Gilbert S Omenn
First SEC filing: Jan. 14, 2009 · Latest: Feb. 4, 2021
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Sept. 30, 2026 | AMST | A | 12,121 | · | · | 95,927 Indirect | +14.46% | Acquired | (price as of 2026-10-05) |
| June 30, 2026 | AMST | A | 9,023 | · | · | 83,806 Indirect | +12.07% | Acquired | (price as of 2026-10-05) |
| March 31, 2026 | AMST | A | 6,522 | · | · | 74,783 Indirect | +9.55% | Acquired | (price as of 2026-10-05) |
| March 7, 2026 | AMST | M | 41,322 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-05) |
| March 7, 2026 | AMST | M | 41,322 | · | · | 143,699 Indirect | +40.36% | Acquired | (price as of 2026-10-05) |
| Feb. 6, 2026 | AMST | A | 49,751 | · | · | 49,751 Indirect | · | Acquired | (price as of 2026-10-05) |
| Jan. 16, 2026 | GALT | A | 60,000 | · | · | 60,000 Direct | · | Acquired | (price as of 2026-10-05) |
| Dec. 31, 2025 | AMST | A | 6,349 | · | · | 68,261 Indirect | +10.25% | Acquired | (price as of 2026-10-05) |
| Sept. 30, 2025 | AMST | A | 3,934 | · | · | 61,912 Indirect | +6.79% | Acquired | (price as of 2026-10-05) |
| June 30, 2025 | AMST | A | 4,461 | · | · | 57,978 Indirect | +8.34% | Acquired | (price as of 2026-10-05) |
| March 31, 2025 | AMST | A | 4,959 | · | · | 53,517 Indirect | +10.21% | Acquired | (price as of 2026-10-05) |
| March 7, 2025 | AMST | A | 41,322 | · | · | 41,322 Indirect | · | Acquired | (price as of 2026-10-05) |
| March 7, 2025 | AMST | A | 41,322 | · | · | 102,377 Indirect | +67.68% | Acquired | (price as of 2026-10-05) |
| Jan. 23, 2025 | GALT | A | 60,000 | · | · | 60,000 Direct | · | Acquired | (price as of 2026-10-05) |
| Jan. 23, 2025 | GALT | A | 60,000 | · | · | 60,000 Direct | · | Acquired | (price as of 2026-10-05) |
| Jan. 16, 2025 | AMST | M | 36,630 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-05) |
| Jan. 16, 2025 | AMST | M | 36,630 | · | · | 46,435 Indirect | +373.58% | Acquired | (price as of 2026-10-05) |
| Jan. 7, 2025 | AMST | P | 3,333 | $3.00 | $9,999 | 9,805 Indirect | +51.50% | Acquired | -68.6% (price as of 2026-10-05) |
| Dec. 31, 2024 | AMST | A | 2,526 | · | · | 48,558 Indirect | +5.49% | Acquired | (price as of 2026-10-05) |
| Sept. 30, 2024 | AMST | A | 4,898 | · | · | 46,032 Indirect | +11.91% | Acquired | (price as of 2026-10-05) |
| June 28, 2024 | AMST | A | 4,000 | · | · | 41,134 Indirect | +10.77% | Acquired | (price as of 2026-10-05) |
| March 28, 2024 | AMST | A | 5,381 | · | · | 37,134 Indirect | +16.95% | Acquired | (price as of 2026-10-05) |
| Jan. 24, 2024 | GALT | A | 50,000 | · | · | 50,000 Direct | · | Acquired | (price as of 2026-10-05) |
| Jan. 16, 2024 | AMST | A | 36,630 | · | · | 36,630 Indirect | · | Acquired | (price as of 2026-10-05) |
| Dec. 29, 2023 | AMST | A | 5,333 | · | · | 31,753 Indirect | +20.19% | Acquired | (price as of 2026-10-05) |
| Sept. 29, 2023 | AMST | A | 4,706 | · | · | 26,420 Indirect | +21.67% | Acquired | (price as of 2026-10-05) |
| June 30, 2023 | AMST | A | 3,324 | · | · | 21,714 Indirect | +18.08% | Acquired | (price as of 2026-10-05) |
| March 31, 2023 | AMST | M | 14,620 | · | · | 0 Indirect | -100.00% | Disposed | (price as of 2026-10-05) |
| March 31, 2023 | AMST | M | 14,620 | · | · | 61,055 Indirect | +31.48% | Acquired | (price as of 2026-10-05) |
| March 31, 2023 | AMST | A | 4,598 | · | · | 18,390 Indirect | +33.34% | Acquired | (price as of 2026-10-05) |
| Jan. 26, 2023 | GALT | A | 40,000 | · | · | 40,000 Direct | · | Acquired | (price as of 2026-10-05) |
| Dec. 30, 2022 | AMST | A | 68,571 | · | · | 165,504 Indirect | +70.74% | Acquired | (price as of 2026-10-05) |
| Sept. 30, 2022 | AMST | A | 49,793 | · | · | 96,933 Indirect | +105.63% | Acquired | (price as of 2026-10-05) |
| June 30, 2022 | AMST | A | 26,087 | · | · | 47,140 Indirect | +123.91% | Acquired | (price as of 2026-10-05) |
| June 9, 2022 | ELTX | A | 15,000 | · | · | 15,000 Direct | · | Acquired | (price as of 2026-10-05) |
| March 31, 2022 | AMST | A | 21,053 | · | · | 21,053 Indirect | · | Acquired | (price as of 2026-10-05) |
| March 31, 2022 | AMST | A | 84,211 | · | · | 84,211 Indirect | · | Acquired | (price as of 2026-10-05) |
| March 31, 2022 | AMST | A | 175,439 | · | · | 175,439 Indirect | · | Acquired | (price as of 2026-10-05) |
| Jan. 24, 2022 | GALT | A | 40,000 | · | · | 40,000 Direct | · | Acquired | (price as of 2026-10-05) |
| Dec. 14, 2021 | AMST | P | 8,000 | $1.17 | $9,360 | 77,666 Indirect | +11.48% | Acquired | -93.3% (price as of 2026-10-05) |
| Dec. 13, 2021 | AMST | P | 8,000 | $1.18 | $9,440 | 69,666 Indirect | +12.97% | Acquired | -93.3% (price as of 2026-10-05) |
| Sept. 28, 2021 | AMST | A | 9,184 | · | · | 9,184 Indirect | · | Acquired | (price as of 2026-10-05) |
| March 25, 2021 | GALT | A | 70,000 | · | · | 70,000 Direct | · | Acquired | (price as of 2026-10-05) |
| March 25, 2021 | GALT | A | 40,000 | · | · | 40,000 Direct | · | Acquired | (price as of 2026-10-05) |
| March 8, 2021 | ELTX | A | 15,000 | · | · | 15,000 Direct | · | Acquired | (price as of 2026-10-05) |
| Feb. 9, 2021 | ELTX | C | 23,483 | $11.57 | $271,698 | 42,152 Indirect | +125.79% | Acquired | -98.3% (price as of 2026-10-05) |
| Feb. 9, 2021 | ELTX | C | 23,391 | $11.57 | $270,634 | 65,543 Indirect | +55.49% | Acquired | -98.3% (price as of 2026-10-05) |
| Feb. 9, 2021 | ELTX | C | 14,783 | $11.57 | $171,039 | 80,326 Indirect | +22.55% | Acquired | -98.3% (price as of 2026-10-05) |
| Feb. 9, 2021 | ELTX | C | None | · | · | 0 Indirect | · | Disposed | (price as of 2026-10-05) |
| Feb. 9, 2021 | ELTX | C | None | · | · | 0 Indirect | · | Disposed | (price as of 2026-10-05) |
| Feb. 9, 2021 | ELTX | C | None | · | · | 0 Indirect | · | Disposed | (price as of 2026-10-05) |
| Sept. 29, 2020 | AMST | P | 20,000 | $5.00 | $100,000 | 61,666 Indirect | +48.00% | Acquired | -98.4% (price as of 2026-10-05) |
| Jan. 9, 2020 | GALT | A | 40,000 | · | · | 40,000 Direct | · | Acquired | (price as of 2026-10-05) |
| May 31, 2019 | GALT | P | 61,929 | · | · | 61,929 Direct | · | Acquired | (price as of 2026-10-05) |
| May 31, 2019 | GALT | P | 18,578 | $4.28 | $79,514 | 66,769 Direct | +38.55% | Acquired | -12.9% (price as of 2026-10-05) |
| Jan. 16, 2019 | GALT | A | 35,000 | · | · | 35,000 Direct | · | Acquired | (price as of 2026-10-05) |
| Sept. 10, 2018 | GALT | S | 8,370 | $6.00 | $50,220 | 48,191 Direct | -14.80% | Disposed | -37.8% (price as of 2026-10-05) |
| Sept. 7, 2018 | GALT | S | 11,000 | $6.03 | $66,330 | 56,561 Direct | -16.28% | Disposed | -38.1% (price as of 2026-10-05) |
| Dec. 14, 2017 | GALT | A | 62,250 | · | · | 62,250 Direct | · | Acquired | (price as of 2026-10-05) |
| April 17, 2017 | ESPR | A | 14,000 | · | · | 14,000 Direct | · | Acquired | |
| March 21, 2017 | ESPR | P | 1,000 | $42.26 | $42,260 | 1,000 Indirect | · | Acquired | |
| Dec. 15, 2016 | GALT | A | 41,500 | · | · | 41,500 Direct | · | Acquired | (price as of 2026-10-05) |
| June 9, 2016 | ESPR | A | 8,000 | · | · | 8,000 Direct | · | Acquired | |
| March 1, 2016 | ESPR | P | 5,000 | $15.28 | $76,400 | 10,000 Direct | +100.00% | Acquired | |
| May 14, 2015 | ESPR | A | 8,000 | · | · | 8,000 Direct | · | Acquired | |
| April 8, 2015 | GALT | D | 28,323 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| April 8, 2015 | GALT | A | 25,934 | · | · | 67,561 Direct | +62.30% | Acquired | (price as of 2026-10-05) |
| April 7, 2015 | GALT | A | 1,506 | · | · | 41,627 Direct | +3.75% | Acquired | (price as of 2026-10-05) |
| March 12, 2015 | GALT | A | 11,112 | · | · | 40,121 Direct | +38.31% | Acquired | (price as of 2026-10-05) |
| Sept. 23, 2014 | GALT | A | 28,323 | · | · | 28,323 Direct | · | Acquired | (price as of 2026-10-05) |
| Aug. 7, 2014 | ESPR | A | 20,000 | · | · | 20,000 Direct | · | Acquired | |
| April 25, 2014 | AMGN | A | 1,795 | · | · | 180,547 Direct | +1.00% | Acquired | (price as of 2026-10-05) |
| April 26, 2013 | AMGN | A | 1,845 | · | · | 178,669 Direct | +1.04% | Acquired | (price as of 2026-10-05) |
| Nov. 26, 2012 | AMGN | M | 5,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Nov. 26, 2012 | AMGN | M | 5,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Nov. 26, 2012 | AMGN | M | 16,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Nov. 26, 2012 | AMGN | S | 26,000 | $87.11 | $2,264,860 | 176,783 Direct | -12.82% | Disposed | 362.6% (price as of 2026-10-05) |
| Nov. 26, 2012 | AMGN | M | 5,000 | $62.55 | $312,750 | 202,783 Direct | +2.53% | Acquired | 544.3% (price as of 2026-10-05) |
| Nov. 26, 2012 | AMGN | M | 5,000 | $74.89 | $374,450 | 197,783 Direct | +2.59% | Acquired | 438.1% (price as of 2026-10-05) |
| Nov. 26, 2012 | AMGN | M | 16,000 | $50.78 | $812,480 | 192,783 Direct | +9.05% | Acquired | 693.6% (price as of 2026-10-05) |
| Oct. 25, 2012 | AMGN | G | 8,572 | · | · | 176,783 Direct | -4.62% | Disposed | (price as of 2026-10-05) |
| April 27, 2012 | AMGN | A | 5,000 | $71.64 | $358,200 | 5,000 Direct | · | Acquired | 462.5% (price as of 2026-10-05) |
| April 27, 2012 | AMGN | A | 1,395 | · | · | 185,313 Direct | +0.76% | Acquired | (price as of 2026-10-05) |
| Feb. 29, 2012 | AMGN | M | 5,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Feb. 29, 2012 | AMGN | F | 4,301 | $68.15 | $293,113 | 183,852 Direct | -2.29% | Disposed | 491.3% (price as of 2026-10-05) |
| Feb. 29, 2012 | AMGN | M | 5,000 | $58.61 | $293,050 | 188,153 Direct | +2.73% | Acquired | 587.6% (price as of 2026-10-05) |
| Dec. 22, 2011 | AMGN | M | 16,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Dec. 22, 2011 | AMGN | F | 14,267 | $63.14 | $900,818 | 183,153 Direct | -7.23% | Disposed | 538.2% (price as of 2026-10-05) |
| Dec. 22, 2011 | AMGN | M | 16,000 | $56.30 | $900,800 | 197,420 Direct | +8.82% | Acquired | 615.8% (price as of 2026-10-05) |
| Dec. 8, 2011 | AMGN | A | 21 | · | · | 43 Direct | +95.45% | Acquired | (price as of 2026-10-05) |
| Sept. 8, 2011 | AMGN | A | 22 | · | · | 22 Direct | · | Acquired | (price as of 2026-10-05) |
| April 25, 2011 | AMGN | A | 5,000 | $54.69 | $273,450 | 5,000 Direct | · | Acquired | 636.8% (price as of 2026-10-05) |
| April 25, 2011 | AMGN | A | 1,828 | · | · | 181,420 Direct | +1.02% | Acquired | (price as of 2026-10-05) |
| April 26, 2010 | AMGN | A | 5,000 | $58.43 | $292,150 | 5,000 Direct | · | Acquired | 589.7% (price as of 2026-10-05) |
| April 26, 2010 | AMGN | A | 1,711 | · | · | 179,592 Direct | +0.96% | Acquired | (price as of 2026-10-05) |
| Dec. 30, 2009 | AMGN | G | 13,950 | · | · | 177,881 Direct | -7.27% | Disposed | (price as of 2026-10-05) |
| Sept. 28, 2009 | AMGN | G | 1,191 | · | · | 191,831 Direct | -0.62% | Disposed | (price as of 2026-10-05) |
| April 28, 2009 | AMGN | A | 5,000 | · | · | 5,000 Direct | · | Acquired | (price as of 2026-10-05) |
| April 28, 2009 | AMGN | A | 1,982 | · | · | 1,982 Direct | · | Acquired | (price as of 2026-10-05) |
| Dec. 8, 2008 | AMGN | M | 16,000 | $28.97 | $463,520 | 208,840 Direct | +8.30% | Acquired | 1291.0% (price as of 2026-10-05) |
Showing latest 100 of 175 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Sept. 30, 2026 | AMST | Restricted Stock Units | Common Stock | · | · | 12,121 | Acquired |
| June 30, 2026 | AMST | Restricted Stock Units | Common Stock | · | · | 9,023 | Acquired |
| March 31, 2026 | AMST | Restricted Stock Units | Common Stock | · | · | 6,522 | Acquired |
| March 7, 2026 | AMST | Restricted Stock Units | Common Stock | · | · | 41,322 | Disposed |
| Feb. 6, 2026 | AMST | Restricted Stock Units | Common Stock | · | · | 49,751 | Acquired |
| Jan. 16, 2026 | GALT | Stock option (right to buy) [F1] | Common Stock | $0.00 | Jan. 16, 2036 | 60,000 | Acquired |
| Dec. 31, 2025 | AMST | Restricted Stock Units | Common Stock | · | · | 6,349 | Acquired |
| Sept. 30, 2025 | AMST | Restricted Stock Units | Common Stock | · | · | 3,934 | Acquired |
| June 30, 2025 | AMST | Restricted Stock Units | Common Stock | · | · | 4,461 | Acquired |
| March 31, 2025 | AMST | Restricted Stock Units | Common Stock | · | · | 4,959 | Acquired |
| March 7, 2025 | AMST | Restricted Stock Units | Common Stock | · | · | 41,322 | Acquired |
| Jan. 23, 2025 | GALT | Stock Option (right to buy) [F1] | Common Stock | $1.23 | Jan. 23, 2035 | 60,000 | Acquired |
| Jan. 23, 2025 | GALT | Stock Option (right to buy) [F1] | Common Stock | $1.23 | Jan. 23, 2035 | 60,000 | Acquired |
| Jan. 16, 2025 | AMST | Restricted Stock Units | Common Stock | · | · | 36,630 | Disposed |
| Dec. 31, 2024 | AMST | Restricted Stock Units | Common Stock | · | · | 2,526 | Acquired |
| Sept. 30, 2024 | AMST | Restricted Stock Units | Common Stock | · | · | 4,898 | Acquired |
| June 28, 2024 | AMST | Restricted Stock Units | Common Stock | · | · | 4,000 | Acquired |
| March 28, 2024 | AMST | Restricted Stock Units | Common Stock | · | · | 5,381 | Acquired |
| Jan. 24, 2024 | GALT | Stock Option (right to buy) [F1] | Common Stock | $1.72 | Jan. 24, 2034 | 50,000 | Acquired |
| Jan. 16, 2024 | AMST | Restricted Stock Units | Common Stock | · | · | 36,630 | Acquired |
| Dec. 29, 2023 | AMST | Restricted Stock Units | Common Stock | · | · | 5,333 | Acquired |
| Sept. 29, 2023 | AMST | Restricted Stock Units | Common Stock | · | · | 4,706 | Acquired |
| June 30, 2023 | AMST | Restricted Stock Units | Common Stock | · | · | 3,324 | Acquired |
| March 31, 2023 | AMST | Restricted Stock Units | Common Stock | · | · | 14,620 | Disposed |
| March 31, 2023 | AMST | Restricted Stock Units | Common Stock | · | · | 4,598 | Acquired |
| Jan. 26, 2023 | GALT | Stock Option (right to buy) [F1] | Common Stock | $1.11 | Jan. 26, 2033 | 40,000 | Acquired |
| Dec. 30, 2022 | AMST | Restricted Stock Units | Common Stock | · | · | 68,571 | Acquired |
| Sept. 30, 2022 | AMST | Restricted Stock Units | Common Stock | · | · | 49,793 | Acquired |
| June 30, 2022 | AMST | Restricted Stock Units | Common Stock | · | · | 26,087 | Acquired |
| June 9, 2022 | ELTX | Common Stock | Common Stock | $1.73 | June 9, 2032 | 15,000 | Acquired |
| March 31, 2022 | AMST | Restricted Stock Units | Common Stock | · | · | 21,053 | Acquired |
| March 31, 2022 | AMST | Restricted Stock Units | Common Stock | · | · | 84,211 | Acquired |
| March 31, 2022 | AMST | Restricted Stock Units | Common Stock | · | · | 175,439 | Acquired |
| Jan. 24, 2022 | GALT | Stock Option (right to buy) [F1] | Common Stock | $1.98 | Jan. 24, 2032 | 40,000 | Acquired |
| Sept. 28, 2021 | AMST | Stock option (right to buy) | Common Stock | $1.78 | Sept. 27, 2031 | 9,184 | Acquired |
| March 25, 2021 | GALT | Stock option (right to buy) [F1] | Common Stock | $2.11 | March 25, 2031 | 70,000 | Acquired |
| March 25, 2021 | GALT | Stock option (right to buy) [F1] | Common Stock | $2.11 | March 25, 2031 | 40,000 | Acquired |
| March 8, 2021 | ELTX | Stock Option (Right to Buy) | Common Stock | $15.01 | March 7, 2031 | 15,000 | Acquired |
| Feb. 9, 2021 | ELTX | Convertible Promissory Note | Common Stock | $16.00 | · | · | Disposed |
| Feb. 9, 2021 | ELTX | Convertible Promissory Note | Common Stock | $16.00 | · | · | Disposed |
| Feb. 9, 2021 | ELTX | Convertible Promissory Note | Common Stock | $16.00 | · | · | Disposed |
| Jan. 9, 2020 | GALT | Stock option (right to buy) [F1] | Common Stock | $2.86 | Jan. 9, 2030 | 40,000 | Acquired |
| May 31, 2019 | GALT | Common Stock Purchase Warrant (right to buy) | Common stock | $7.00 | May 31, 2026 | 61,929 | Acquired |
| Jan. 16, 2019 | GALT | Stock option (right to buy) | Common stock | $4.72 | Jan. 16, 2029 | 35,000 | Acquired |
| Dec. 14, 2017 | GALT | Stock option (right to buy) | Common stock | $2.39 | Dec. 14, 2027 | 62,250 | Acquired |
| April 17, 2017 | ESPR | Stock Option (right to buy) | Common Stock | $38.96 | April 17, 2027 | 14,000 | Acquired |
| Dec. 15, 2016 | GALT | Stock option (right to buy) | Common stock | $0.89 | Dec. 15, 2026 | 41,500 | Acquired |
| June 9, 2016 | ESPR | Stock Option (right to buy) | Common Stock | $17.75 | June 9, 2026 | 8,000 | Acquired |
| May 14, 2015 | ESPR | Stock Option (right to buy) | Common Stock | $107.74 | May 14, 2025 | 8,000 | Acquired |
| April 8, 2015 | GALT | Stock Option (right to buy) | Common Stock | $5.06 | Sept. 23, 2024 | 28,323 | Disposed |
| Sept. 23, 2014 | GALT | Stock Option (Right to Buy) | Common Stock | $5.06 | Sept. 23, 2024 | 28,323 | Acquired |
| Aug. 7, 2014 | ESPR | Stock option (right to buy) | Common Stock | $15.33 | June 23, 2024 | 20,000 | Acquired |
| Nov. 26, 2012 | AMGN | Nqso (Right to Buy) | Common Stock | $62.55 | April 26, 2014 | 5,000 | Disposed |
| Nov. 26, 2012 | AMGN | Nqso (Right to Buy) | Common Stock | $74.89 | March 15, 2013 | 5,000 | Disposed |
| Nov. 26, 2012 | AMGN | Nqso (Right to Buy) | Common Stock | $50.78 | Jan. 27, 2013 | 16,000 | Disposed |
| April 27, 2012 | AMGN | Nqso (Right to Buy) | Common Stock | $71.64 | April 27, 2022 | 5,000 | Acquired |
| Feb. 29, 2012 | AMGN | Nqso (Right to Buy) | Common Stock | $58.61 | March 15, 2012 | 5,000 | Disposed |
| Dec. 22, 2011 | AMGN | Nqso (Right to Buy) | Common Stock | $56.30 | Jan. 28, 2012 | 16,000 | Disposed |
| Dec. 8, 2011 | AMGN | Dividend Equivalent | Common Stock | · | · | 21 | Acquired |
| Sept. 8, 2011 | AMGN | Dividend Equivalent | Common Stock | · | · | 22 | Acquired |
| April 25, 2011 | AMGN | Nqso (Right to Buy) | Common Stock | $54.69 | April 25, 2021 | 5,000 | Acquired |
| April 26, 2010 | AMGN | Nqso (Right to Buy) | Common Stock | $58.43 | April 26, 2020 | 5,000 | Acquired |
| April 28, 2009 | AMGN | Nqso (Right to Buy) | Common Stock | $50.44 | April 28, 2016 | 5,000 | Acquired |
| Dec. 8, 2008 | AMGN | Nqso (Right to Buy) | Common Stock | $28.97 | Jan. 27, 2009 | 16,000 | Disposed |
| April 29, 2008 | AMGN | NQSO (Right to Buy) | Common Stock | $42.13 | April 29, 2015 | 5,000 | Acquired |
| Jan. 25, 2008 | AMGN | NQSO ( Right to Buy) | Common Stock | $45.45 | Jan. 27, 2008 | 1,000 | Disposed |
| Jan. 23, 2008 | AMGN | NQSO (Right to Buy) | Common Stock | $45.45 | Jan. 27, 2008 | 4,323 | Disposed |
| Jan. 23, 2008 | AMGN | NQSO (Right to Buy) | Common Stock | $12.28 | Jan. 27, 2008 | 16,000 | Disposed |
| April 26, 2007 | AMGN | NQSO (Right to Buy) | Common Stock | $62.55 | April 26, 2014 | 5,000 | Acquired |
| Jan. 25, 2007 | AMGN | NQSO (Right to Buy) | Common Stock | $13.73 | Jan. 27, 2007 | 11,600 | Disposed |
| March 15, 2006 | AMGN | NQSO (Right to Buy) | Common Stock | $74.89 | March 15, 2013 | 5,000 | Acquired |
| Jan. 25, 2006 | AMGN | NQSO (Right to Buy) | Common Stock | $14.72 | Jan. 29, 2006 | 9,600 | Disposed |
| March 15, 2005 | AMGN | NQSO (Right to Buy) | Common Stock | $58.61 | March 15, 2015 | 5,000 | Acquired |
| Jan. 19, 2005 | AMGN | NQSO (Right to Buy) | Common Stock | $7.67 | Jan. 27, 2005 | 18,400 | Disposed |
| March 15, 2004 | AMGN | NQSO (Right to Buy) | Common Stock | $59.48 | March 15, 2011 | 5,000 | Acquired |
| Jan. 21, 2004 | AMGN | NQSO (Right to Buy) | Common Stock | · | Jan. 27, 2004 | 22,400 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 13 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Feb. 4, 2021 | ELTX | Common Stock | 18,669 | Indirect |
| Feb. 4, 2021 | ELTX | Stock Option (Right to Buy) | · | Direct |
| Feb. 4, 2021 | ELTX | Convertible Promissory Note | · | Indirect |
| Feb. 4, 2021 | ELTX | Convertible Promissory Note | · | Indirect |
| Feb. 4, 2021 | ELTX | Convertible Promissory Note | · | Indirect |
| Sept. 25, 2020 | AMST | Common Stock | 41,666 | Indirect |
| Sept. 25, 2020 | AMST | Stock Option (Right to Buy) | 36,458 | Indirect |
| Sept. 25, 2020 | AMST | Stock Option (Right to Buy) | 30,000 | Indirect |
| Sept. 25, 2020 | AMST | Stock Option (Right to Buy) | 150,000 | Indirect |
| July 8, 2015 | GALT | Common Stock | 29,009 | Direct |
| July 8, 2015 | GALT | Series A 12% Convertible Preferred Stock | 50,000 | Direct |
| Sept. 24, 2014 | GALT | Common Stock | 25,009 | Direct |
| Sept. 24, 2014 | GALT | Series A 12% Convertible Preferred Stock | 50,000 | Direct |