Frost Group, LLC

CIK 1380616 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 13, 2007 · Latest: Feb. 13, 2007

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 6 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 27, 2007 OPK A 22,125 22,125 Direct Acquired (price as of 2026-08-20)
March 27, 2007 OPK A 22,124 22,124 Direct Acquired (price as of 2026-08-20)
March 27, 2007 OPK A 22,124 22,124 Direct Acquired (price as of 2026-08-20)
March 27, 2007 OPK A 6,487 6,487 Direct Acquired (price as of 2026-08-20)
March 27, 2007 OPK A 81,085 81,085 Direct Acquired (price as of 2026-08-20)
March 27, 2007 OPK A 4,000,000 4,000,000 Direct Acquired (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 27, 2007 OPK Warrants (Right to Buy) Common Stock (22,125) $1.05 March 27, 2017 22,125 Acquired
March 27, 2007 OPK Warrants (Right to Buy) Common Stock (22,124) $0.85 March 27, 2017 22,124 Acquired
March 27, 2007 OPK Warrants (Right to Buy) Common Stock (22,124) $0.67 March 27, 2017 22,124 Acquired
March 27, 2007 OPK Warrants (Right to Buy) Common Stock (648,700) $38.54 Jan. 11, 2017 6,487 Acquired
March 27, 2007 OPK Warrants (Right to Buy) Common Stock (81,085) $0.00 Jan. 11, 2017 81,085 Acquired
March 27, 2007 OPK Warrants (Right to Buy) Common Stock (4,000,000) $0.50 March 27, 2017 4,000,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Feb. 13, 2007 OPK Common Stock 15,490,546 Direct