Harold R Werner

CIK 1013603 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 2, 2013 · Latest: Dec. 2, 2013

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 3 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
July 30, 2018 CYPH J 2,137 2,137 Indirect Acquired (price as of 2026-08-20)
Dec. 6, 2013 XNCR C 3,209,763 0 Indirect -100.00% Disposed (price as of 2026-08-20)
Dec. 6, 2013 XNCR C 1,035,407 1,035,407 Indirect Acquired (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 30, 2018 CYPH Warrant (Right to Buy) Common Stock (2,137) $6.08 Nov. 14, 2024 2,137 Acquired
Dec. 6, 2013 XNCR Series A-1 Preferred Stock Common Stock (1,035,407) 3,209,763 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Dec. 2, 2013 XNCR Common Stock 0 Direct
Dec. 2, 2013 XNCR Series A Preferred Stock→ Common Stock (1,035,407) 1,035,407 Indirect