Ernest J Novak JR
CIK 1255472 · View on SEC EDGAR ↗
First SEC filing: May 20, 2004 · Latest: Feb. 11, 2005
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 19, 2014 | BWA | S | 3,500 | $62.78 | $219,730 | 41,357 Direct | -7.80% | Disposed | 23.0% (price as of 2026-08-21) |
| Dec. 18, 2012 | BWA | S | 2,000 | $66.50 | $133,000 | 20,068 Direct | -9.06% | Disposed | 132.2% (price as of 2026-08-21) |
| Feb. 24, 2012 | BWA | S | 2,000 | $82.38 | $164,760 | 19,836 Direct | -9.16% | Disposed | 87.5% (price as of 2026-08-21) |
| Feb. 16, 2012 | BWA | S | 2,000 | $80.01 | $160,020 | 19,836 Direct | -9.16% | Disposed | 93.0% (price as of 2026-08-21) |
| Feb. 17, 2011 | BWA | S | 2,000 | $79.60 | $159,200 | 19,836 Direct | -9.16% | Disposed | 94.0% (price as of 2026-08-21) |
Showing latest 100 of 217 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 3, 2017 | FE | Phantom Stock Units [F1] | Common Stock (699) | — | — | 699 | Acquired |
| Feb. 27, 2017 | FE | Phantom Stock Units [F1] | Common Stock (1,237) | — | — | 1,237 | Acquired |
| Nov. 9, 2016 | FE | Phantom Stock Units [F1] | Common Stock (1,177) | — | — | 1,177 | Acquired |
| Aug. 3, 2016 | FE | Phantom Stock Units [F1] | Common Stock (1,222) | — | — | 1,222 | Acquired |
| May 2, 2016 | FE | Phantom Stock Units [F1] | Common Stock (1,234) | — | — | 1,234 | Acquired |
| Feb. 22, 2016 | FE | Phantom Stock Units [F1] | Common Stock (1,255) | — | — | 1,255 | Acquired |
| Nov. 4, 2015 | FE | Phantom Stock Units [F1] | Common Stock (1,094) | — | — | 1,094 | Acquired |
| Aug. 5, 2015 | FE | Phantom Stock Units [F1] | Common Stock (1,002) | — | — | 1,002 | Acquired |
| May 6, 2015 | FE | Phantom Stock Units [F1] | Common Stock (967) | — | — | 967 | Acquired |
| Feb. 23, 2015 | FE | Phantom Stock Units [F1] | Common Stock (942) | — | — | 942 | Acquired |
| Dec. 1, 2014 | BWA | Phantom Stock | Common Stock (28) | — | — | 28 | Disposed |
| Nov. 7, 2014 | FE | Phantom Stock Units [F1] | Common Stock (826) | — | — | 826 | Acquired |
| Nov. 3, 2014 | BWA | Phantom Stock | Common Stock (27) | — | — | 27 | Disposed |
| Oct. 1, 2014 | BWA | Phantom Stock | Common Stock (29) | — | — | 29 | Disposed |
| Sept. 2, 2014 | BWA | Phantom Stock | Common Stock (28) | — | — | 28 | Disposed |
| Aug. 8, 2014 | FE | Phantom Stock Units [F1] | Common Stock (955) | — | — | 955 | Acquired |
| Aug. 1, 2014 | BWA | Phantom Stock | Common Stock (29) | — | — | 29 | Disposed |
| July 1, 2014 | BWA | Phantom Stock | Common Stock (28) | — | — | 28 | Disposed |
| June 2, 2014 | BWA | Phantom Stock | Common Stock (28) | — | — | 28 | Disposed |
| May 9, 2014 | FE | Phantom Stock Units [F1] | Common Stock (901) | — | — | 901 | Acquired |
| May 1, 2014 | BWA | Phantom Stock | Common Stock (28) | — | — | 28 | Disposed |
| April 1, 2014 | BWA | Phantom Stock | Common Stock (27) | — | — | 27 | Disposed |
| March 4, 2014 | FE | Phantom Stock Units | Common Stock (995) | — | — | 995 | Acquired |
| March 3, 2014 | BWA | Phantom Stock | Common Stock (28) | — | — | 28 | Disposed |
| Feb. 3, 2014 | BWA | Phantom Stock | Common Stock (29) | — | — | 29 | Disposed |
| Jan. 2, 2014 | BWA | Phantom Stock | Common Stock (28) | — | — | 28 | Disposed |
| Dec. 24, 2013 | FE | Phantom Stock Units | Common Stock (946) | — | — | 946 | Acquired |
| Dec. 2, 2013 | BWA | Phantom Stock | Common Stock (14) | — | — | 14 | Disposed |
| Nov. 1, 2013 | BWA | Phantom Stock | Common Stock (14) | — | — | 14 | Disposed |
| Oct. 1, 2013 | BWA | Phantom Stock | Common Stock (14) | — | — | 14 | Disposed |
| Sept. 26, 2013 | FE | Phantom Stock Units | Common Stock (820) | — | — | 820 | Acquired |
| Sept. 3, 2013 | BWA | Phantom Stock | Common Stock (14) | — | — | 14 | Disposed |
| Aug. 1, 2013 | BWA | Phantom Stock | Common Stock (14) | — | — | 14 | Disposed |
| July 1, 2013 | BWA | Phantom Stock | Common Stock (13) | — | — | 13 | Disposed |
| June 3, 2013 | BWA | Phantom Stock | Common Stock (14) | — | — | 14 | Disposed |
| May 10, 2013 | FE | Phantom Stock Units | Common Stock (715) | — | — | 715 | Acquired |
| May 1, 2013 | BWA | Phantom Stock | Common Stock (14) | — | — | 14 | Disposed |
| April 1, 2013 | BWA | Phantom Stock | Common Stock (14) | — | — | 14 | Disposed |
| March 8, 2013 | FE | Phantom Stock Units | Common Stock (747) | — | — | 747 | Acquired |
| March 1, 2013 | BWA | Phantom Stock | Common Stock (14) | — | — | 14 | Disposed |
| Feb. 1, 2013 | BWA | Phantom Stock | Common Stock (14) | — | — | 14 | Disposed |
| Jan. 2, 2013 | BWA | Phantom Stock | Common Stock (13) | — | — | 13 | Disposed |
| Dec. 18, 2012 | BWA | Stock option | Common Stock (2,000) | $16.52 | July 23, 2013 | 2,000 | Disposed |
| Dec. 3, 2012 | BWA | Phantom Stock | Common Stock (14) | — | — | 14 | Disposed |
| Nov. 14, 2012 | FE | Phantom Stock Units | Common Stock (731) | — | — | 731 | Acquired |
| Nov. 1, 2012 | BWA | Phantom Stock | Common Stock (14) | — | — | 14 | Disposed |
| Oct. 1, 2012 | BWA | Phantom Stock | Common Stock (14) | — | — | 14 | Disposed |
| Sept. 4, 2012 | BWA | Phantom Stock | Common Stock (14) | — | — | 14 | Disposed |
| Aug. 10, 2012 | FE | Phantom Stock Units | Common Stock (667) | — | — | 667 | Acquired |
| Aug. 1, 2012 | BWA | Phantom Stock | Common Stock (13) | — | — | 13 | Disposed |
| July 2, 2012 | BWA | Phantom Stock | Common Stock (13) | — | — | 13 | Disposed |
| June 1, 2012 | BWA | Phantom Stock | Common Stock (15) | — | — | 15 | Disposed |
| May 24, 2012 | FE | Phantom Stock Units | Common Stock (1) | — | — | 1 | Acquired |
| May 23, 2012 | FE | Phantom Stock Units | Common Stock (652) | — | — | 652 | Acquired |
| May 1, 2012 | BWA | Phantom Stock | Common Stock (14) | — | — | 14 | Disposed |
| April 2, 2012 | BWA | Phantom Stock | Common Stock (14) | — | — | 14 | Disposed |
| March 2, 2012 | FE | Phantom Stock Units | Common Stock (688) | — | — | 688 | Acquired |
| March 1, 2012 | BWA | Phantom Stock | Common Stock (14) | — | — | 14 | Disposed |
| Feb. 24, 2012 | BWA | Stock option | Common Stock (2,000) | $16.52 | July 23, 2013 | 2,000 | Disposed |
| Feb. 16, 2012 | BWA | Stock option | Common Stock (2,000) | $16.52 | July 23, 2013 | 2,000 | Disposed |
| Feb. 1, 2012 | BWA | Phantom Stock | Common Stock (14) | — | — | 14 | Disposed |
| Jan. 3, 2012 | BWA | Phantom Stock | Common Stock (14) | — | — | 14 | Disposed |
| Dec. 21, 2011 | FE | Phantom Stock Units | Common Stock (99) | — | — | 99 | Acquired |
| Dec. 1, 2011 | BWA | Phantom Stock | Common Stock (13) | — | — | 13 | Disposed |
| Nov. 4, 2011 | FE | Phantom Stock Units | Common Stock (472) | — | — | 472 | Acquired |
| Nov. 1, 2011 | BWA | Phantom Stock | Common Stock (14) | — | — | 14 | Disposed |
| Oct. 3, 2011 | BWA | Phantom Stock | Common Stock (15) | — | — | 15 | Disposed |
| Sept. 23, 2011 | FE | Phantom Stock Units | Common Stock (98) | — | — | 98 | Acquired |
| Sept. 1, 2011 | BWA | Phantom Stock | Common Stock (13) | — | — | 13 | Disposed |
| Aug. 5, 2011 | FE | Phantom Stock Units | Common Stock (530) | — | — | 530 | Acquired |
| Aug. 1, 2011 | BWA | Phantom Stock | Common Stock (13) | — | — | 13 | Disposed |
| July 1, 2011 | BWA | Phantom Stock | Common Stock (13) | — | — | 13 | Disposed |
| June 24, 2011 | FE | Phantom Stock Units | Common Stock (101) | — | — | 101 | Acquired |
| June 1, 2011 | BWA | Phantom Stock | Common Stock (14) | — | — | 14 | Disposed |
| May 9, 2011 | FE | Phantom Stock Units | Common Stock (518) | — | — | 518 | Acquired |
| May 2, 2011 | BWA | Phantom Stock | Common Stock (14) | — | — | 14 | Disposed |
| April 1, 2011 | BWA | Phantom Stock | Common Stock (13) | — | — | 13 | Disposed |
| March 25, 2011 | FE | Phantom Stock Units | Common Stock (120) | — | — | 120 | Acquired |
| March 1, 2011 | BWA | Phantom Stock | Common Stock (13) | — | — | 13 | Disposed |
| Feb. 22, 2011 | FE | Phantom Stock Units | Common Stock (564) | — | — | 564 | Acquired |
| Feb. 17, 2011 | BWA | Stock option | Common Stock (2,000) | $16.52 | July 23, 2013 | 2,000 | Disposed |
| Jan. 25, 2011 | BWA | Phantom Stock | Common Stock (14) | — | — | 14 | Disposed |
| Jan. 3, 2011 | BWA | Phantom Stock | Common Stock (13) | — | — | 13 | Disposed |
| Dec. 28, 2010 | FE | Phantom Stock Units | Common Stock (408) | — | — | 408 | Acquired |
| Dec. 1, 2010 | BWA | Phantom Stock | Common Stock (13) | — | — | 13 | Disposed |
| Nov. 18, 2010 | FE | Phantom Stock Units | Common Stock (599) | — | — | 599 | Acquired |
| Nov. 18, 2010 | FE | Phantom Stock Units | Common Stock (48) | — | — | 48 | Acquired |
| Nov. 18, 2010 | FE | Phantom Stock Units | Common Stock (16) | — | — | 16 | Acquired |
| Nov. 1, 2010 | BWA | Phantom Stock | Common Stock (14) | — | — | 14 | Disposed |
| Oct. 1, 2010 | BWA | Phantom Stock | Common Stock (14) | — | — | 14 | Disposed |
| Sept. 23, 2010 | FE | Phantom Stock Units | Common Stock (497) | — | — | 497 | Acquired |
| Sept. 1, 2010 | BWA | Phantom Stock | Common Stock (13) | — | — | 13 | Disposed |
| Aug. 2, 2010 | BWA | Phantom Stock | Common Stock (13) | — | — | 13 | Disposed |
| July 21, 2010 | FE | Phantom Stock Units | Common Stock (30) | — | — | 30 | Acquired |
| July 21, 2010 | FE | Phantom Stock Units | Common Stock (566) | — | — | 566 | Acquired |
| July 1, 2010 | BWA | Phantom Stock | Common Stock (14) | — | — | 14 | Disposed |
| June 25, 2010 | FE | Phantom Stock Units | Common Stock (394) | — | — | 394 | Acquired |
| June 1, 2010 | BWA | Phantom Stock | Common Stock (14) | — | — | 14 | Disposed |
| May 24, 2010 | FE | Phantom Stock Units | Common Stock (66) | — | — | 66 | Acquired |
| May 24, 2010 | FE | Phantom Stock Units | Common Stock (612) | — | — | 612 | Acquired |
Showing latest 100 of 189 transactions
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.