Geoffrey Tate

CIK 1192512 · View on SEC EDGAR ↗

Insider

First SEC filing: Oct. 7, 2016 · Latest: Oct. 7, 2016

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 28 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

28 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Oct. 13, 2016 MRAM P 13,986 $8.00 $111,888 103,360 Indirect +15.65% Acquired 115.8% (price as of 2026-08-21)
Sept. 20, 2005 RMBS S 10b5-1 33,300 $11.47 $381,951 2,538,856 Direct -1.29% Disposed 702.1% (price as of 2026-08-21)
Aug. 22, 2005 RMBS S 10b5-1 33,300 $11.52 $383,616 2,572,156 Direct -1.28% Disposed 698.6% (price as of 2026-08-21)
July 20, 2005 RMBS S 10b5-1 33,300 $13.32 $443,556 2,605,456 Direct -1.26% Disposed 590.7% (price as of 2026-08-21)
June 20, 2005 RMBS S 10b5-1 33,300 $14.54 $484,182 2,638,756 Direct -1.25% Disposed 532.7% (price as of 2026-08-21)
May 20, 2005 RMBS S 10b5-1 33,300 $15.17 $505,161 2,672,056 Direct -1.23% Disposed 506.5% (price as of 2026-08-21)
April 20, 2005 RMBS S 10b5-1 33,300 $13.53 $450,549 2,705,356 Direct -1.22% Disposed 580.0% (price as of 2026-08-21)
March 21, 2005 RMBS S 10b5-1 33,300 $16.75 $557,775 2,738,656 Direct -1.20% Disposed 449.3% (price as of 2026-08-21)
Feb. 22, 2005 RMBS S 10b5-1 33,300 $18.15 $604,395 2,771,956 Direct -1.19% Disposed 406.9% (price as of 2026-08-21)
Jan. 20, 2005 RMBS S 10b5-1 33,300 $20.82 $693,306 2,805,256 Direct -1.17% Disposed 341.9% (price as of 2026-08-21)
Dec. 20, 2004 RMBS S 10b5-1 33,300 $25.69 $855,477 2,838,556 Direct -1.16% Disposed 258.1% (price as of 2026-08-21)
Nov. 22, 2004 RMBS S 10b5-1 33,300 $21.13 $703,629 2,840,322 Direct -1.16% Disposed 335.4% (price as of 2026-08-21)
Oct. 20, 2004 RMBS S 10b5-1 33,300 $16.80 $559,440 2,873,622 Direct -1.15% Disposed 447.6% (price as of 2026-08-21)
Sept. 20, 2004 RMBS S 10b5-1 33,300 $16.59 $552,447 2,906,922 Direct -1.13% Disposed 454.6% (price as of 2026-08-21)
Aug. 20, 2004 RMBS S 10b5-1 33,300 $13.23 $440,559 2,940,222 Direct -1.12% Disposed 595.4% (price as of 2026-08-21)
July 20, 2004 RMBS S 10b5-1 33,300 $17.33 $577,089 2,973,522 Direct -1.11% Disposed 430.9% (price as of 2026-08-21)
June 21, 2004 RMBS S 10b5-1 33,300 $15.98 $532,134 3,006,822 Direct -1.10% Disposed 475.7% (price as of 2026-08-21)
May 20, 2004 RMBS S 10b5-1 33,300 $18.90 $629,370 3,040,122 Direct -1.08% Disposed 386.8% (price as of 2026-08-21)
April 20, 2004 RMBS S 10b5-1 33,300 $25.07 $834,831 3,073,422 Direct -1.07% Disposed 267.0% (price as of 2026-08-21)
March 22, 2004 RMBS S 10b5-1 33,300 $26.67 $888,111 3,106,722 Direct -1.06% Disposed 245.0% (price as of 2026-08-21)
Feb. 20, 2004 RMBS S 10b5-1 33,300 $33.66 $1,120,878 3,140,022 Direct -1.05% Disposed 173.3% (price as of 2026-08-21)
Jan. 20, 2004 RMBS S 10b5-1 33,300 $34.71 $1,155,843 3,173,322 Direct -1.04% Disposed 165.1% (price as of 2026-08-21)
Dec. 22, 2003 RMBS S 10b5-1 33,300 $26.49 $882,117 3,206,622 Direct -1.03% Disposed 247.3% (price as of 2026-08-21)
Nov. 20, 2003 RMBS S 10b5-1 33,300 $24.64 $820,512 3,239,922 Direct -1.02% Disposed 273.4% (price as of 2026-08-21)
Oct. 20, 2003 RMBS S 10b5-1 33,300 $25.42 $846,486 3,273,222 Direct -1.01% Disposed 261.9% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 21, 2019 MRAM Nonqualified Stock Option (Right to Buy) Common Stock (12,000) $7.20 May 20, 2029 12,000 Acquired
May 21, 2018 MRAM Nonqualified Stock Option (Right to Buy) Common Stock (12,000) $8.16 May 20, 2028 12,000 Acquired
Dec. 16, 2016 MRAM Nonqualified Stock Option (Right to Buy) Common Stock (16,250) $6.63 July 11, 2026 16,250 Acquired
Dec. 16, 2016 MRAM Nonqualified Stock Option (Right to Buy) Common Stock (16,250) $15.86 July 11, 2026 16,250 Disposed
Oct. 13, 2016 MRAM 5% Convertible Subordinated Promissory Note Common Stock (9,154) $6.40 — — Disposed
Oct. 13, 2016 MRAM 5% Convertible Subordinated Promissory Note Common Stock (13,406) $6.40 — — Disposed
Oct. 13, 2016 MRAM Series B Preferred Stock Common Stock (12,071) — — 12,071 Disposed
Oct. 13, 2016 MRAM Series A Preferred Stock Common Stock (22,383) — — 22,383 Disposed
Nov. 3, 2005 RMBS Employee Stock Option 05 Common Stock (73,600) $1.25 Nov. 13, 2006 73,600 Disposed
Dec. 3, 2004 RMBS Employee Stock Option 15 Common Stock (100,000) $24.04 Dec. 3, 2014 100,000 Acquired
Dec. 1, 2004 RMBS Employee Stock Option 04 Common Stock (6,380) $15.67 Oct. 20, 2009 6,380 Disposed
Dec. 1, 2004 RMBS Employee Stock Option 03 Common Stock (6,180) $14.83 Nov. 5, 2008 6,180 Disposed
Dec. 1, 2004 RMBS Employee Stock Option 02 Common Stock (15,640) $12.78 Dec. 4, 2007 15,640 Disposed
Dec. 1, 2004 RMBS Employee Stock Option 01 Common Stock (3,334) $1.25 Nov. 13, 2006 3,334 Disposed
Nov. 25, 2003 RMBS Employee Stock Option CS (200,000) $25.16 Nov. 25, 2013 200,000 —

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 10 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Oct. 7, 2016 MRAM Common Stock 32,360 Indirect
Oct. 7, 2016 MRAM Nonqualified Stock Option (Right to Buy)→ Common Stock (4,153) 4,153 Direct
Oct. 7, 2016 MRAM Nonqualified Stock Option (Right to Buy)→ Common Stock (1,923) 1,923 Direct
Oct. 7, 2016 MRAM Nonqualified Stock Option (Right to Buy)→ Common Stock (3,846) 3,846 Direct
Oct. 7, 2016 MRAM Nonqualified Stock Option (Right to Buy)→ Common Stock (961) 961 Direct
Oct. 7, 2016 MRAM Nonqualified Stock Option (Right to Buy)→ Common Stock (16,250) 16,250 Direct
Oct. 7, 2016 MRAM Series A Preferred Stock→ Common Stock (22,383) 22,383 Indirect
Oct. 7, 2016 MRAM Series B Preferred Stock→ Common Stock (12,071) 12,071 Indirect
Oct. 7, 2016 MRAM 5% Convertible Subordinated Promissory Note→ Common Stock — Indirect
Oct. 7, 2016 MRAM 5% Convertible Subordinated Promissory Note→ Common Stock — Indirect

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

RMBS

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2004 $325,000 $414,199 — — — — $2,524 —

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.