Harvey M Schwartz

CIK 1566418 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 29, 2017 · Latest: Dec. 29, 2017

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 45 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

45 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Dec. 15, 2023 CGABL S 10b5-1 295,358 $41.74 $12,328,243 6,768,046 Direct -4.18% Disposed -61.6% (price as of 2026-08-20)
May 13, 2022 SOFI P 15,000 $6.50 $97,500 229,852 Direct +6.98% Acquired 182.8% (price as of 2026-08-20)
March 17, 2022 SOFI P 58,000 $8.84 $512,720 214,852 Direct +36.98% Acquired 108.0% (price as of 2026-08-20)
Oct. 20, 2017 GS S 10b5-1 25,000 $245.00 $6,125,000 251,547 Direct -9.04% Disposed 315.1% (price as of 2026-08-20)
Jan. 19, 2017 GS S 10b5-1 25,000 $233.99 $5,849,750 251,256 Direct -9.05% Disposed 334.6% (price as of 2026-08-20)
July 17, 2015 GS S 10b5-1 7,958 $212.33 $1,689,722 240,332 Direct -3.21% Disposed 379.0% (price as of 2026-08-20)
July 17, 2015 GS S 10b5-1 13,168 $211.30 $2,782,398 248,290 Direct -5.04% Disposed 381.3% (price as of 2026-08-20)
July 17, 2015 GS S 10b5-1 12,200 $210.27 $2,565,294 261,458 Direct -4.46% Disposed 383.7% (price as of 2026-08-20)
April 17, 2015 GS S 10b5-1 5,000 $197.96 $989,800 240,332 Direct -2.04% Disposed 413.7% (price as of 2026-08-20)
April 17, 2015 GS S 10b5-1 64,588 $197.26 $12,740,629 245,332 Direct -20.84% Disposed 415.6% (price as of 2026-08-20)
April 17, 2015 GS S 10b5-1 21,697 $196.21 $4,257,168 309,920 Direct -6.54% Disposed 418.3% (price as of 2026-08-20)
July 23, 2014 GS S 10b5-1 7,876 $176.90 $1,393,264 204,246 Direct -3.71% Disposed 474.9% (price as of 2026-08-20)
July 23, 2014 GS S 10b5-1 11,800 $176.48 $2,082,464 212,122 Direct -5.27% Disposed 476.3% (price as of 2026-08-20)
July 23, 2014 GS S 10b5-1 2,500 $175.13 $437,825 223,922 Direct -1.10% Disposed 480.7% (price as of 2026-08-20)
July 22, 2014 GS S 10b5-1 9,936 $175.00 $1,738,800 204,246 Direct -4.64% Disposed 481.1% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Sept. 1, 2021 SOFI Restricted Stock Unit Common Stock (15,714) — — 15,714 Acquired
Dec. 28, 2017 GS Restricted Stock Units Common Stock, par value $0.01 per share (27,481) — — 27,481 Disposed
Jan. 24, 2017 GS Restricted Stock Units Common Stock, par value $0.01 per share (54,358) — — 54,358 Disposed
Jan. 26, 2016 GS Restricted Stock Units Common Stock, par value $0.01 per share (77,211) — — 77,211 Disposed
Jan. 21, 2016 GS Year-End Restricted Stock Units Common Stock, par value $0.01 per share (44,198) — — 44,198 Acquired
July 17, 2015 GS Nonqualified Stock Options (right to buy) Common Stock, par value $0.01 per share (120,318) $78.78 Dec. 31, 2018 120,318 Disposed
April 17, 2015 GS Nonqualified Stock Options (right to buy) Common Stock, par value $0.01 per share (91,285) $78.78 Dec. 31, 2018 91,285 Disposed
Jan. 27, 2015 GS Restricted Stock Units Common Stock, par value $0.01 per share (77,558) — — 77,558 Disposed
Jan. 20, 2015 GS Year-End Restricted Stock Units Common Stock, par value $0.01 per share (38,244) — — 38,244 Acquired
July 23, 2014 GS Nonqualified Stock Options (right to buy) Common Stock, par value $0.01 per share (91,285) $78.78 Dec. 31, 2018 91,285 Disposed
Jan. 28, 2014 GS Year-End Restricted Stock Units Common Stock, par value $0.01 per share (80,632) — — 80,632 Acquired
Jan. 27, 2014 GS Restricted Stock Units Common Stock, par value $0.01 per share (83,152) — — 83,152 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Feb. 1, 2013 GS Common Stock, par value $0.01 per share 175,493 Direct
Feb. 1, 2013 GS Common Stock, par value $0.01 per share 30,000 Indirect
Feb. 1, 2013 GS Restricted Stock Units→ Common Stock, par value $0.01 per share (171,419) 171,419 Direct
Feb. 1, 2013 GS Nonqualified Stock Options (right to buy)→ Common Stock, par value $0.01 per share (302,888) 302,888 Direct