GALT Galectin Therapeutics Inc. - Common Stock

NASDAQ · Biotechnology · View on SEC EDGAR ↗
$3.67
Price · Aug 19, 2026
Fundamentals as of Aug 14, 2026

GALT Stock Snapshot Price, market cap, P/E, EPS, ROE, debt/equity, 52-week range

Price
$3.67
Market Cap
$239M
P/E (TTM)
-7.6
EPS (TTM)
$-0.48
Revenue (TTM)
Div Yield
ROE
25.0%
Debt/Equity
52W Range
$2 – $7

GALT Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view

10-Year Performance Revenue, net income, margins and EPS trends

Revenue & Net Income
EPS $-0.48
6-point trend, -17.1%
2020-12-31 2025-12-31
Free Cash Flow
Margins

Valuation P/E, P/S, P/B, EV/EBITDA ratios — is the stock expensive or cheap?

Metric
5Y trend
GALT
Peer Median
P/E (TTM)
5-point trend, -58.6%
-7.6
4.8
P/B
5-point trend, -137.3%
-1.9
1.8

Profitability Gross, operating and net margins; ROE, ROA, ROIC

Metric
5Y trend
GALT
Peer Median
ROA
5-point trend, -177.0%
-166.6%
-40.4%
ROE
5-point trend, +127.8%
25.0%
-52.2%

Financial Health Debt, liquidity, solvency — balance sheet strength

Metric
5Y trend
GALT
Peer Median
Current Ratio
5-point trend, -55.7%
2.4
6.5
Quick Ratio
5-point trend, -56.1%
2.2

Growth Revenue, EPS and net income growth: YoY, 3Y CAGR, 5Y CAGR

Metric
5Y trend
GALT
Peer Median

Per Share Metrics EPS, book value per share, cash flow per share, dividend per share

Metric
5Y trend
GALT
Peer Median
EPS (Diluted)
5-point trend, +7.7%
$-0.48

Capital Efficiency Asset turnover, inventory turnover, receivables turnover

Metric
5Y trend
GALT
Peer Median

GALT Analyst Consensus Bullish and bearish analyst opinions, 12-month price target, upside

BUY 7 analysts
  • Strong Buy 2 28.6%
  • Buy 4 57.1%
  • Hold 1 14.3%
  • Sell 0 0.0%
  • Strong Sell 0 0.0%

12-Month Price Target

1 analysts · 2026-08-16
Median target $11.00 +199.7%
Mean target $11.00 +199.7%

Earnings History EPS actual vs estimate, surprise %, beat rate, next earnings date

Avg Surprise
0.01%
Period EPS Actual EPS Est Surprise
March 31, 2026 $-0.08 $-0.06 -0.02%
Dec. 31, 2025 $-0.08 $-0.10 0.02%
Sept. 30, 2025 $-0.13 $-0.11 -0.02%
June 30, 2025 $-0.12 $-0.16 0.04%
March 31, 2025 $-0.15 $-0.20 0.05%
Dec. 31, 2024 $-0.19 $-0.16 -0.03%

Peer comparison (GICS sub-industry) Key metrics vs sector peers

Ticker Market Cap P/E Rev YoY Net Margin ROE Gross Margin
GALT $271M -8.7 25.0%
IPSC $87M -7.1 1556.8% -8.8% -5.2%
XFOR $364M -2.1 150.0% -1218.5% -83.2%
PALI $375M -7.8 -25.4%
STRO $99M -0.5 65.2% -186.5% 232.2%
DMAC $428M -78.7%
ABEO $290M 5.2 147.5% 1223.1% 44.1%
ZNTL $93M -0.7 -49.5%
SABS

Full Fundamentals All metrics by year — income statement, balance sheet, cash flow

Income Statement 14
Annual Income Statement data for GALT
Metric Trend 202520242023202220212020201920182017201620152014
R&D Expense 12-point trend, +69.6% $14M $37M $32M $32M $24M $18M $7M $6M $12M $15M $13M $8M
SG&A Expense 12-point trend, -17.3% $6M $6M $6M $7M $6M $5M $6M $7M $5M $6M $7M $7M
Operating Expenses 12-point trend, +30.2% $20M $42M $38M $38M $30M $23M $13M $14M $16M $21M $20M $15M
Operating Income 12-point trend, -30.2% $-20M $-42M $-38M $-38M $-30M $-23M $-13M $-14M $-16M $-21M $-20M $-15M
Interest Expense 7-point trend, +23166.7% · · $3M $1M $489.0K $87.0K $87.0K $336.0K $12.0K · · ·
Interest Income 12-point trend, +200.0% $126.0K $338.0K $230.0K $52.0K $3.0K $66.0K $231.0K $38.0K $24.0K $45.0K $52.0K $42.0K
Other Non-op 12-point trend, -2903.1% $-11M $-5M $-3M $-424.0K $-348.0K $-21.0K $144.0K $-298.0K $12.0K $45.0K $52.0K $-358.0K
Income Tax Flat — no change across 2 periods $0 $0 · · · · · · · · · ·
Net Income 12-point trend, -95.3% $-31M $-47M $-41M $-39M $-31M $-23M $-13M $-14M $-16M $-21M $-20M $-16M
EPS (Basic) 6-point trend, -17.1% $-0.48 $-0.76 $-0.74 $-0.65 $-0.52 $-0.41 · · · · · ·
EPS (Diluted) 6-point trend, -17.1% $-0.48 $-0.76 $-0.74 $-0.65 $-0.52 $-0.41 · · · · · ·
Shares (Basic) 6-point trend, +12.1% 63,903,000 62,309,000 60,159,000 59,391,000 58,527,000 57,029,000 · · · · · ·
Shares (Diluted) 6-point trend, +12.1% 63,903,000 62,309,000 60,159,000 59,391,000 58,527,000 57,029,000 · · · · · ·
EBITDA 8-point trend, -30.3% $-20M · $-38M $-38M $-30M $-23M $-13M $-14M · · · $-15M
Balance Sheet 21
Annual Balance Sheet data for GALT
Metric Trend 202520242023202220212020201920182017201620152014
Cash & Equivalents 12-point trend, -39.2% $18M $15M $26M $19M $40M $27M $47M $8M $3M $15M $26M $29M
Prepaid Expense 12-point trend, +222.0% $2M $2M $2M $2M $2M $2M $729.0K $579.0K $766.0K $432.0K $554.0K $533.0K
Current Assets 12-point trend, -34.5% $19M $17M $28M $21M $42M $29M $48M $9M $4M $16M $26M $30M
PP&E (Net) 11-point trend, -100.0% $0 $0 $0 $0 $0 $0 · $0 $0 $0 $0 $1.0K
PP&E (Gross) Flat — no change across 12 periods $74.0K $74.0K $74.0K $74.0K $74.0K $74.0K $74.0K $74.0K $74.0K $74.0K $74.0K $74.0K
Accum. Depreciation 12-point trend, +1.4% $74.0K $74.0K $74.0K $74.0K $74.0K $74.0K $74.0K $74.0K $74.0K $74.0K $74.0K $73.0K
Intangibles 5-point trend, -100.0% · · · · · · · $0 $0 $1.0K $8.0K $15.0K
Other Non-current Assets 9-point trend, -71.9% $96.0K $243.0K $490.0K $733.0K $7.0K $135.0K $258.0K $174.0K $342.0K · · ·
Total Assets 12-point trend, -34.2% $20M $17M $28M $21M $42M $30M $48M $9M $4M $16M $26M $30M
Accounts Payable 12-point trend, +258.2% $3M $6M $6M $4M $2M $1M $2M $297.0K $608.0K $910.0K $448.0K $906.0K
Accrued Liabilities 12-point trend, +547.7% $5M $8M $9M $9M $7M $4M $1M $2M $2M $3M $845.0K $729.0K
Current Liabilities 12-point trend, +371.5% $8M $35M $16M $13M $9M $5M $3M $2M $3M $4M $1M $2M
Capital Leases 2-point trend, -69.7% · · $20.0K $66.0K · · · · · · · ·
Other Non-current Liabilities 8-point trend, +0.00 $0 · $20.0K $66.0K $0 $8.0K $52.0K $0 · · · $0
Total Liabilities 12-point trend, +8457.1% $146M $121M $88M $53M $39M $5M $3M $2M $3M $4M $1M $2M
Common Stock 12-point trend, +195.5% $65.0K $62.0K $61.0K $59.0K $59.0K $56.0K $56.0K $41.0K $36.0K $33.0K $28.0K $22.0K
Paid-in Capital 12-point trend, +117.9% $304M $296M $292M $275M $271M $262M $260M $194M $173M $167M $158M $140M
Retained Earnings 12-point trend, -263.7% $-433M $-402M $-354M $-310M $-271M $-240M $-216M $-196M $-181M $-164M $-140M $-119M
Stockholders' Equity 12-point trend, -703.5% $-128M $-105M $-62M $-34M $893.0K $22M $44M $5M $-530.0K $10M $18M $21M
Liabilities + Equity 12-point trend, -34.2% $20M $17M $28M $21M $42M $30M $48M $9M $4M $16M $26M $30M
Shares Outstanding 12-point trend, +192.7% 65,201,995 63,157,235 61,852,914 59,426,005 59,341,305 57,077,055 56,894,642 41,190,905 35,789,388 32,912,942 28,825,033 22,277,283
Cash Flow 11
Annual Cash Flow data for GALT
Metric Trend 202520242023202220212020201920182017201620152014
D&A 10-point trend, -100.0% · · $0 $0 $0 $0 $0 $0 $1.0K $7.0K $7.0K $10.0K
Stock-based Comp 12-point trend, -59.2% $2M $2M $2M $3M $2M $2M $2M $4M $1M $2M $3M $4M
Amort. of Intangibles 5-point trend, -100.0% · · · · · · · $0 $1.0K $7.0K $7.0K $8.0K
Other Non-cash 2-point trend, -0.8% · · · · · · · $-724.0K · · · $-718.0K
Operating Cash Flow 12-point trend, -92.1% $-24M $-42M $-33M $-31M $-24M $-21M $-11M $-10M $-16M $-16M $-17M $-12M
CapEx Flat — no change across 2 periods · · · · · · · · · · $0 $0
Investing Cash Flow Flat — no change across 8 periods $0 $0 $0 $0 $0 $0 · $0 $0 · · ·
Stock Issued 11-point trend, -89.0% $3M $0 · $0 $7M $263.0K $50M $15M $4M $6M $14M $29M
Net Stock Activity 7-point trend, -89.0% $3M · · $0 $7M $263.0K $50M $15M · · · $29M
Financing Cash Flow 9-point trend, +638.9% $26M $31M $40M $10M $37M $263.0K $50M $15M $4M · · ·
Net Change in Cash 5-point trend, -72.1% · · · · · · · $5M $-12M $-10M $-3M $19M
Profitability 2
Annual Profitability data for GALT
Metric Trend 202520242023202220212020201920182017201620152014
ROA 8-point trend, -113.0% -166.6% · -166.0% -122.9% -85.5% -60.1% -46.3% -211.1% · · · -78.2%
ROE 8-point trend, +117.9% 25.0% · 71.7% 133.8% -725.2% -89.8% -29.0% -223.8% · · · -139.2%
Liquidity & Solvency 3
Annual Liquidity & Solvency data for GALT
Metric Trend 202520242023202220212020201920182017201620152014
Current Ratio 8-point trend, -86.1% 2.4 · 1.8 1.6 4.6 5.5 17.1 4.2 · · · 17.4
Quick Ratio 8-point trend, -87.1% 2.2 · 1.6 1.4 4.4 5.0 16.8 3.9 · · · 17.1
Interest Coverage 6-point trend, +66.3% · · -13.6 -37.1 -61.7 -269.5 -154.5 -40.5 · · · ·
Per Share 4
Annual Per Share data for GALT
Metric Trend 202520242023202220212020201920182017201620152014
Book Value / Share 8-point trend, -306.2% $-1.96 · $-1.00 $-0.57 $0.01 $0.39 $0.77 $0.13 · · · $0.95
Cash Flow / Share 4-point trend, +10.0% $-0.37 · $-0.55 $-0.52 $-0.42 · · · · · · ·
Cash / Share 8-point trend, -79.2% $0.27 · $0.41 $0.31 $0.67 $0.48 $0.83 $0.20 · · · $1.31
EPS (TTM) 5-point trend, -17.1% $-0.48 · $-0.74 $-0.65 $-0.52 $-0.41 · · · · · ·
Valuation (TTM) 7
Annual Valuation (TTM) data for GALT
Metric Trend 202520242023202220212020201920182017201620152014
Net Income TTM 11-point trend, -95.3% $-31M · $-41M $-39M $-31M $-23M $-13M $-14M $-16M $-21M $-20M $-16M
Market Cap 8-point trend, +250.9% $271M · $103M $67M $123M $128M $163M $141M · · · $77M
P/E 5-point trend, -58.6% -8.7 · -2.2 -1.7 -4.0 -5.5 · · · · · ·
P/B 8-point trend, -158.1% -2.1 · -1.7 -2.0 137.6 5.7 3.7 27.3 · · · 3.6
P / Tangible Book 2-point trend, +2317.5% · · · · 137.6 5.7 · · · · · ·
P / Cash Flow 8-point trend, -82.6% -11.4 · -3.1 -2.2 -5.1 -6.2 -15.0 -13.9 · · · -6.2
Earnings Yield 5-point trend, +36.9% -11.5% · -44.6% -57.5% -25.1% -18.3% · · · · · ·

Financial Statements Income statement, balance sheet, cash flow — annual, last 5 years

Income Statement
2025-12-312024-12-312023-12-312022-12-312021-12-31
Net Income $-31M$-47M$-41M$-39M$-31M
Diluted EPS $-0.48$-0.76$-0.74$-0.65$-0.52
Balance Sheet
2025-12-312024-12-312023-12-312022-12-312021-12-31
Current Ratio 2.41.81.64.6
Quick Ratio 2.21.61.44.4

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Institutional owners (13F) 110 filers · $56.5M total · As of June 30, 2026

Institutions that report holding this stock in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.

Institutional activity — Q2 2026 vs prior quarter
New positions Exited positions Increased Decreased Net shares change
23 (0 vs prior Q) 17 (+4 vs prior Q) 26 (0 vs prior Q) 27 (+3 vs prior Q) +815K

Compared to Q1 2026. SEC Form 13F filings are due within 45 days of quarter-end plus a short buffer for late filers — quarters still inside that window are skipped in favor of the most recent fully-reported pair.

Institution Value Shares % of tracked 13F Type
VANGUARD CAPITAL MANAGEMENT LLC $10,059,822 2,168,065 17.79% Shares
OSAIC HOLDINGS, INC. $5,538,880 1,193,725 9.80% Shares
GEODE CAPITAL MANAGEMENT, LLC $5,207,646 1,122,001 9.21% Shares
GREAT POINT PARTNERS LLC $3,712,000 800,000 6.56% Call option
Wealthspire Advisors, LLC $3,349,097 721,788 5.92% Shares
STATE STREET CORP $2,634,495 567,779 4.66% Shares
COMMONWEALTH EQUITY SERVICES, LLC $1,889,000 407,113 3.34% Shares
VANGUARD FIDUCIARY TRUST CO $1,700,449 366,476 3.01% Shares
MARSHALL WACE, LLP $1,685,893 363,339 2.98% Shares
VANGUARD PORTFOLIO MANAGEMENT LLC $1,520,834 327,766 2.69% Shares
TWO SIGMA INVESTMENTS, LP $1,476,657 318,245 2.61% Shares
LPL Financial LLC $1,324,163 285,380 2.34% Shares
Geneos Wealth Management Inc. $1,115,581 240,427 1.97% Shares
CITADEL ADVISORS LLC $981,824 211,600 1.74% Put option
RETIREMENT GUYS FORMULA LLC $979,286 211,053 1.73% Shares
CITADEL ADVISORS LLC $921,973 198,701 1.63% Shares
Sovran Advisors, LLC $874,610 257,997 1.55% Shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP $822,194 177,197 1.45% Shares
NATIONAL BANK OF CANADA /FI/ $779,056 167,900 1.38% Shares
DEBUSSY CAPITAL MANAGEMENT LP $721,449 258,584 1.28% Shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP $700,640 151,000 1.24% Call option
BLAIR WILLIAM & CO/IL $692,673 149,283 1.22% Shares
CITADEL ADVISORS LLC $597,168 128,700 1.06% Call option
CHARLES SCHWAB INVESTMENT MANAGEMENT INC $540,207 116,424 0.96% Shares
HighTower Advisors, LLC $436,740 94,125 0.77% Shares
SIMPLEX TRADING, LLC $386,284 83,251 0.68% Shares
GOLDMAN SACHS GROUP INC $345,931 74,554 0.61% Shares
TRUIST FINANCIAL CORP $315,520 68,000 0.56% Shares
Nuveen, LLC $295,614 63,710 0.52% Shares
RHUMBLINE ADVISERS $224,257 48,332 0.40% Shares
HORIZON KINETICS ASSET MANAGEMENT LLC $217,932 46,968 0.39% Shares
SYNOVUS FINANCIAL CORP $203,280 48,000 0.36% Shares
RENAISSANCE TECHNOLOGIES LLC $201,112 43,343 0.36% Shares
Sanctuary Advisors, LLC $193,627 41,730 0.34% Shares
Pinnacle Financial Partners, Inc. $193,256 41,650 0.34% Shares
Caption Management, LLC $185,600 40,000 0.33% Call option
MILLENNIUM MANAGEMENT LLC $166,404 35,863 0.29% Shares
Bank of New York Mellon Corp $148,350 31,972 0.26% Shares
Pekin Hardy Strauss, Inc. $139,200 30,000 0.25% Shares
MetLife Investment Management, LLC $133,980 28,875 0.24% Shares
BANK OF AMERICA CORP /DE/ $132,454 28,546 0.23% Shares
Solutions 4 Wealth, Ltd $116,125 25,027 0.21% Shares
Gladstone Institutional Advisory LLC $110,896 23,900 0.20% Shares
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. $102,386 22,066 0.18% Shares
CAHABA WEALTH MANAGEMENT, INC. $97,440 21,000 0.17% Shares
Summit Trail Advisors, LLC $92,800 20,000 0.16% Shares
CITIGROUP INC $91,422 19,703 0.16% Shares
Invesco Ltd. $88,661 19,108 0.16% Shares
Stratos Wealth Partners, LTD. $88,568 19,088 0.16% Shares
JANE STREET GROUP, LLC $86,768 18,700 0.15% Call option
Inspire Advisors, LLC $86,578 19,995 0.15% Shares
Mariner, LLC $85,840 18,500 0.15% Shares
Vanguard Global Advisers, LLC $83,822 18,065 0.15% Shares
Archer Investment Corp $80,741 17,401 0.14% Shares
WOLVERINE TRADING, LLC $75,960 18,000 0.13% Call option
VANGUARD GROUP INC $75,150 18,065 0.13% Shares
JANE STREET GROUP, LLC $72,384 15,600 0.13% Put option
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC $67,201 16,552 0.12% Shares
XTX Topco Ltd $66,918 14,422 0.12% Shares
Fortis Capital Advisors, LLC $65,605 14,139 0.12% Shares
Belpointe Asset Management LLC $65,605 14,139 0.12% Shares
Police & Firemen's Retirement System of New Jersey $65,577 14,133 0.12% Shares
GROUP ONE TRADING LLC $63,814 13,753 0.11% Shares
NEW YORK STATE COMMON RETIREMENT FUND $63,104 13,600 0.11% Shares
SIG BROKERAGE, LP $63,085 13,596 0.11% Shares
Argyle Capital Partners, LLC $62,060 13,375 0.11% Shares
FMR LLC $60,714 13,085 0.11% Shares
Creative Planning $48,901 10,539 0.09% Shares
STOCK YARDS BANK & TRUST CO $48,720 10,500 0.09% Shares
BNP PARIBAS FINANCIAL MARKETS $47,402 10,216 0.08% Shares
ATWOOD & PALMER INC $46,400 10,000 0.08% Shares
Integrated Wealth Concepts LLC $46,400 10,000 0.08% Shares
Cetera Investment Advisers $46,400 10,000 0.08% Shares
BARCLAYS PLC $36,146 7,790 0.06% Shares
Nuveen Asset Management, LLC $35,634 27,623 0.06% Shares
NORTHERN TRUST CORP $34,805 7,501 0.06% Shares
BlackRock, Inc. $33,515 7,223 0.06% Shares
Blue Trust, Inc. $32,480 7,000 0.06% Shares
ALLIANCEBERNSTEIN L.P. $31,248 11,200 0.06% Shares
Clearstead Advisors, LLC $27,840 6,000 0.05% Shares
JONES FINANCIAL COMPANIES LLLP $27,061 5,423 0.05% Shares
MORGAN STANLEY $21,961 4,733 0.04% Shares
Legal & General Group Plc $21,632 4,662 0.04% Shares
Tower Research Capital LLC (TRC) $21,367 4,605 0.04% Shares
Rockefeller Capital Management L.P. $20,351 4,386 0.04% Shares
Ameritas Investment Partners, Inc. $20,179 4,349 0.04% Shares
CoreCap Advisors, LLC $18,050 3,890 0.03% Shares
Activest Wealth Management $9,280 2,000 0.02% Shares
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO $9,168 1,976 0.02% Shares
ROYAL BANK OF CANADA $8,000 1,631 0.01% Shares
WELLS FARGO & COMPANY/MN $7,456 1,607 0.01% Shares
Hilton Head Capital Partners, LLC $3,712 800 0.01% Shares
NISA INVESTMENT ADVISORS, LLC $3,322 716 0.01% Shares
DEUTSCHE BANK AG\ $3,002 647 0.01% Shares
UBS Group AG $2,311 498 0.00% Shares
Sterling Capital Management LLC $1,935 417 0.00% Shares
Fortitude Family Office, LLC $1,726 372 0.00% Shares
Global Retirement Partners, LLC $1,160 250 0.00% Shares
SALEM INVESTMENT COUNSELORS INC $775 167 0.00% Shares
JPMORGAN CHASE & CO $721 145 0.00% Shares

Company insiders 40 insiders · 12 officers · 29 directors

Insider Role Last activity Shares owned Buys 12m Sells 12m Net 12m
Joel Lewis President and CEO Jan. 16, 2026 A 832,592 0 11 $-709,920
Peter G Traber President & CEO June 13, 2018 M 107,333 0 0 $0
David Platt Chairman & CEO Oct. 8, 2008 P 6,000 0 0 $0
Jack W Callicutt Chief Financial Officer Jan. 16, 2026 A 7,614 0 21 $-1,000,379
Thomas Mcgauley Chief Financial Officer June 19, 2013 A 10,000 0 0 $0
Anthony Don Squeglia Chief Financial Officer Feb. 1, 2010 A 0 0 $0
Carl Laurence Lueders Chief Financial Officer March 8, 2007 A 0 0 $0
David A Christopher FORMER CFO & TREASURER Oct. 14, 2003 M 17,729 0 0 $0
Maureen Foley Chief Operating Officer Feb. 1, 2010 A 5,000 0 0 $0
Khurram Jamil Chief Medical Officer July 14, 2026 M 0 0 17 $-1,435,942
Pol F Boudes Chief Medical Officer Jan. 24, 2024 A 0 0 $0
Eliezer Zomer Ex. VP, Mfg. & Product Dev. April 21, 2009 A 0 0 $0
Richard E Uihlein Director July 31, 2026 M 44,713,843 0 0 $0
Harold H. Shlevin Director June 29, 2026 M 6,500 0 14 $-1,555,866
Henry Brem Director March 12, 2026 A 0 0 $0
Kary Eldred Director Feb. 6, 2026 P 65,682 3 0 $6,032
Richard A. Zordani Jr. Director Jan. 16, 2026 A 42,083 0 0 $0
Elissa J. Schwartz Director Jan. 16, 2026 A 1,000 0 0 $0
Kevin D Freeman Director Jan. 16, 2026 A 55,269 3 0 $58,575
Gilbert S Omenn Director Jan. 16, 2026 A 66,769 0 0 $0
Gilbert F Amelio Director Jan. 16, 2026 A 60,614 0 0 $0
Benjamin Carson SR Director Jan. 16, 2026 A 0 0 $0
Marc Rubin Director Jan. 23, 2025 A 13,581 0 0 $0
James C Czirr Director Jan. 26, 2023 A 3,260,697 0 0 $0
Stephen Shulman Director Jan. 16, 2019 A 0 0 $0
Theodore Daniel Zucconi Director April 16, 2018 M 1,083 0 0 $0
John F Mauldin Director Dec. 15, 2016 A 42,669 0 0 $0
Arthur Greenberg Director Dec. 15, 2016 A 109,445 0 0 $0
Steven Prelack Director Dec. 15, 2016 A 107,189 0 0 $0
Herman Paul Pressler Director April 8, 2015 D 36,767 0 0 $0
Rod D Martin Director April 8, 2015 D 202,089 0 0 $0
Jerald K Rome Director March 28, 2013 A 22,058 0 0 $0
Sydney Colin Neill Director June 28, 2011 A 0 0 $0
Mildred S Christian Director Feb. 25, 2009 A 27,500 0 0 $0
Henry Jemil Esber Director Feb. 8, 2009 A 0 0 $0
James Theophile Gourzis Director Feb. 8, 2009 A 2,000 0 0 $0
Burton C Firtel Director March 8, 2007 A 129,000 0 0 $0
David H Smith Director March 8, 2007 A 63,500 0 0 $0
Edgar Ben-Josef Director March 9, 2006 A 0 0 $0
Dale H Conaway Feb. 8, 2009 A 22,806 0 0 $0

Insiders from SEC Form 3/4/5 filings; net = open-market P/S only

Activists & 5%+ owners 5 positions

Investors who filed SEC Schedule 13D — beneficial ownership above 5% with an intent to influence the issuer (activist stakes, board campaigns, M&A). Each row shows the most recent known state of that filer's position.

Filer Filed Stake Status Purpose Filing
Richard E. Uihlein ×3 filings Aug. 4, 2026 49.30% Amendment Passive investment SEC
10X Fund, L.P., 10X Capital Management, LLC, James C. Czirr ×15 filings Dec. 1, 2023 Initial filing Passive investment SEC
Rod D. Martin ×9 filings May 18, 2010 Initial filing SEC
James C. Czirr ×12 filings May 17, 2010 Initial filing SEC
10X Fund, L.P. 10X Capital Management, LLC March 24, 2009 Initial filing Passive investment SEC

Purpose is an automated classification of the filer's own stated purpose (SEC Item 4) — not investment advice. "—" means no clear purpose was stated or the text could not be classified.

ETF ownership Held by 10 ETFs

Weight reflects direct equity holdings (N-PORT) only; leveraged or derivative-based funds may hold additional swap exposure not shown.

Fund Weight Units As of Source
VXF · VANGUARD INDEX FUNDS July 15, 2026 Daily
VTI · VANGUARD INDEX FUNDS July 15, 2026 Daily
VTWO · VANGUARD SCOTTSDALE FUNDS July 15, 2026 Daily
VTWV · VANGUARD SCOTTSDALE FUNDS July 15, 2026 Daily
VTWG · VANGUARD SCOTTSDALE FUNDS July 15, 2026 Daily
VTHR · VANGUARD SCOTTSDALE FUNDS July 15, 2026 Daily
IWN · iShares Trust Aug. 17, 2026 Daily
IWO · iShares Trust Aug. 18, 2026 Daily
IWM · iShares Trust Aug. 18, 2026 Daily
IWC · iShares Trust Aug. 18, 2026 Daily