Ellen M Fitzsimmons

CIK 1203249 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 9, 2019 · Latest: Dec. 9, 2019

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 98 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

98 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Jan. 5, 2026	AEE	A	1,686	—	—	53,026 Direct	+3.28%	Acquired	(price as of 2026-08-21)
Jan. 3, 2025	AEE	A	1,911	—	—	51,197 Direct	+3.88%	Acquired	(price as of 2026-08-21)
Jan. 3, 2024	AEE	A	2,028	—	—	49,120 Direct	+4.31%	Acquired	(price as of 2026-08-21)
Jan. 3, 2023	AEE	A	1,696	—	—	45,966 Direct	+3.83%	Acquired	(price as of 2026-08-21)
Jan. 3, 2022	AEE	A	1,694	—	—	43,110 Direct	+4.09%	Acquired	(price as of 2026-08-21)
March 15, 2021	TFC	F	1,408	$59.48	$83,748	35,119 Direct	-3.85%	Disposed	-14.8% (price as of 2026-08-21)
Feb. 22, 2021	TFC	A	3,148	—	—	36,419 Direct	+9.46%	Acquired	(price as of 2026-08-21)
Feb. 12, 2021	TFC	M	23,052	—	—	40,362 Direct	+133.17%	Acquired	(price as of 2026-08-21)
Feb. 12, 2021	TFC	M	2,532	—	—	42,894 Direct	+6.27%	Acquired	(price as of 2026-08-21)
Feb. 12, 2021	TFC	F	1,132	$54.01	$61,139	41,762 Direct	-2.64%	Disposed	-6.1% (price as of 2026-08-21)
Feb. 12, 2021	TFC	F	8,491	$54.01	$458,599	33,271 Direct	-20.33%	Disposed	-6.1% (price as of 2026-08-21)
Feb. 12, 2021	TFC	M	23,052	—	—	384 Direct	-98.36%	Disposed	(price as of 2026-08-21)
Feb. 12, 2021	TFC	M	2,532	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Feb. 8, 2021	TFC	M	10,216	—	—	20,427 Direct	+100.05%	Acquired	(price as of 2026-08-21)
Feb. 8, 2021	TFC	F	3,117	$52.97	$165,107	17,310 Direct	-15.26%	Disposed	-4.3% (price as of 2026-08-21)
Feb. 8, 2021	TFC	M	10,216	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Jan. 2, 2021	AEE	A	1,858	—	—	40,333 Direct	+4.83%	Acquired	(price as of 2026-08-21)
Feb. 13, 2020	TFC	M	2,430	$54.82	$133,213	10,933 Direct	+28.58%	Acquired	-7.5% (price as of 2026-08-21)
Feb. 13, 2020	TFC	F	722	$54.82	$39,580	10,211 Direct	-6.60%	Disposed	-7.5% (price as of 2026-08-21)
Feb. 13, 2020	TFC	M	2,430	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Feb. 7, 2020	TFC	M	9,800	—	—	11,414 Direct	+607.19%	Acquired	(price as of 2026-08-21)
Feb. 7, 2020	TFC	F	2,911	$54.27	$157,980	8,503 Direct	-25.50%	Disposed	-6.6% (price as of 2026-08-21)
Feb. 7, 2020	TFC	M	9,800	$54.27	$531,846	0 Direct	-100.00%	Disposed	-6.6% (price as of 2026-08-21)
Jan. 2, 2020	AEE	A	1,907	—	—	37,468 Direct	+5.36%	Acquired	(price as of 2026-08-21)
Dec. 6, 2019	TFC	A	22,477	—	—	22,477 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 6, 2019	TFC	A	48,220	—	—	48,220 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 6, 2019	TFC	A	9,798	—	—	9,798 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 6, 2019	TFC	A	9,798	—	—	9,798 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 6, 2019	TFC	A	9,800	—	—	9,800 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 6, 2019	TFC	A	2,430	—	—	2,430 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 6, 2019	TFC	A	2,430	—	—	2,430 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 6, 2019	TFC	A	54	—	—	54 Indirect	—	Acquired	(price as of 2026-08-21)
Dec. 6, 2019	TFC	A	1,574	—	—	1,614 Direct	+3935.00%	Acquired	(price as of 2026-08-21)
Dec. 6, 2019	750556	D	17,357	—	—	0 Direct	-100.00%	Disposed
Dec. 6, 2019	750556	A	17,357	—	—	17,357 Direct	—	Acquired
Dec. 6, 2019	750556	D	37,236	—	—	0 Direct	-100.00%	Disposed
Dec. 6, 2019	750556	D	7,566	—	—	0 Direct	-100.00%	Disposed
Dec. 6, 2019	750556	D	7,566	—	—	0 Direct	-100.00%	Disposed
Dec. 6, 2019	750556	D	7,567	—	—	0 Direct	-100.00%	Disposed
Dec. 6, 2019	750556	D	1,876	—	—	0 Direct	-100.00%	Disposed
Dec. 6, 2019	750556	D	1,876	—	—	0 Direct	-100.00%	Disposed
Dec. 6, 2019	750556	D	42	—	—	0 Indirect	-100.00%	Disposed
Dec. 6, 2019	750556	D	1,216	—	—	0 Direct	-100.00%	Disposed
April 23, 2019	750556	A	36,356	—	—	36,356 Direct	—	Acquired
Feb. 13, 2019	750556	M	1,818	—	—	0 Direct	-100.00%	Disposed
Feb. 13, 2019	750556	F	602	$64.65	$38,919	1,216 Direct	-33.11%	Disposed
Feb. 13, 2019	750556	M	1,818	$64.65	$117,534	1,818 Direct	—	Acquired
Feb. 8, 2019	750556	A	7,330	—	—	7,330 Direct	—	Acquired
Feb. 8, 2019	750556	A	7,330	—	—	7,330 Direct	—	Acquired
Feb. 8, 2019	750556	A	7,330	—	—	7,330 Direct	—	Acquired
Feb. 8, 2019	750556	A	2,199	—	—	2,199 Direct	—	Acquired
Feb. 8, 2019	750556	A	2,199	—	—	2,199 Direct	—	Acquired
Feb. 8, 2019	750556	A	2,199	—	—	2,199 Direct	—	Acquired
Jan. 2, 2019	AEE	A	2,125	—	—	34,679 Direct	+6.53%	Acquired	(price as of 2026-08-21)
Feb. 13, 2018	750556	A	1,767	—	—	1,767 Direct	—	Acquired
Feb. 13, 2018	750556	A	1,767	—	—	1,767 Direct	—	Acquired
Feb. 13, 2018	750556	A	1,767	—	—	1,767 Direct	—	Acquired
Jan. 2, 2018	AEE	A	2,056	—	—	31,588 Direct	+6.96%	Acquired	(price as of 2026-08-21)
May 5, 2017	CSX	F	5,324	$52.50	$279,510	56,348 Direct	-8.63%	Disposed	194.1% (price as of 2026-08-21)
Feb. 22, 2017	CSX	A	59,312	$48.39	$2,870,108	59,312 Direct	—	Acquired	219.0% (price as of 2026-08-21)
Feb. 22, 2017	CSX	A	13,434	—	—	61,672 Direct	+27.85%	Acquired	(price as of 2026-08-21)
Jan. 18, 2017	CSX	F	3,816	$36.88	$140,734	48,238 Direct	-7.33%	Disposed	318.6% (price as of 2026-08-21)
Jan. 18, 2017	CSX	A	13,622	$36.88	$502,379	52,054 Direct	+35.44%	Acquired	318.6% (price as of 2026-08-21)
Jan. 3, 2017	AEE	A	2,005	—	—	28,623 Direct	+7.53%	Acquired	(price as of 2026-08-21)
Aug. 3, 2016	CSX	G	39,000	—	—	279,228 Indirect	-12.26%	Disposed	(price as of 2026-08-21)
May 6, 2016	CSX	F	6,166	$26.16	$161,303	48,278 Direct	-11.33%	Disposed	490.1% (price as of 2026-08-21)
Feb. 10, 2016	CSX	A	82,599	—	—	82,599 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 10, 2016	CSX	A	14,546	—	—	76,639 Direct	+23.43%	Acquired	(price as of 2026-08-21)
Jan. 13, 2016	CSX	F	8,548	$22.35	$191,048	62,093 Direct	-12.10%	Disposed	590.7% (price as of 2026-08-21)
Jan. 13, 2016	CSX	A	30,743	$22.35	$687,106	70,641 Direct	+77.05%	Acquired	590.7% (price as of 2026-08-21)
Dec. 31, 2015	AEE	A	2,429	—	—	25,743 Direct	+10.42%	Acquired	(price as of 2026-08-21)
Oct. 14, 2015	CSX	G	42,000	—	—	286,187 Indirect	-12.80%	Disposed	(price as of 2026-08-21)
June 1, 2015	CSX	F	7,887	$34.08	$268,789	63,910 Direct	-10.99%	Disposed	353.0% (price as of 2026-08-21)
May 7, 2015	CSX	F	5,320	$35.91	$191,041	51,883 Direct	-9.30%	Disposed	329.9% (price as of 2026-08-21)
Feb. 11, 2015	CSX	A	10,531	—	—	57,203 Direct	+22.56%	Acquired	(price as of 2026-08-21)
Jan. 9, 2015	AEE	A	2,168	—	—	22,404 Direct	+10.71%	Acquired	(price as of 2026-08-21)
May 6, 2014	CSX	A	13,355	—	—	23,530 Direct	+131.25%	Acquired	(price as of 2026-08-21)
May 2, 2014	CSX	F	4,088	$27.83	$113,769	10,175 Direct	-28.66%	Disposed	454.7% (price as of 2026-08-21)
Jan. 10, 2014	AEE	A	2,766	—	—	19,470 Direct	+16.56%	Acquired	(price as of 2026-08-21)
Aug. 1, 2013	CSX	G	34,000	—	—	14,263 Direct	-70.45%	Disposed	(price as of 2026-08-21)
May 7, 2013	CSX	A	16,012	—	—	59,114 Direct	+37.15%	Acquired	(price as of 2026-08-21)
May 6, 2013	CSX	F	4,086	$25.23	$103,090	43,102 Direct	-8.66%	Disposed	511.9% (price as of 2026-08-21)
Jan. 22, 2013	CSX	F	2,980	$20.81	$62,014	54,963 Direct	-5.14%	Disposed	641.9% (price as of 2026-08-21)
Jan. 22, 2013	CSX	A	10,755	$20.81	$223,812	57,943 Direct	+22.79%	Acquired	641.9% (price as of 2026-08-21)
Jan. 10, 2013	AEE	A	2,767	—	—	15,964 Direct	+20.97%	Acquired	(price as of 2026-08-21)
Nov. 9, 2012	CSX	G	49,500	—	—	346,691 Indirect	-12.49%	Disposed	(price as of 2026-08-21)
May 8, 2012	CSX	A	17,305	$21.99	$380,537	183,037 Direct	+10.44%	Acquired	602.0% (price as of 2026-08-21)
May 4, 2012	CSX	F	10,010	$22.15	$221,722	165,732 Direct	-5.70%	Disposed	597.0% (price as of 2026-08-21)
Jan. 20, 2012	CSX	F	61,211	$22.82	$1,396,835	175,742 Direct	-25.83%	Disposed	576.5% (price as of 2026-08-21)
Jan. 20, 2012	CSX	A	179,608	$22.82	$4,098,655	236,953 Direct	+313.21%	Acquired	576.5% (price as of 2026-08-21)
Jan. 20, 2012	AEE	A	2,665	—	—	12,560 Direct	+26.93%	Acquired	(price as of 2026-08-21)
July 22, 2011	CSX	G	20,000	—	—	260,342 Indirect	-7.13%	Disposed	(price as of 2026-08-21)
July 22, 2011	CSX	S	282,002	$25.41	$7,165,671	280,342 Indirect	-50.15%	Disposed	507.6% (price as of 2026-08-21)
July 22, 2011	CSX	S	37,998	$25.54	$970,469	57,345 Direct	-39.85%	Disposed	504.5% (price as of 2026-08-21)
May 3, 2011	CSX	A	4,982	$75.27	$374,995	31,781 Direct	+18.59%	Acquired	515.3% (price as of 2026-08-21)
Jan. 24, 2011	CSX	F	5,005	$67.71	$338,889	26,799 Direct	-15.74%	Disposed	584.0% (price as of 2026-08-21)
Jan. 24, 2011	CSX	A	17,671	$67.71	$1,196,503	31,804 Direct	+125.03%	Acquired	584.0% (price as of 2026-08-21)
Jan. 10, 2011	AEE	A	2,809	—	—	9,398 Direct	+42.63%	Acquired	(price as of 2026-08-21)
Oct. 18, 2010	CSX	G	10,000	—	—	187,448 Indirect	-5.06%	Disposed	(price as of 2026-08-21)
Oct. 13, 2010	CSX	M 10b5-1	66,666	$16.07	$1,071,323	0 Direct	-100.00%	Disposed	2782.0% (price as of 2026-08-21)

Showing latest 100 of 167 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 12, 2021	TFC	Restricted Stock Unit	Common Stock (23,052)	—	Feb. 13, 2021	23,052	Disposed
Feb. 12, 2021	TFC	Restricted Stock Units	Common Stock (2,532)	—	Feb. 13, 2021	2,532	Disposed
Feb. 8, 2021	TFC	Restricted Stock Units	Common Stock (10,216)	—	Feb. 8, 2021	10,216	Disposed
Feb. 13, 2020	TFC	Restricted Stock Units	Common Stock (2,430)	—	Feb. 13, 2020	2,430	Disposed
Feb. 7, 2020	TFC	Restricted Stock Units	Common Stock	—	Feb. 8, 2020	9,800	Disposed
Dec. 6, 2019	TFC	Restricted Stock Units	Common Stock (22,477)	—	Feb. 13, 2021	22,477	Acquired
Dec. 6, 2019	TFC	Restricted Stock Units	Common Stock (48,220)	—	Oct. 1, 2022	48,220	Acquired
Dec. 6, 2019	TFC	Restricted Stock Units	Common Stock (9,798)	—	Feb. 8, 2022	9,798	Acquired
Dec. 6, 2019	TFC	Restricted Stock Units	Common Stock (9,798)	—	Feb. 8, 2021	9,798	Acquired
Dec. 6, 2019	TFC	Restricted Stock Units	Common Stock (9,800)	—	Feb. 8, 2020	9,800	Acquired
Dec. 6, 2019	TFC	Restricted Stock Units	Common Stock (2,430)	—	Feb. 13, 2021	2,430	Acquired
Dec. 6, 2019	TFC	Restricted Stock Units	Common Stock (2,430)	—	Feb. 13, 2020	2,430	Acquired
Dec. 6, 2019	750556	Phantom Stock Units	Common Stock (17,357)	—	Feb. 13, 2021	17,357	Disposed
Dec. 6, 2019	750556	Phantom Stock Units	Common Stock (17,357)	—	Feb. 13, 2021	17,357	Acquired
Dec. 6, 2019	750556	Phantom Stock Units	Common Stock (37,236)	—	Oct. 1, 2022	37,236	Disposed
Dec. 6, 2019	750556	Phantom Stock Units	Common Stock (756)	—	Feb. 8, 2022	7,566	Disposed
Dec. 6, 2019	750556	Phantom Stock Units	Common Stock (7,566)	—	Feb. 8, 2021	7,566	Disposed
Dec. 6, 2019	750556	Phantom Stock Units	Common Stock (7,567)	—	Feb. 8, 2020	7,567	Disposed
Dec. 6, 2019	750556	Phantom Stock Units	Common Stock (1,876)	—	Feb. 13, 2021	1,876	Disposed
Dec. 6, 2019	750556	Phantom Stock Units	Common Stock (1,876)	—	Feb. 13, 2020	1,876	Disposed
April 23, 2019	750556	Phantom Stock Units [F2]	Common Stock (36,356)	—	—	36,356	Acquired
Feb. 13, 2019	750556	Phantom Stock Units [F1]	Common Stock (1,818)	—	—	1,818	Disposed
Feb. 8, 2019	750556	Phantom Stock Units [F1]	Common Stock (7,330)	—	—	7,330	Acquired
Feb. 8, 2019	750556	Phantom Stock Units [F1]	Common Stock (7,330)	—	—	7,330	Acquired
Feb. 8, 2019	750556	Phantom Stock Units [F1]	Common Stock (7,330)	—	—	7,330	Acquired
Feb. 8, 2019	750556	Phantom Stock Units [F2]	Common Stock (2,199)	—	—	2,199	Acquired
Feb. 8, 2019	750556	Phantom Stock Units [F2]	Common Stock (2,199)	—	—	2,199	Acquired
Feb. 8, 2019	750556	Phantom Stock Units [F2]	Common Stock (2,199)	—	—	2,199	Acquired
Feb. 13, 2018	750556	Phantom Stock [F1]	Common Stock (1,767)	—	—	1,767	Acquired
Feb. 13, 2018	750556	Phantom Stock [F1]	Common Stock (1,767)	—	—	1,767	Acquired
Feb. 13, 2018	750556	Phantom Stock [F1]	Common Stock (1,767)	—	—	1,767	Acquired
Feb. 22, 2017	CSX	Option	Common Stock (59,312)	$48.39	Feb. 22, 2027	59,312	Acquired
Feb. 10, 2016	CSX	Option	Common Stock (82,599)	$24.13	Feb. 10, 2026	82,599	Acquired
Oct. 13, 2010	CSX	Option	Common Stock (66,666)	$16.07	May 7, 2013	66,666	Disposed
April 16, 2010	CSX	Option	Common Stock (20,000)	$19.07	Feb. 13, 2012	20,000	Disposed
April 16, 2010	CSX	Option	Common Stock (6,666)	$19.80	May 17, 2011	6,666	Disposed
Oct. 16, 2009	CSX	Employee Stock Option (Right-to-buy)	Common Stock (21,000)	$19.79	May 17, 2011	21,000	Disposed
Oct. 5, 2006	CSX	Common Stock	Common Stock (19,666)	$16.07	May 7, 2013	19,666	Disposed
Sept. 29, 2006	CSX	Common Stock	Common Stock (13,668)	$16.07	May 7, 2013	13,668	Disposed
Sept. 15, 2006	CSX	Common Stock	Common Stock (2,666)	$20.89	Dec. 14, 2008	2,666	Disposed
Sept. 15, 2006	CSX	Common Stock	Common Stock (2,666)	$20.89	Dec. 14, 2008	2,666	Disposed
April 17, 2006	CSX	Common Stock	Common Stock (666)	$46.56	April 17, 2007	666	Disposed
Feb. 15, 2006	CSX	Common Stock	Common Stock (10,000)	$38.14	Feb. 13, 2012	10,000	Acquired
Jan. 30, 2006	CSX	Common Stock	Common Stock (10,000)	$38.14	Feb. 13, 2012	10,000	Acquired
Jan. 30, 2006	CSX	Common Stock	Common Stock (27,667)	$39.60	May 17, 2011	27,667	Acquired
Jan. 30, 2006	CSX	Common Stock	Common Stock (6,450)	$25.28	Feb. 9, 2010	6,450	Acquired
Jan. 30, 2006	CSX	Common Stock	Common Stock (6,000)	$44.81	April 27, 2009	6,000	Acquired
Jan. 30, 2006	CSX	Common Stock	Common Stock (1,334)	$41.78	Dec. 14, 2008	1,334	Acquired
Jan. 30, 2006	CSX	Common Stock	Common Stock (1,334)	$46.56	April 17, 2007	1,334	Acquired
Jan. 30, 2006	CSX	Common Stock	Common Stock (2,000)	$51.44	April 25, 2006	2,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 10, 2019	TFC	Common Stock	40	Direct
April 29, 2009	AEE	No securities to report.	0	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CSX

General Counsel

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2011	$500,000	—	$1,553,188	—	$388,000	$416,198	$28,281	$2,885,667
2010	$500,000	—	$1,071,879	—	$620,000	$443,818	$22,339	$2,658,036
2009	$500,000	—	$1,145,380	—	$365,000	$706,338	$25,234	$2,741,952

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.