Elma Hawkins

CIK 1222014 · View on SEC EDGAR ↗

Insider

First SEC filing: Sept. 17, 2014 · Latest: Sept. 17, 2014

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 6 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 11, 2016 IOVA A 275,000 275,000 Direct Acquired (price as of 2026-08-20)
Dec. 28, 2015 IOVA A 58,939 58,939 Direct Acquired (price as of 2026-08-20)
Feb. 28, 2015 IOVA M 40,000 200,555 Direct +24.91% Acquired (price as of 2026-08-20)
Feb. 28, 2015 IOVA F 23,988 $8.98 $215,412 176,567 Direct -11.96% Disposed -7.9% (price as of 2026-08-20)
Feb. 28, 2015 IOVA M 40,000 160,000 Direct -20.00% Disposed (price as of 2026-08-20)
Aug. 21, 2014 IOVA A 125,000 125,000 Direct Acquired (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 11, 2016 IOVA Stock Option (right to buy) Common Stock (275,000) $5.05 March 11, 2026 275,000 Acquired
Dec. 28, 2015 IOVA Stock Option (right to buy) Common Stock (58,939) $7.58 Dec. 27, 2015 58,939 Acquired
Feb. 28, 2015 IOVA Restricted Stock Common Stock (40,000) $0.00 40,000 Disposed
Aug. 21, 2014 IOVA Stock Option (right to buy) Common Stock (125,000) $6.70 Aug. 21, 2024 125,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Sept. 17, 2014 IOVA Common Stock 555 Direct
Sept. 17, 2014 IOVA Common Stock 47,000 Indirect
Sept. 17, 2014 IOVA Stock option (right to buy)→ Common Stock (200,000) 200,000 Direct
Sept. 17, 2014 IOVA Restricted Stock→ Common Stock (200,000) 200,000 Direct
Sept. 17, 2014 IOVA Warrant→ Common Stock (50,000) 50,000 Indirect

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2015 $400,000 $160,000 $441,453 $1,001,453
2014 $277,292 $59,583 $1,120,000 $3,637,924 $5,094,799

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.