Institution

03
View 13F portfolio

Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 8 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

8 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
March 29, 2011 GURE S 403,851 $6.23 $2,515,992 4,100,879 Direct -8.97% Disposed -99.0% (price as of 2026-10-02)
March 22, 2011 GURE S 412,316 $8.04 $3,315,021 4,504,730 Direct -8.39% Disposed -99.3% (price as of 2026-10-02)
March 16, 2011 710846 S 35,000 $8.51 $297,850 25,540 Direct -57.81% Disposed
March 16, 2011 710846 P 35,000 $8.22 $287,700 35,000 Direct · Acquired
March 16, 2011 710846 P 149,589 $9.31 $1,392,674 542,464 Direct -21.62% Disposed
Feb. 15, 2011 GURE S 372,809 $9.36 $3,489,492 4,917,046 Direct -7.05% Disposed -99.4% (price as of 2026-10-02)
Feb. 15, 2011 GURE S 280,000 $9.28 $2,598,400 4,917,046 Direct -5.39% Disposed -99.4% (price as of 2026-10-02)
Jan. 18, 2011 710846 S 1,856,047 · · 6,054,000 Direct -23.46% Disposed
Sept. 29, 2010 1331427 S 26,765 $0.30 $8,030 0 Direct -100.00% Disposed
Feb. 15, 2010 GURE P 6,999 $0.50 $3,500 0 Direct · Acquired -87.9% (price as of 2026-10-02)
Nov. 30, 2009 1331427 P 11,700 $0.40 $4,680 11,700 Direct · Acquired
Nov. 30, 2009 1331427 S 3,900 $1.25 $4,875 3,900 Direct · Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
March 16, 2011 710846 Fushi Copperweld Inc European Call Option Fushi Copperweld Inc - 100 Shares per contract (3,500,000) $0.12 March 18, 2011 35,000 Disposed
March 16, 2011 710846 Fushi Copperweld Inc European Call Option Fushi Copperweld Inc - 100 shares per contract (3,500,000) $0.12 Sept. 16, 2011 35,000 Acquired
Jan. 24, 2011 GURE European Call FLEX Option Gulf Resources Inc. Common Stock (550,000) $0.12 Jan. 24, 2011 5,500 Disposed
Jan. 21, 2011 GURE European Call FLEX Option Gulf Resources Inc. Common Stock (5,730,000) $0.01 Jan. 21, 2011 57,300 Disposed
Sept. 29, 2010 1331427 Call Option Agfeed Industries, Inc (2,676,500) $3.00 Feb. 18, 2011 26,765 Disposed
Feb. 19, 2010 1331427 European Call FLEX Option FEED Common Stock (4,196,700) $0.01 Feb. 19, 2010 41,967 Disposed
Feb. 15, 2010 GURE GFRE Call Option Gulf Resources Inc. Commone Stock (0) $10.00 April 15, 2011 6,999 Acquired
Nov. 30, 2009 1331427 American Call Option FEED Common Stock (1,170,000) $7.50 May 21, 2010 11,700 Acquired
Nov. 30, 2009 1331427 American Put Option FEED Common Stock (390,000) $5.00 May 21, 2010 3,900 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Jan. 26, 2011 GURE European Call FLEX Option→ Gulf Resources Inc. Common Stock (550,000) 550,000 Direct
Nov. 10, 2010 GURE European Call FLEX Option→ Gulf Resources, Inc Common Stock (5,730,000) 5,730,000 Direct