Insider at

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Insider transactions

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0 buys (P) 0 sells (S) Net: $0 + 12 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

12 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Oct. 10, 2018 REFR S 18,000 $1.72 $30,960 177,128 Direct -9.22% Disposed -58.3% (price as of 2026-10-06)
April 25, 2011 REFR P 5,000 $4.98 $24,900 78,356 Direct +6.82% Acquired -85.6% (price as of 2026-10-06)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Dec. 31, 2019 REFR Stock Option (right to buy) Common Stock $3.11 Dec. 30, 2029 40,000 Acquired
Dec. 31, 2019 REFR Stock Option (right to buy) Common Stock (35,000) $3.11 Dec. 30, 2029 35,000 Acquired
June 13, 2019 REFR Stock Option (right to buy) Common Stock (35,000) $2.89 June 12, 2029 35,000 Acquired
Dec. 31, 2017 REFR Stock Option (right to buy) Common Stock (15,000) $1.06 Dec. 30, 2027 15,000 Acquired
Dec. 31, 2016 REFR Stock Option (right to buy) Common Stock (11,000) $1.83 Dec. 30, 2026 11,000 Acquired
Dec. 31, 2015 REFR Stock Option (right to buy) Common Stock (11,000) $5.26 Dec. 30, 2025 11,000 Acquired
Feb. 26, 2015 REFR Stock Option (right to buy) Common Stock (20,000) $5.00 Feb. 28, 2015 20,000 Acquired
Dec. 31, 2014 REFR Stock Option (right to buy) Common Stock (11,950) $5.19 Dec. 30, 2024 11,950 Acquired
Dec. 31, 2013 REFR Stock Option (right to buy) Common Stock (23,900) $5.56 Dec. 30, 2023 23,900 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

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Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Jan. 10, 2011 REFR Common Stock 73,356 Direct
Jan. 10, 2011 REFR Warrant (right to buy)→ Common Stock (9,000) 9,000 Direct
Jan. 10, 2011 REFR Warrant (right to buy)→ Common Stock (20,000) 20,000 Direct
Jan. 10, 2011 REFR Warrant (right to buy)→ Common Stock (20,500) 20,500 Direct