Frances K Heller

Insider

First SEC filing: March 12, 2014 · Latest: March 12, 2014

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 26 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

26 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Oct. 13, 2017	LRMR	P	10,000	$3.90	$39,000	47,961 Direct	+26.34%	Acquired	5.6% (price as of 2026-08-20)
June 21, 2017	LRMR	A	14,500	—	—	14,500 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 19, 2016	LRMR	P	10,000	$3.23	$32,300	30,000 Direct	+50.00%	Acquired	27.4% (price as of 2026-08-20)
Nov. 15, 2016	LRMR	P	10,000	$3.54	$35,400	20,000 Direct	+100.00%	Acquired	16.3% (price as of 2026-08-20)
July 22, 2016	LRMR	P	10,000	$2.99	$29,900	10,000 Direct	—	Acquired	37.7% (price as of 2026-08-20)
June 30, 2016	LRMR	A	12,000	—	—	12,000 Direct	—	Acquired	(price as of 2026-08-20)
July 13, 2015	LRMR	A	12,000	—	—	12,000 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 30, 2014	LRMR	A	13,327	—	—	13,327 Direct	—	Acquired	(price as of 2026-08-20)
March 10, 2014	BMY	A	5,109	—	—	5,109 Direct	—	Acquired	(price as of 2026-08-20)
March 10, 2014	BMY	M	1,609	—	—	4,829 Direct	-24.99%	Disposed	(price as of 2026-08-20)
March 10, 2014	BMY	F	958	$56.14	$53,782	4,174 Direct	-18.67%	Disposed	19.0% (price as of 2026-08-20)
March 10, 2014	BMY	J	730	—	—	5,132 Direct	+16.58%	Acquired	(price as of 2026-08-20)
March 10, 2014	BMY	M	1,609	—	—	4,402 Direct	+57.61%	Acquired	(price as of 2026-08-20)
March 3, 2014	BMY	J	102	—	—	3,370 Direct	+3.12%	Acquired	(price as of 2026-08-20)
March 3, 2014	BMY	A	3,268	—	—	3,268 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 1, 2013	BMY	M	4,451	—	—	13,355 Direct	-25.00%	Disposed	(price as of 2026-08-20)
Oct. 1, 2013	BMY	F	1,658	$47.24	$78,324	2,793 Direct	-37.25%	Disposed	41.4% (price as of 2026-08-20)
Oct. 1, 2013	BMY	M	4,451	—	—	4,451 Direct	—	Acquired	(price as of 2026-08-20)
March 10, 2013	BMY	A	6,438	—	—	6,438 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 1, 2012	BMY	A	17,806	—	—	17,806 Direct	—	Acquired	(price as of 2026-08-20)
May 15, 2011	EXEL	M	3,125	—	—	34,375 Direct	-8.33%	Disposed	(price as of 2026-08-20)
May 15, 2011	EXEL	M	3,125	—	—	17,125 Direct	+22.32%	Acquired	(price as of 2026-08-20)
Feb. 15, 2011	EXEL	M	12,500	—	—	37,500 Direct	-25.00%	Disposed	(price as of 2026-08-20)
Feb. 15, 2011	EXEL	M	12,500	—	—	14,000 Direct	+833.33%	Acquired	(price as of 2026-08-20)
Dec. 9, 2009	EXEL	A	50,000	—	—	50,000 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 9, 2009	EXEL	A	12,901	—	—	12,901 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 9, 2009	EXEL	A	287,099	—	—	287,099 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 2, 2009	EXEL	S 10b5-1	1,400	$6.19	$8,666	1,500 Direct	-48.28%	Disposed	775.8% (price as of 2026-08-20)
Nov. 2, 2009	EXEL	S 10b5-1	1,129	$6.19	$6,989	2,900 Direct	-28.02%	Disposed	775.8% (price as of 2026-08-20)
Feb. 26, 2009	EXEL	A	40,000	—	—	40,000 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 16, 2008	EXEL	A	50,000	—	—	50,000 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 1, 2008	EXEL	A	185,000	—	—	185,000 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 21, 2017	LRMR	Stock Option (Right to Buy)	Common Stock (14,500)	$3.95	June 21, 2027	14,500	Acquired
June 30, 2016	LRMR	Stock Option (Right to Buy)	Common Stock (12,000)	$5.99	June 30, 2026	12,000	Acquired
July 13, 2015	LRMR	Stock Option (Right to Buy)	Common Stock (12,000)	$37.15	July 13, 2025	12,000	Acquired
Oct. 30, 2014	LRMR	Stock Option (Right to Buy)	Common Stock (13,327)	$21.34	Oct. 30, 2024	13,327	Acquired
March 10, 2014	BMY	Market Share Units	Common Stock, $0.10 par value (5,109)	—	March 10, 2018	5,109	Acquired
March 10, 2014	BMY	Market Share Units	Common Stock, $0.10 par value (1,609)	—	March 10, 2017	1,609	Disposed
March 3, 2014	BMY	Performance Shares	Common Stock, $0.10 par value (102)	—	March 31, 2016	102	Acquired
March 3, 2014	BMY	Performance Shares	Common Stock, $0.10 par value [F2] (3,268)	—	March 31, 2016	3,268	Acquired
Oct. 1, 2013	BMY	Restricted Stock Units	Common Stock, $0.10 par value (4,451)	—	—	4,451	Disposed
March 10, 2013	BMY	Market Share Units	Common Stock, $0.10 par value (6,438)	—	March 10, 2017	6,438	Acquired
Oct. 1, 2012	BMY	Restricted Stock Units	Common Stock, $0.10 par value (17,806)	—	—	17,806	Acquired
May 15, 2011	EXEL	Restricted Stock Units	Common Stock (3,125)	—	—	3,125	Disposed
Feb. 15, 2011	EXEL	Restricted Stock Units	Common Stock (12,500)	—	—	12,500	Disposed
Dec. 9, 2009	EXEL	Restricted Stock Units	Common Stock (50,000)	—	—	50,000	Acquired
Dec. 9, 2009	EXEL	Incentive Stock Option (Right to Buy)	Common Stock (12,901)	$7.18	Dec. 8, 2019	12,901	Acquired
Dec. 9, 2009	EXEL	Non-Qualified Stock Option (Right to Buy)	Common Stock (287,099)	$7.18	Dec. 8, 2019	287,099	Acquired
Feb. 26, 2009	EXEL	Stock Option (right to buy)	Common Stock (40,000)	$4.42	Feb. 25, 2019	40,000	Acquired
Dec. 16, 2008	EXEL	Stock Option (right to buy)	Common Stock (50,000)	$5.04	Dec. 15, 2018	50,000	Acquired
Aug. 1, 2008	EXEL	Stock Option (right to buy)	Common Stock (185,000)	$7.12	July 31, 2018	185,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Aug. 5, 2008	EXEL	Common Stock	1,500	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

EXEL

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2010	$421,591	—	—	—	—	—	—	$421,591
2009	$410,000	$166,050	—	—	—	—	$27,328	$2,260,238

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.