Herbert M Gardner
CIK 923414 · View on SEC EDGAR ↗
First SEC filing: Feb. 10, 2010 · Latest: Feb. 11, 2011
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 2, 2012 | DWSN | S | 500 | $11.45 | $5,725 | 621,644 Direct | -0.08% | Disposed | -91.7% (price as of 2026-08-19) |
| May 8, 2006 | DWSN | S | 20,000 | $15.11 | $302,200 | 511,960 Direct | -3.76% | Disposed | -91.9% (price as of 2026-08-19) |
| May 5, 2006 | DWSN | S | 15,000 | $15.10 | $226,500 | 531,960 Direct | -2.74% | Disposed | -91.9% (price as of 2026-08-19) |
| May 5, 2006 | DWSN | S | 9,500 | $15.00 | $142,500 | 546,960 Direct | -1.71% | Disposed | -91.9% (price as of 2026-08-19) |
| May 4, 2006 | DWSN | S | 14,500 | $15.10 | $218,950 | 556,460 Direct | -2.54% | Disposed | -91.9% (price as of 2026-08-19) |
| May 3, 2006 | DWSN | S | 6,000 | $15.17 | $91,020 | 570,960 Direct | -1.04% | Disposed | -92.0% (price as of 2026-08-19) |
| May 2, 2006 | DWSN | S | 12,834 | $15.00 | $192,510 | 60,040 Indirect | -17.61% | Disposed | -91.9% (price as of 2026-08-19) |
| May 2, 2006 | DWSN | S | 12,900 | $14.75 | $190,275 | 72,874 Indirect | -15.04% | Disposed | -91.7% (price as of 2026-08-19) |
| May 2, 2006 | DWSN | S | 15,000 | $14.81 | $222,150 | 576,960 Direct | -2.53% | Disposed | -91.8% (price as of 2026-08-19) |
| May 1, 2006 | DWSN | S | 600 | $14.62 | $8,772 | 85,774 Indirect | -0.69% | Disposed | -91.7% (price as of 2026-08-19) |
| Oct. 12, 2005 | DWSN | S | 162,329 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-19) |
| Oct. 12, 2005 | DWSN | S | 371,000 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-19) |
| Oct. 12, 2005 | DWSN | S | 200,000 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-19) |
| Dec. 15, 2004 | DWSN | P | 1,733 | $1.50 | $2,600 | 1,733 Indirect | — | Acquired | -14.6% (price as of 2026-08-19) |
| Feb. 23, 2004 | DWSN | P | 47,000 | $0.53 | $24,910 | 47,000 Indirect | — | Acquired | 141.6% (price as of 2026-08-19) |
| Feb. 23, 2004 | DWSN | P | 188,500 | $0.53 | $99,905 | 188,500 Direct | — | Acquired | 141.6% (price as of 2026-08-19) |
| Feb. 23, 2004 | DWSN | P | 188,500 | $0.53 | $99,905 | 188,500 Direct | — | Acquired | 141.6% (price as of 2026-08-19) |
| Feb. 23, 2004 | DWSN | P | 47,000 | $0.53 | $24,910 | 47,000 Indirect | — | Acquired | 141.6% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Oct. 3, 2014 | DWSN | Nonqualified Stock Option | Common Stock (21,979) | $3.52 | Dec. 3, 2014 | 21,979 | Disposed |
| July 31, 2014 | DWSN | Nonqualified Stock Option | Common Stock (37,500) | $3.93 | July 30, 2019 | 37,500 | Acquired |
| Dec. 18, 2013 | DWSN | Nonqualified Stock Option | Common Stock (19,797) | $7.18 | Dec. 18, 2018 | 19,797 | Acquired |
| Sept. 13, 2013 | DWSN | Nonqualified Stock Option | Common Stock | — | Oct. 22, 2013 | 26,812 | Disposed |
| Aug. 7, 2012 | DWSN | Nonqualified Stock Option | Common Stock (18,750) | $5.88 | Aug. 6, 2017 | 18,750 | Acquired |
| March 7, 2012 | DWSN | Nonqualified Stock Option | Common Stock (10,989) | $8.38 | Sept. 19, 2012 | 10,989 | Disposed |
| Nov. 21, 2011 | DWSN | Nonqualified Stock Option | Common Stock (16,837) | $6.32 | Nov. 20, 2016 | 16,837 | Acquired |
| Dec. 4, 2009 | DWSN | Nonqualified Stock Option | Common Stock (18,987) | $4.07 | Dec. 3, 2014 | 18,987 | Acquired |
| Oct. 23, 2008 | DWSN | Nonqualified Stock Option | Common Stock (22,059) | $3.41 | Oct. 22, 2013 | 22,059 | Acquired |
| Sept. 19, 2007 | DWSN | Nonqualified Stock Option | Common Stock | — | Sept. 18, 2012 | 9,493 | Acquired |
| April 25, 2006 | DWSN | Stock Option (reload) | Common Stock (1,465) | $6.81 | Oct. 10, 2010 | 70 | Acquired |
| April 25, 2006 | DWSN | Warrants (Series C2) | Common Stock (1,820) | $0.95 | Dec. 15, 2007 | 87 | Acquired |
| Oct. 12, 2005 | DWSN | 8-1/2% Sr Convertible Preferred Stock | Common Stock | — | — | 47,000 | Disposed |
| Oct. 12, 2005 | DWSN | 8-1/2% Sr Convertible Preferred Stock | Common Stock (188,500) | — | — | 188,500 | Disposed |
| Oct. 12, 2005 | DWSN | Warrants (Series A2) | Common Stock | $0.20 | June 11, 2003 | 162,329 | Disposed |
| Oct. 12, 2005 | DWSN | Warrants (Series A) | Common Stock | $0.20 | Sept. 10, 2012 | 371,000 | Disposed |
| Oct. 12, 2005 | DWSN | Warrants | Common Stock (200,000) | $0.30 | July 31, 2009 | 200,000 | Disposed |
| Oct. 11, 2005 | DWSN | Non-Statutory Stock Option | Common Stock (10,000) | $1.00 | Dec. 11, 2005 | 10,000 | Disposed |
| Dec. 15, 2004 | DWSN | Warrants (Series C2) | Common Stock (1,733) | $1.00 | Dec. 15, 2007 | 1,733 | Acquired |
| Feb. 23, 2004 | DWSN | 8-1/2% Senior Convertible Preferred Stock | Common Stock (47,000) | — | — | 47,000 | Acquired |
| Feb. 23, 2004 | DWSN | 8-1/2% Senior Convertible Preferred Stock | Common Stock (188,500) | — | — | 188,500 | Acquired |
| Feb. 23, 2004 | DWSN | 8-1/2% Senior Convertible Preferred Stock | Common Stock (188,500) | — | — | 188,500 | Acquired |
| Feb. 23, 2004 | DWSN | 8-1/2% Senior Convertible Preferred Stock | Common Stock (47,000) | — | — | 47,000 | Acquired |
| June 12, 2003 | DWSN | Series A2 Warrants | Common Stock (150,000) | $0.20 | June 12, 2013 | 150,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).