Gary M. Phillips
CIK 1197795 · View on SEC EDGAR ↗
Insider
First SEC filing: June 11, 2026 · Latest: June 11, 2026
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 34 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
34 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 7, 2014 | ALDX | P | 9,375 | $8.00 | $75,000 | 9,375 Direct | — | Acquired | -80.5% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 9, 2026 | ALDX | Stock Option (Right to Buy) | Common Stock (4,977) | $1.72 | June 8, 2036 | 4,977 | Acquired |
| June 9, 2026 | ALDX | Stock Option (Right to Buy) | Common Stock (6,636) | $1.72 | June 8, 2036 | 6,636 | Acquired |
| June 9, 2026 | ALDX | Stock Option (Right to Buy) | Common Stock (70,000) | $1.72 | June 8, 2036 | 70,000 | Acquired |
| June 10, 2025 | ALDX | Stock Option (Right to Buy) | Common Stock (3,619) | $2.68 | June 9, 2035 | 3,619 | Acquired |
| June 10, 2025 | ALDX | Stock Option (Right to Buy) | Common Stock (4,825) | $2.68 | June 9, 2035 | 4,825 | Acquired |
| June 10, 2025 | ALDX | Stock Option (Right to Buy) | Common Stock (62,728) | $2.68 | June 9, 2035 | 62,728 | Acquired |
| June 4, 2024 | ALDX | Stock Option (Right to Buy) | Common Stock (2,604) | $4.09 | June 3, 2034 | 2,604 | Acquired |
| June 4, 2024 | ALDX | Stock Option (Right to Buy) | Common Stock (3,473) | $4.09 | June 3, 2034 | 3,473 | Acquired |
| June 4, 2024 | ALDX | Stock Option (Right to Buy) | Common Stock (40,282) | $4.09 | June 3, 2034 | 40,282 | Acquired |
| Sept. 7, 2023 | ALDX | Stock Option (Right to Buy) | Common Stock (5,437) | $0.55 | Sept. 7, 2023 | 5,437 | Disposed |
| June 30, 2023 | ALDX | Stock Option (Right to Buy) | Common Stock (1,372) | $8.39 | June 29, 2033 | 1,372 | Acquired |
| June 30, 2023 | ALDX | Stock Option (Right to Buy) | Common Stock (1,829) | $8.39 | June 29, 2033 | 1,829 | Acquired |
| June 30, 2023 | ALDX | Stock Option (Right to Buy) | Common Stock (21,222) | $8.39 | June 29, 2033 | 21,222 | Acquired |
| June 7, 2022 | ALDX | Stock Option (Right to Buy) | Common Stock (3,479) | $3.60 | June 6, 2032 | 3,479 | Acquired |
| June 7, 2022 | ALDX | Stock Option (Right to Buy) | Common Stock (4,639) | $3.60 | June 6, 2032 | 4,639 | Acquired |
| June 7, 2022 | ALDX | Stock Option (Right to Buy) | Common Stock (53,812) | $3.60 | June 6, 2032 | 53,812 | Acquired |
| June 8, 2021 | ALDX | Stock Option (Right to Buy) | Common Stock (13,534) | $12.97 | June 7, 2031 | 13,534 | Acquired |
| June 8, 2021 | ALDX | Stock Option (Right to Buy) | Common Stock (1,167) | $12.97 | June 7, 2031 | 1,167 | Acquired |
| June 8, 2021 | ALDX | Stock Option (Right to Buy) | Common Stock (875) | $12.97 | June 7, 2031 | 875 | Acquired |
| June 9, 2020 | ALDX | Stock Option (Right to Buy) | Common Stock (26,503) | $5.02 | June 8, 2030 | 26,503 | Acquired |
| June 9, 2020 | ALDX | Stock Option (Right to Buy) | Common Stock (3,082) | $5.02 | June 8, 2030 | 3,082 | Acquired |
| June 4, 2019 | ALDX | Employee Stock Option (Right to Buy) | Common Stock (2,204) | $7.06 | June 3, 2029 | 2,204 | Acquired |
| June 4, 2019 | ALDX | Employee Stock Option (Right to Buy) | Common Stock (18,951) | $7.06 | June 3, 2029 | 18,951 | Acquired |
| June 7, 2018 | ALDX | Employee Stock Option (Right to Buy) | Common Stock (1,805) | $8.35 | June 6, 2028 | 1,805 | Acquired |
| June 7, 2018 | ALDX | Employee Stock Option (Right to Buy) | Common Stock (15,526) | $8.35 | June 6, 2028 | 15,526 | Acquired |
| June 20, 2017 | RCKTW | Stock Options (Right to Buy) | Common Stock (45,000) | $1.80 | June 19, 2027 | 45,000 | Acquired |
| June 8, 2017 | ALDX | Stock Option (Right to Buy) | Common Stock (2,963) | $5.15 | June 7, 2027 | 2,963 | Acquired |
| June 8, 2017 | ALDX | Stock Option (Right to Buy) | Common Stock (17,776) | $5.15 | June 7, 2027 | 17,776 | Acquired |
| June 23, 2016 | RCKTW | Stock Options (Right to Buy) | Common Stock (12,000) | $7.61 | June 22, 2016 | 12,000 | Acquired |
| June 9, 2016 | ALDX | Employee Stock Option (Right to Buy) | Common Stock (6,083) | $5.97 | June 8, 2026 | 6,083 | Acquired |
| Oct. 13, 2015 | RCKTW | Stock Options (Right to Buy) | Common Stock (24,000) | $9.50 | Oct. 12, 2025 | 24,000 | Acquired |
| June 9, 2015 | ALDX | Employee Stock Option (Right to Buy) | Common Stock (6,083) | $7.74 | June 8, 2025 | 6,083 | Acquired |
| May 7, 2014 | ALDX | Employee Stock Option (Right to Buy) | Common Stock (12,166) | $8.00 | May 6, 2024 | 12,166 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.