Gaurav Aggarwal
CIK 1551965 · View on SEC EDGAR ↗
Insider
First SEC filing: May 22, 2025 · Latest: May 22, 2025
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 19 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 25, 2025 | UNCY | D | 3,199 | $1000.00 | $3,199,000 | 0 Indirect | -100.00% | Disposed | -99.4% (price as of 2026-08-21) |
| Aug. 25, 2025 | UNCY | C | 652,900 | — | — | 1,789,915 Indirect | +57.42% | Acquired | (price as of 2026-08-21) |
| July 28, 2025 | UNCY | A | 21,200 | — | — | 39,200 Direct | +117.78% | Acquired | (price as of 2026-08-21) |
| May 21, 2025 | GERN | A | 180,000 | — | — | 180,000 Direct | — | Acquired | (price as of 2026-08-21) |
| Feb. 18, 2025 | UNCY | D | 686 | $1000.00 | $686,000 | 3,119 Indirect | -18.03% | Disposed | -99.9% (price as of 2026-08-21) |
| Feb. 18, 2025 | UNCY | C | 1,400,000 | — | — | 11,370,152 Indirect | +14.04% | Acquired | (price as of 2026-08-21) |
| Oct. 9, 2024 | UNCY | D | 2,695 | $1000.00 | $2,695,000 | 3,885 Indirect | -40.96% | Disposed | -99.9% (price as of 2026-08-21) |
| Oct. 9, 2024 | UNCY | C | 5,500,000 | — | — | 9,970,152 Indirect | +123.04% | Acquired | (price as of 2026-08-21) |
| May 9, 2024 | GERN | A | 180,000 | — | — | 180,000 Direct | — | Acquired | (price as of 2026-08-21) |
| Dec. 29, 2023 | GERN | A | 1,970 | — | — | 1,970 Direct | — | Acquired | (price as of 2026-08-21) |
| Nov. 26, 2023 | GERN | A | 200,000 | — | — | 200,000 Direct | — | Acquired | (price as of 2026-08-21) |
| Sept. 5, 2023 | UNCY | A | 180,000 | — | — | 180,000 Direct | — | Acquired | (price as of 2026-08-21) |
| July 11, 2023 | UNCY | C | 18,621,655 | — | — | 18,621,655 Indirect | — | Acquired | (price as of 2026-08-21) |
| July 11, 2023 | UNCY | C | 11,638,534 | — | — | 11,638,534 Indirect | — | Acquired | (price as of 2026-08-21) |
| July 11, 2023 | UNCY | C | 12,802,388 | — | — | 12,802,388 Indirect | — | Acquired | (price as of 2026-08-21) |
| July 11, 2023 | UNCY | C | 13,429,000 | — | — | 13,429,000 Indirect | — | Acquired | (price as of 2026-08-21) |
| July 11, 2023 | UNCY | C | 8,077 | $1000.00 | $8,077,000 | 0 Indirect | -100.00% | Disposed | -99.9% (price as of 2026-08-21) |
| July 11, 2023 | UNCY | C | 3,470,152 | — | — | 3,470,152 Indirect | — | Acquired | (price as of 2026-08-21) |
| March 8, 2023 | UNCY | A | 8,077 | $1000.00 | $8,077,000 | 8,077 Indirect | — | Acquired | -99.9% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 25, 2025 | UNCY | Series A-2 Prime Preferred Stock | Common Stock (652,900) | $4.90 | — | 3,199 | Disposed |
| July 28, 2025 | UNCY | Stock Options | Common Stock (21,200) | $4.71 | July 28, 2035 | 21,200 | Acquired |
| May 21, 2025 | GERN | Stock Option (right to buy) | Common Stock (180,000) | $1.34 | May 20, 2035 | 180,000 | Acquired |
| Feb. 18, 2025 | UNCY | Series A-2 Prime Preferred Stock | Common Stock (1,400,000) | $0.49 | — | 686 | Disposed |
| Oct. 9, 2024 | UNCY | Series A-2 Prime Preferred Stock | Common Stock (5,500,000) | $0.49 | — | 2,695 | Disposed |
| May 9, 2024 | GERN | Stock Option (right to buy) | Common Stock (180,000) | $3.88 | May 8, 2034 | 180,000 | Acquired |
| Nov. 26, 2023 | GERN | Stock Option (right to buy) | Common Stock (200,000) | $1.97 | Nov. 25, 2033 | 200,000 | Acquired |
| Sept. 5, 2023 | UNCY | Stock Options | Common Stock (180,000) | $0.76 | Sept. 5, 2033 | 180,000 | Acquired |
| July 11, 2023 | UNCY | Tranche C Warrants (right to buy) | Series A-5 Preferred Stock [F3] (18,621,655) | $0.74 | — | 18,621,655 | Acquired |
| July 11, 2023 | UNCY | Tranche B Warrants (right to buy) | Series A-4 Preferred Stock [F3] (11,638,534) | $0.59 | — | 11,638,534 | Acquired |
| July 11, 2023 | UNCY | Tranche A Warrants (right to buy) | Series A-3 Preferred Stock [F3] (12,802,388) | $0.54 | — | 12,802,388 | Acquired |
| July 11, 2023 | UNCY | Series A-2 Preferred Stock | Common Stock (13,429,000) | — | — | 13,429,000 | Acquired |
| July 11, 2023 | UNCY | Series A-1 Preferred Stock | Common Stock [F1] | — | — | 8,077 | Disposed |
| March 8, 2023 | UNCY | Series A-1 Convertible Preferred Stock | Common Stock [F2,F4] | — | — | 8,077 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).