Greg Gates
Insider
First SEC filing: Aug. 9, 2021 · Latest: June 15, 2026
Insider at
Insider transactions
0 buys (P)
20 sells (S)
Net: $-2,542,504
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 20, 2026 | LPLA | M | 7,189 | $77.53 | $557,363 | 27,721 Direct | +35.01% | Acquired | 308.2% (price as of 2026-10-02) |
| Aug. 20, 2026 | LPLA | S | 4,119 | $355.38 | $1,463,810 | 23,602 Direct | -14.86% | Disposed | -11.0% (price as of 2026-10-02) |
| Aug. 20, 2026 | LPLA | M | 7,189 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| June 12, 2026 | LPLA | F | 232 | $295.66 | $68,593 | 20,532 Direct | -1.12% | Disposed | 7.0% (price as of 2026-10-02) |
| Feb. 25, 2026 | LPLA | A | 1,856 | · | · | 16,476 Direct | +12.69% | Acquired | (price as of 2026-10-02) |
| Feb. 25, 2026 | LPLA | F | 1,293 | $318.47 | $411,782 | 15,183 Direct | -7.85% | Disposed | -0.6% (price as of 2026-10-02) |
| Feb. 25, 2026 | LPLA | A | 2,774 | · | · | 17,957 Direct | +18.27% | Acquired | (price as of 2026-10-02) |
| Feb. 25, 2026 | LPLA | A | 2,807 | · | · | 20,764 Direct | +15.63% | Acquired | (price as of 2026-10-02) |
| Dec. 5, 2025 | LPLA | S 10b5-1 | 46 | $367.95 | $16,926 | 15,324 Direct | -0.30% | Disposed | -14.0% (price as of 2026-10-02) |
| Dec. 5, 2025 | LPLA | S 10b5-1 | 34 | $368.70 | $12,536 | 15,290 Direct | -0.22% | Disposed | -14.2% (price as of 2026-10-02) |
| Dec. 5, 2025 | LPLA | S 10b5-1 | 136 | $370.44 | $50,380 | 15,154 Direct | -0.89% | Disposed | -14.6% (price as of 2026-10-02) |
| Dec. 5, 2025 | LPLA | S 10b5-1 | 410 | $371.20 | $152,192 | 14,744 Direct | -2.71% | Disposed | -14.8% (price as of 2026-10-02) |
| Dec. 5, 2025 | LPLA | S 10b5-1 | 85 | $372.32 | $31,647 | 14,659 Direct | -0.58% | Disposed | -15.0% (price as of 2026-10-02) |
| Dec. 5, 2025 | LPLA | S 10b5-1 | 39 | $373.09 | $14,551 | 14,620 Direct | -0.27% | Disposed | -15.2% (price as of 2026-10-02) |
| Nov. 5, 2025 | LPLA | S 10b5-1 | 63 | $372.62 | $23,475 | 16,807 Direct | -0.37% | Disposed | -15.1% (price as of 2026-10-02) |
| Nov. 5, 2025 | LPLA | S 10b5-1 | 205 | $374.00 | $76,670 | 16,602 Direct | -1.22% | Disposed | -15.4% (price as of 2026-10-02) |
| Nov. 5, 2025 | LPLA | S 10b5-1 | 230 | $374.86 | $86,218 | 16,372 Direct | -1.39% | Disposed | -15.6% (price as of 2026-10-02) |
| Nov. 5, 2025 | LPLA | S 10b5-1 | 267 | $375.80 | $100,339 | 16,105 Direct | -1.63% | Disposed | -15.8% (price as of 2026-10-02) |
| Nov. 5, 2025 | LPLA | S 10b5-1 | 293 | $377.01 | $110,464 | 15,812 Direct | -1.82% | Disposed | -16.1% (price as of 2026-10-02) |
| Nov. 5, 2025 | LPLA | S 10b5-1 | 234 | $378.24 | $88,508 | 15,578 Direct | -1.48% | Disposed | -16.3% (price as of 2026-10-02) |
| Nov. 5, 2025 | LPLA | S 10b5-1 | 169 | $379.58 | $64,149 | 15,409 Direct | -1.08% | Disposed | -16.6% (price as of 2026-10-02) |
| Nov. 5, 2025 | LPLA | S 10b5-1 | 39 | $380.12 | $14,825 | 15,370 Direct | -0.25% | Disposed | -16.8% (price as of 2026-10-02) |
| Oct. 6, 2025 | LPLA | S 10b5-1 | 141 | $312.15 | $44,013 | 17,479 Direct | -0.80% | Disposed | 1.4% (price as of 2026-10-02) |
| Oct. 6, 2025 | LPLA | S 10b5-1 | 266 | $313.20 | $83,311 | 17,213 Direct | -1.52% | Disposed | 1.0% (price as of 2026-10-02) |
| Oct. 6, 2025 | LPLA | S 10b5-1 | 109 | $314.04 | $34,230 | 17,104 Direct | -0.63% | Disposed | 0.8% (price as of 2026-10-02) |
| Oct. 6, 2025 | LPLA | S 10b5-1 | 132 | $315.09 | $41,592 | 16,972 Direct | -0.77% | Disposed | 0.4% (price as of 2026-10-02) |
| Oct. 6, 2025 | LPLA | S 10b5-1 | 102 | $320.27 | $32,668 | 16,870 Direct | -0.60% | Disposed | -1.2% (price as of 2026-10-02) |
| Sept. 5, 2025 | LPLA | S 10b5-1 | 91 | $329.17 | $29,954 | 19,029 Direct | -0.48% | Disposed | -3.9% (price as of 2026-10-02) |
| Sept. 5, 2025 | LPLA | S 10b5-1 | 11 | $330.12 | $3,631 | 19,018 Direct | -0.06% | Disposed | -4.1% (price as of 2026-10-02) |
| Sept. 5, 2025 | LPLA | S 10b5-1 | 79 | $331.83 | $26,215 | 18,939 Direct | -0.42% | Disposed | -4.6% (price as of 2026-10-02) |
| Sept. 5, 2025 | LPLA | S 10b5-1 | 326 | $332.90 | $108,525 | 18,613 Direct | -1.72% | Disposed | -4.9% (price as of 2026-10-02) |
| Sept. 5, 2025 | LPLA | S 10b5-1 | 28 | $334.53 | $9,367 | 18,585 Direct | -0.15% | Disposed | -5.4% (price as of 2026-10-02) |
| Sept. 5, 2025 | LPLA | S 10b5-1 | 72 | $335.84 | $24,180 | 18,513 Direct | -0.39% | Disposed | -5.8% (price as of 2026-10-02) |
| Sept. 5, 2025 | LPLA | S 10b5-1 | 128 | $337.13 | $43,153 | 18,385 Direct | -0.69% | Disposed | -6.1% (price as of 2026-10-02) |
| Sept. 5, 2025 | LPLA | S 10b5-1 | 25 | $337.58 | $8,440 | 18,360 Direct | -0.14% | Disposed | -6.3% (price as of 2026-10-02) |
| Sept. 5, 2025 | LPLA | S 10b5-1 | 121 | $340.01 | $41,141 | 18,239 Direct | -0.66% | Disposed | -6.9% (price as of 2026-10-02) |
| Sept. 5, 2025 | LPLA | S 10b5-1 | 190 | $340.83 | $64,758 | 18,049 Direct | -1.04% | Disposed | -7.2% (price as of 2026-10-02) |
| Sept. 5, 2025 | LPLA | S 10b5-1 | 79 | $341.89 | $27,009 | 17,970 Direct | -0.44% | Disposed | -7.4% (price as of 2026-10-02) |
| Sept. 5, 2025 | LPLA | S 10b5-1 | 47 | $342.88 | $16,115 | 17,923 Direct | -0.26% | Disposed | -7.7% (price as of 2026-10-02) |
| Sept. 5, 2025 | LPLA | S 10b5-1 | 150 | $343.98 | $51,597 | 17,773 Direct | -0.84% | Disposed | -8.0% (price as of 2026-10-02) |
| Sept. 5, 2025 | LPLA | S 10b5-1 | 3 | $344.67 | $1,034 | 17,770 Direct | -0.02% | Disposed | -8.2% (price as of 2026-10-02) |
| Sept. 5, 2025 | LPLA | S 10b5-1 | 1 | $345.44 | $345 | 17,769 Direct | -0.01% | Disposed | -8.4% (price as of 2026-10-02) |
| Sept. 5, 2025 | LPLA | S 10b5-1 | 106 | $347.46 | $36,831 | 17,663 Direct | -0.60% | Disposed | -8.9% (price as of 2026-10-02) |
| Sept. 5, 2025 | LPLA | S 10b5-1 | 11 | $348.04 | $3,828 | 17,652 Direct | -0.06% | Disposed | -9.1% (price as of 2026-10-02) |
| Sept. 5, 2025 | LPLA | S 10b5-1 | 32 | $349.60 | $11,187 | 17,620 Direct | -0.18% | Disposed | -9.5% (price as of 2026-10-02) |
| Aug. 5, 2025 | LPLA | S 10b5-1 | 131 | $371.55 | $48,673 | 20,489 Direct | -0.64% | Disposed | -14.8% (price as of 2026-10-02) |
| Aug. 5, 2025 | LPLA | S 10b5-1 | 161 | $372.43 | $59,961 | 20,328 Direct | -0.79% | Disposed | -15.0% (price as of 2026-10-02) |
| Aug. 5, 2025 | LPLA | S 10b5-1 | 352 | $373.49 | $131,468 | 19,976 Direct | -1.73% | Disposed | -15.3% (price as of 2026-10-02) |
| Aug. 5, 2025 | LPLA | S 10b5-1 | 620 | $374.22 | $232,016 | 19,356 Direct | -3.10% | Disposed | -15.4% (price as of 2026-10-02) |
| Aug. 5, 2025 | LPLA | S 10b5-1 | 45 | $375.37 | $16,892 | 19,311 Direct | -0.23% | Disposed | -15.7% (price as of 2026-10-02) |
| Aug. 5, 2025 | LPLA | S 10b5-1 | 106 | $376.30 | $39,888 | 19,205 Direct | -0.55% | Disposed | -15.9% (price as of 2026-10-02) |
| Aug. 5, 2025 | LPLA | S 10b5-1 | 42 | $377.79 | $15,867 | 19,163 Direct | -0.22% | Disposed | -16.2% (price as of 2026-10-02) |
| Aug. 5, 2025 | LPLA | S 10b5-1 | 30 | $378.47 | $11,354 | 19,133 Direct | -0.16% | Disposed | -16.4% (price as of 2026-10-02) |
| Aug. 5, 2025 | LPLA | S 10b5-1 | 9 | $380.46 | $3,424 | 19,124 Direct | -0.05% | Disposed | -16.8% (price as of 2026-10-02) |
| Aug. 5, 2025 | LPLA | S 10b5-1 | 4 | $381.34 | $1,525 | 19,120 Direct | -0.02% | Disposed | -17.0% (price as of 2026-10-02) |
| July 3, 2025 | LPLA | S 10b5-1 | 96 | $378.17 | $36,304 | 22,024 Direct | -0.43% | Disposed | -16.3% (price as of 2026-10-02) |
| July 3, 2025 | LPLA | S 10b5-1 | 133 | $379.35 | $50,454 | 21,891 Direct | -0.60% | Disposed | -16.6% (price as of 2026-10-02) |
| July 3, 2025 | LPLA | S 10b5-1 | 48 | $380.85 | $18,281 | 21,843 Direct | -0.22% | Disposed | -16.9% (price as of 2026-10-02) |
| July 3, 2025 | LPLA | S 10b5-1 | 159 | $381.69 | $60,689 | 21,684 Direct | -0.73% | Disposed | -17.1% (price as of 2026-10-02) |
| July 3, 2025 | LPLA | S 10b5-1 | 351 | $382.58 | $134,286 | 21,333 Direct | -1.62% | Disposed | -17.3% (price as of 2026-10-02) |
| July 3, 2025 | LPLA | S 10b5-1 | 363 | $383.75 | $139,301 | 20,970 Direct | -1.70% | Disposed | -17.5% (price as of 2026-10-02) |
| July 3, 2025 | LPLA | S 10b5-1 | 315 | $384.61 | $121,152 | 20,655 Direct | -1.50% | Disposed | -17.7% (price as of 2026-10-02) |
| July 3, 2025 | LPLA | S 10b5-1 | 35 | $385.29 | $13,485 | 20,620 Direct | -0.17% | Disposed | -17.9% (price as of 2026-10-02) |
| June 12, 2025 | LPLA | F | 234 | $379.39 | $88,777 | 22,120 Direct | -1.05% | Disposed | -16.6% (price as of 2026-10-02) |
| June 5, 2025 | LPLA | S 10b5-1 | 275 | $375.52 | $103,268 | 23,579 Direct | -1.15% | Disposed | -15.7% (price as of 2026-10-02) |
| June 5, 2025 | LPLA | S 10b5-1 | 143 | $376.49 | $53,838 | 23,436 Direct | -0.61% | Disposed | -15.9% (price as of 2026-10-02) |
| June 5, 2025 | LPLA | S 10b5-1 | 189 | $377.39 | $71,327 | 23,247 Direct | -0.81% | Disposed | -16.2% (price as of 2026-10-02) |
| June 5, 2025 | LPLA | S 10b5-1 | 59 | $378.42 | $22,327 | 23,188 Direct | -0.25% | Disposed | -16.4% (price as of 2026-10-02) |
| June 5, 2025 | LPLA | S 10b5-1 | 409 | $379.79 | $155,334 | 22,779 Direct | -1.76% | Disposed | -16.7% (price as of 2026-10-02) |
| June 5, 2025 | LPLA | S 10b5-1 | 83 | $380.54 | $31,585 | 22,696 Direct | -0.36% | Disposed | -16.8% (price as of 2026-10-02) |
| June 5, 2025 | LPLA | S 10b5-1 | 219 | $381.69 | $83,590 | 22,477 Direct | -0.96% | Disposed | -17.1% (price as of 2026-10-02) |
| June 5, 2025 | LPLA | S 10b5-1 | 123 | $382.37 | $47,032 | 22,354 Direct | -0.55% | Disposed | -17.2% (price as of 2026-10-02) |
| Feb. 25, 2025 | LPLA | A | 6,170 | · | · | 25,016 Direct | +32.74% | Acquired | (price as of 2026-10-02) |
| Feb. 25, 2025 | LPLA | F | 3,319 | $357.36 | $1,186,078 | 21,697 Direct | -13.27% | Disposed | -11.5% (price as of 2026-10-02) |
| Feb. 25, 2025 | LPLA | A | 2,157 | · | · | 23,854 Direct | +9.94% | Acquired | (price as of 2026-10-02) |
| June 12, 2024 | LPLA | F | 234 | $278.99 | $65,284 | 18,846 Direct | -1.23% | Disposed | 13.4% (price as of 2026-10-02) |
| Feb. 26, 2024 | LPLA | S | 213 | $263.44 | $56,113 | 30,268 Direct | -0.70% | Disposed | 20.1% (price as of 2026-10-02) |
| Feb. 26, 2024 | LPLA | S | 174 | $264.77 | $46,070 | 30,094 Direct | -0.57% | Disposed | 19.5% (price as of 2026-10-02) |
| Feb. 26, 2024 | LPLA | S | 8,823 | $266.12 | $2,347,977 | 21,271 Direct | -29.32% | Disposed | 18.9% (price as of 2026-10-02) |
| Feb. 26, 2024 | LPLA | S | 1,484 | $266.95 | $396,154 | 19,787 Direct | -6.98% | Disposed | 18.5% (price as of 2026-10-02) |
| Feb. 26, 2024 | LPLA | S | 707 | $267.87 | $189,384 | 19,080 Direct | -3.57% | Disposed | 18.1% (price as of 2026-10-02) |
| Feb. 25, 2024 | LPLA | A | 5,938 | · | · | 31,319 Direct | +23.40% | Acquired | (price as of 2026-10-02) |
| Feb. 25, 2024 | LPLA | F | 3,164 | $263.36 | $833,271 | 28,155 Direct | -10.10% | Disposed | 20.2% (price as of 2026-10-02) |
| Feb. 25, 2024 | LPLA | A | 2,326 | · | · | 30,481 Direct | +8.26% | Acquired | (price as of 2026-10-02) |
| June 12, 2023 | LPLA | A | 1,532 | · | · | 25,381 Direct | +6.42% | Acquired | (price as of 2026-10-02) |
| June 5, 2023 | LPLA | F | 688 | $199.99 | $137,593 | 23,849 Direct | -2.80% | Disposed | 58.2% (price as of 2026-10-02) |
| Feb. 25, 2023 | LPLA | A | 4,410 | · | · | 25,549 Direct | +20.86% | Acquired | (price as of 2026-10-02) |
| Feb. 25, 2023 | LPLA | F | 2,540 | $247.30 | $628,142 | 23,009 Direct | -9.94% | Disposed | 28.0% (price as of 2026-10-02) |
| Feb. 25, 2023 | LPLA | A | 1,528 | · | · | 24,537 Direct | +6.64% | Acquired | (price as of 2026-10-02) |
| June 5, 2022 | LPLA | F | 695 | $198.05 | $137,645 | 21,139 Direct | -3.18% | Disposed | 59.8% (price as of 2026-10-02) |
| Feb. 25, 2022 | LPLA | F | 729 | $182.73 | $133,210 | 19,777 Direct | -3.56% | Disposed | 73.2% (price as of 2026-10-02) |
| Feb. 25, 2022 | LPLA | A | 2,057 | · | · | 21,834 Direct | +10.40% | Acquired | (price as of 2026-10-02) |
| Dec. 10, 2021 | LPLA | F | 2,314 | $160.27 | $370,865 | 20,506 Direct | -10.14% | Disposed | 97.4% (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 20, 2026 | LPLA | Option to purchase Common Stock | Common Stock | $77.53 | Feb. 25, 2029 | 7,189 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.