Frank George Waterhouse

CIK 1723097 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 26, 2019 · Latest: Feb. 26, 2019

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 3 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 15, 2021 HFRO J 12,523 12,523 Direct Acquired (price as of 2026-08-21)
June 9, 2021 NXDT J 9,957 9,957 Direct Acquired (price as of 2026-08-21)
April 11, 2019 NXDT A 25,195 25,195 Direct Acquired (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 15, 2021 HFRO Contingent Bonus Award Common Stock (12,523) 12,523 Acquired
June 9, 2021 NXDT Contingent Bonus Award Common Stock (9,957) 9,957 Acquired
April 11, 2019 NXDT Restricted Stock Units Common Stock, par value $0.001 per share 25,195 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Feb. 26, 2019 HGLB Common Shares of Beneficial Interest 0 Direct
Nov. 20, 2017 HFRO Common Shares of Beneficial Interest 0 Direct
Nov. 20, 2017 NXDT Common Stock, par value $0.001 per share 323 Direct