed |
| Dec. 12, 2006 | AZO | Non-Qualified Stock Option (right to buy) [F1] | Common Stock (1,000) | $31.94 | Dec. 31, 2009 | 1,000 | Disposed |
| Dec. 12, 2006 | AZO | Non-Qualified Stock Option (right to buy) [F1] | Common Stock (1,000) | $31.94 | Jan. 1, 2010 | 1,000 | Disposed |
| Dec. 12, 2006 | AZO | Non-Qualified Stock Option (right to buy) [F1] | Common Stock (500) | $25.00 | March 21, 2010 | 500 | Disposed |
| Jan. 3, 2006 | AN | Stock Option (right to buy) | Common Stock (20,000) | $21.73 | Jan. 3, 2016 | 20,000 | Acquired |
| Jan. 1, 2006 | AZO | Non-Qualified Stock Option (right to buy) [F1] | Common Stock (3,000) | $92.22 | Jan. 1, 2016 | 3,000 | Acquired |
| Jan. 3, 2005 | AN | Stock Option (right to buy) | Common Stock (20,000) | $19.21 | Jan. 3, 2015 | 20,000 | Acquired |
| Jan. 1, 2005 | AZO | Non Qualified Stock Option (right to buy) [F1] | Common Stock (3,000) | $90.46 | Jan. 1, 2015 | 3,000 | Acquired |
| Jan. 2, 2004 | AN | Stock Option (right to buy) | Common Stock (20,000) | $18.37 | Jan. 2, 2014 | 20,000 | Acquired |
| Jan. 1, 2004 | AZO | Non-Qualified Stock Option (right to buy) [F1] | Common Stock (3,000) | $85.10 | Jan. 1, 2014 | 3,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.