Eugene A Bauer

Insider

First SEC filing: Oct. 14, 2015 · Latest: Oct. 14, 2015

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 4 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Sept. 30, 2016	AVTX	A	1,706	—	—	1,706 Direct	—	Acquired	(price as of 2026-08-20)
June 30, 2016	AVTX	A	3,153	—	—	3,153 Direct	—	Acquired	(price as of 2026-08-20)
May 18, 2016	AVTX	A	8,357	—	—	8,357 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 9, 2015	AVTX	A	16,714	—	—	16,714 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Sept. 30, 2016	AVTX	Employee Stock Option (Right to Buy)	Common Stock (1,706)	$4.23	Sept. 29, 2026	1,706	Acquired
June 30, 2016	AVTX	Employee Stock Option (Right to Buy)	Common Stock (3,153)	$2.20	June 29, 2026	3,153	Acquired
May 18, 2016	AVTX	Employee Stock Option (Right to Buy)	Common Stock (8,357)	$3.52	May 17, 2026	8,357	Acquired
Nov. 9, 2015	AVTX	Employee Stock Option (Right to Buy)	Common Stock (16,714)	$5.80	Oct. 31, 2025	16,714	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Oct. 14, 2015	AVTX	Common Stock	26,785	Direct
Oct. 14, 2015	AVTX	Stock Option (Right to Buy)→ Common Stock (7,142)	7,142	Direct