Frank George Waterhouse
CIK 1723097 · View on SEC EDGAR ↗
First SEC filing: Feb. 26, 2019 · Latest: Feb. 26, 2019
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 15, 2021 | HFRO | J | 12,523 | — | — | 12,523 Direct | — | Acquired | (price as of 2026-08-21) |
| June 9, 2021 | NXDT | J | 9,957 | — | — | 9,957 Direct | — | Acquired | (price as of 2026-08-21) |
| April 11, 2019 | NXDT | A | 25,195 | — | — | 25,195 Direct | — | Acquired | (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 15, 2021 | HFRO | Contingent Bonus Award | Common Stock (12,523) | — | — | 12,523 | Acquired |
| June 9, 2021 | NXDT | Contingent Bonus Award | Common Stock (9,957) | — | — | 9,957 | Acquired |
| April 11, 2019 | NXDT | Restricted Stock Units | Common Stock, par value $0.001 per share | — | — | 25,195 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.