Frederick W Gluck
CIK 1184126 · View on SEC EDGAR ↗
First SEC filing: Nov. 21, 2006 · Latest: Nov. 21, 2006
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 26, 2018 | CTMX | S 10b5-1 | 5,000 | $31.93 | $159,650 | 271,643 Indirect | -1.81% | Disposed | -89.0% (price as of 2026-08-19) |
| March 2, 2018 | CTMX | S 10b5-1 | 16,181 | $30.00 | $485,430 | 276,643 Indirect | -5.53% | Disposed | -88.3% (price as of 2026-08-19) |
| Feb. 28, 2018 | CTMX | S 10b5-1 | 3,819 | $30.00 | $114,570 | 292,824 Indirect | -1.29% | Disposed | -88.3% (price as of 2026-08-19) |
| Jan. 5, 2018 | CTMX | S 10b5-1 | 10,000 | $25.01 | $250,100 | 296,643 Indirect | -3.26% | Disposed | -85.9% (price as of 2026-08-19) |
| Dec. 26, 2017 | CTMX | S 10b5-1 | 5,000 | $22.29 | $111,450 | 306,643 Indirect | -1.60% | Disposed | -84.2% (price as of 2026-08-19) |
| Oct. 4, 2017 | CTMX | S 10b5-1 | 10,000 | $24.27 | $242,700 | 311,643 Indirect | -3.11% | Disposed | -85.5% (price as of 2026-08-19) |
| Sept. 26, 2017 | CTMX | S 10b5-1 | 5,000 | $17.30 | $86,500 | 321,643 Indirect | -1.53% | Disposed | -79.7% (price as of 2026-08-19) |
| June 26, 2017 | CTMX | S 10b5-1 | 5,000 | $14.61 | $73,050 | 326,643 Indirect | -1.51% | Disposed | -75.9% (price as of 2026-08-19) |
| Oct. 14, 2015 | CTMX | P | 5,000 | $12.00 | $60,000 | 5,000 Indirect | — | Acquired | -70.7% (price as of 2026-08-19) |
| Oct. 14, 2015 | CTMX | P | 10,000 | $12.00 | $120,000 | 147,791 Direct | +7.26% | Acquired | -70.7% (price as of 2026-08-19) |
| Sept. 8, 2010 | AMGN | S | 800 | $52.36 | $41,888 | 15,748 Direct | -4.83% | Disposed | 738.5% (price as of 2026-08-19) |
| Aug. 26, 2010 | AMGN | S | 800 | $51.76 | $41,408 | 16,548 Direct | -4.61% | Disposed | 748.2% (price as of 2026-08-19) |
| Jan. 27, 2009 | AMGN | S | 100 | $53.37 | $5,337 | 13,655 Direct | -0.73% | Disposed | 722.6% (price as of 2026-08-19) |
| Jan. 27, 2009 | AMGN | S | 300 | $53.36 | $16,008 | 13,755 Direct | -2.13% | Disposed | 722.8% (price as of 2026-08-19) |
| Jan. 27, 2009 | AMGN | S | 2,700 | $53.35 | $144,045 | 14,055 Direct | -16.11% | Disposed | 722.9% (price as of 2026-08-19) |
| Jan. 27, 2009 | AMGN | S | 1,996 | $53.33 | $106,447 | 16,755 Direct | -10.64% | Disposed | 723.2% (price as of 2026-08-19) |
| Jan. 27, 2009 | AMGN | S | 2,462 | $53.30 | $131,225 | 18,751 Direct | -11.61% | Disposed | 723.7% (price as of 2026-08-19) |
| Jan. 27, 2009 | AMGN | S | 338 | $53.27 | $18,005 | 21,213 Direct | -1.57% | Disposed | 724.1% (price as of 2026-08-19) |
| Jan. 27, 2009 | AMGN | S | 100 | $53.26 | $5,326 | 21,551 Direct | -0.46% | Disposed | 724.3% (price as of 2026-08-19) |
| Jan. 27, 2009 | AMGN | S | 400 | $53.26 | $21,304 | 21,651 Direct | -1.81% | Disposed | 724.3% (price as of 2026-08-19) |
| Jan. 27, 2009 | AMGN | S | 7,604 | $53.25 | $404,913 | 22,051 Direct | -25.64% | Disposed | 724.5% (price as of 2026-08-19) |
| Feb. 17, 2006 | AMGN | P | 4,705 | $74.48 | $350,428 | 8,349 Direct | +129.12% | Acquired | 489.4% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 13, 2018 | CTMX | Stock Option (Right to Buy) | Common Stock (14,000) | $25.25 | June 12, 2028 | 14,000 | Acquired |
| June 20, 2017 | CTMX | Stock Option (right to buy) | Common Stock (14,000) | $13.78 | June 19, 2027 | 14,000 | Acquired |
| Aug. 9, 2016 | CTMX | Stock Option (right to buy) | Common Stock (17,139) | $1.57 | Feb. 8, 2025 | 17,139 | Disposed |
| Aug. 9, 2016 | CTMX | Stock Option (right to buy) | Common Stock (27,606) | $1.45 | May 23, 2024 | 27,606 | Disposed |
| Aug. 9, 2016 | CTMX | Stock Option (right to buy) | Common Stock (16,612) | $0.94 | Feb. 25, 2023 | 16,612 | Disposed |
| Aug. 9, 2016 | CTMX | Stock Option (right to buy) | Common Stock (31,767) | $1.13 | March 23, 2021 | 31,767 | Disposed |
| June 10, 2016 | CTMX | Stock Option (right to buy) | Common Stock (14,000) | $10.17 | June 9, 2026 | 14,000 | Acquired |
| April 25, 2011 | AMGN | Nqso (Right to Buy) | Common Stock (5,000) | $54.69 | April 25, 2021 | 5,000 | Acquired |
| April 26, 2010 | AMGN | Nqso (Right to Buy) | Common Stock (5,000) | $58.43 | April 26, 2020 | 5,000 | Acquired |
| April 28, 2009 | AMGN | Nqso (Right to Buy) | Common Stock (5,000) | $50.44 | April 28, 2016 | 5,000 | Acquired |
| Jan. 27, 2009 | AMGN | Nqso (Right to Buy) | Common Stock (16,000) | $28.97 | Jan. 27, 2009 | 16,000 | Disposed |
| April 29, 2008 | AMGN | NQSO (Right to Buy) | Common Stock (5,000) | $42.13 | April 29, 2015 | 5,000 | Acquired |
| April 26, 2007 | AMGN | NQSO (Right to Buy) | Common Stock (5,000) | $62.55 | April 26, 2014 | 5,000 | Acquired |
| Nov. 17, 2006 | HCA | Non-Qualified Stock Option (right-to-buy) | Common Stock (5,715) | $54.68 | June 9, 2015 | 5,715 | Disposed |
| Nov. 17, 2006 | HCA | Non-Qualified Stock Option (right to buy) | Common Stock (3,833) | $43.49 | May 25, 2016 | 3,833 | Disposed |
| Nov. 17, 2006 | HCA | Non-Qualified Stock Option (right to buy) | Common Stock (6,229) | $40.14 | June 10, 2014 | 6,229 | Disposed |
| Nov. 17, 2006 | HCA | Non-Qualified Stock Option (right to buy) | Common Stock (6,179) | $32.30 | July 24, 2013 | 6,179 | Disposed |
| Nov. 17, 2006 | HCA | Non-Qualified Stock Option (right to buy) | Common Stock (6,950) | $39.20 | May 24, 2011 | 6,950 | Disposed |
| Nov. 17, 2006 | HCA | Non-Qualified Stock Option (right to buy) | Common Stock (15,000) | $22.25 | Sept. 24, 2009 | 15,000 | Disposed |
| Nov. 17, 2006 | HCA | Non-Qualified Stock Option (right to buy) | Common Stock (14,733) | $32.27 | May 15, 2008 | 14,733 | Disposed |
| May 25, 2006 | HCA | Non-Qualified Stock Option (right to buy) | Common Stock (3,833) | $43.49 | May 25, 2016 | 3,833 | Acquired |
| March 15, 2006 | AMGN | NQSO (Right to Buy) | Common Stock (5,000) | $74.89 | March 15, 2013 | 5,000 | Acquired |
| June 9, 2005 | HCA | Non-Qualified Stock Option (right-to-buy) | Common Stock (5,715) | $54.68 | June 9, 2015 | 5,715 | Acquired |
| March 15, 2005 | AMGN | NQSO (Right to Buy) | Common Stock (5,000) | $58.61 | March 15, 2015 | 5,000 | Acquired |
| June 10, 2004 | HCA | Non-Qualified Stock Option (right to buy) | Common Stock (6,229) | $40.14 | June 10, 2014 | 6,229 | Acquired |
| March 15, 2004 | AMGN | NQSO (Right to Buy) | Common Stock (5,000) | $59.48 | March 15, 2011 | 5,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Oct. 7, 2015 | CTMX | Common Stock | 137,791 | Direct |
| Oct. 7, 2015 | CTMX | Common Stock | 3,200 | Indirect |
| Oct. 7, 2015 | CTMX | Stock Option (right to buy)→ Common Stock (31,767) | 31,767 | Direct |
| Oct. 7, 2015 | CTMX | Stock Option (right to buy)→ Common Stock (16,612) | 16,612 | Direct |
| Oct. 7, 2015 | CTMX | Stock Option (right to buy)→ Common Stock (27,606) | 27,606 | Direct |
| Oct. 7, 2015 | CTMX | Stock Option (right to buy)→ Common Stock (17,139) | 17,139 | Direct |