Franklin H Top JR

CIK 1219860 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 9, 2014 · Latest: Jan. 9, 2014

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 6 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 17, 2016 CBIO A 11,000 11,000 Direct Acquired (price as of 2026-08-21)
Feb. 5, 2016 CBIO M 11,084 $1.12 $12,414 0 Direct -100.00% Disposed -85.5% (price as of 2026-08-21)
Feb. 5, 2016 CBIO M 605 $1.12 $678 0 Direct -100.00% Disposed -85.5% (price as of 2026-08-21)
Feb. 5, 2016 CBIO M 11,689 $1.12 $13,092 12,294 Direct +1932.07% Acquired -85.5% (price as of 2026-08-21)
July 15, 2015 CBIO A 11,000 11,000 Direct Acquired (price as of 2026-08-21)
Jan. 9, 2014 CBIO A 15,401 15,401 Direct Acquired (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 17, 2016 CBIO Stock Option (right to buy) Common Stock (11,000) $6.35 May 16, 2026 11,000 Acquired
Feb. 5, 2016 CBIO Stock Option (right to buy) Common Stock (11,084) $1.12 Jan. 4, 2021 11,084 Disposed
Feb. 5, 2016 CBIO Stock Option (right to buy) Common Stock (605) $1.12 Sept. 20, 2016 605 Disposed
July 15, 2015 CBIO Stock Option (right to buy) Common Stock (11,000) $7.50 July 14, 2025 11,000 Acquired
Jan. 9, 2014 CBIO Stock Option (right to buy) Common Stock (15,401) $8.00 Jan. 9, 2024 15,401 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Jan. 9, 2014 CBIO Common Stock 605 Direct
Jan. 9, 2014 CBIO Stock Option (right to buy)→ Common Stock Direct
Jan. 9, 2014 CBIO Stock Option (right to buy)→ Common Stock Direct