Ernest H Pomerantz
CIK 1288338 · View on SEC EDGAR ↗
Insider
First SEC filing: July 30, 2014 · Latest: July 30, 2014
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 4 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 4, 2014 | HQY | C | 465,484 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| Aug. 4, 2014 | HQY | C | 66,866 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| Aug. 4, 2014 | HQY | C | 116,668 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-21) |
| Aug. 4, 2014 | HQY | C | 1,140,122 | — | — | 1,245,440 Direct | +1082.55% | Acquired | (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 4, 2014 | HQY | Series D-1 Preferred Stock | Common Stock (930,968) | — | — | 465,484 | Disposed |
| Aug. 4, 2014 | HQY | Series C Preferred Stock | Common Stock (92,486) | — | — | 66,866 | Disposed |
| Aug. 4, 2014 | HQY | Series B Preferred Stock | Common Stock (116,668) | — | — | 116,668 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 30, 2014 | HQY | Common Stock | 105,318 | Direct |
| July 30, 2014 | HQY | Series B Preferred Stock→ Common Stock (116,668) | 116,668 | Direct |
| July 30, 2014 | HQY | Series C Preferred Stock→ Common Stock (92,486) | 92,486 | Direct |
| July 30, 2014 | HQY | Series D-1 Preferred Stock→ Common Stock (930,968) | 930,968 | Direct |