Ernest Elgin III
CIK 1445539 · View on SEC EDGAR ↗
First SEC filing: Jan. 5, 2010 · Latest: Jan. 5, 2010
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 31, 2009 | NEPH | A | 250,000 | — | — | 250,000 Direct | — | Acquired | (price as of 2026-08-20) |
| Jan. 6, 2009 | NEPH | A | 75,000 | — | — | 75,000 Direct | — | Acquired | (price as of 2026-08-20) |
| Sept. 15, 2008 | NEPH | A | 750,000 | — | — | 750,000 Direct | — | Acquired | (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 31, 2009 | NEPH | Employee Stock Option (right to buy) | Common Stock (250,000) | $0.77 | Dec. 31, 2019 | 250,000 | Acquired |
| Jan. 6, 2009 | NEPH | Employee Stock Option (right to buy) | Common Stock (75,000) | $0.13 | Jan. 6, 2019 | 75,000 | Acquired |
| Sept. 15, 2008 | NEPH | Employee Stock Option (right to buy) | Common Stock (750,000) | — | Sept. 15, 2018 | 750,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
NEPH
CEO| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2009 | $240,000 | — | — | $160,048 | — | — | $23,876 | $423,924 |
| 2008 | $70,000 | $35,000 | — | $210,000 | — | — | $7,073 | $322,073 |
| 2007 | — | — | — | — | — | — | — | — |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.