HERCULES TECHNOLOGY GROWTH CAPITAL INC

CIK 1280784 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 22, 2015 · Latest: Jan. 22, 2015

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 25 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

25 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 7, 2010 HTGC S 30,458 $4.27 $130,056 1,813,878 Indirect -1.65% Disposed 298.4% (price as of 2026-08-21)
June 4, 2010 HTGC S 355,000 $4.47 $1,586,850 1,844,336 Indirect -16.14% Disposed 280.5% (price as of 2026-08-21)
June 3, 2010 HTGC S 145,000 $4.35 $630,750 2,199,336 Indirect -6.19% Disposed 291.0% (price as of 2026-08-21)
June 2, 2010 HTGC S 155,000 $4.71 $730,050 2,344,336 Indirect -6.20% Disposed 261.1% (price as of 2026-08-21)
June 1, 2010 HTGC S 200,000 $5.42 $1,084,000 2,491,790 Indirect -7.43% Disposed 213.8% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 28, 2015 BOX Class B Common Stock Class A Common Stock (661,695) — — 661,695 Acquired
Jan. 28, 2015 BOX Series E Preferred Stock Existing Class A Common Stock (38,183) — — 38,183 Disposed
Jan. 28, 2015 BOX Series D-2 Preferred Stock Existing Class A Common Stock (220,751) — — 220,751 Disposed
Jan. 28, 2015 BOX Series D-1 Preferred Stock Existing Class A Common Stock (124,511) — — 124,511 Disposed
Jan. 28, 2015 BOX Series D Preferred Stock Existing Class A Common Stock (158,133) — — 158,133 Disposed
Jan. 28, 2015 BOX Series C Preferred Stock Existing Class A Common Stock (390,625) — — 390,625 Disposed
Jan. 28, 2015 BOX Series D-1 Preferred Stock Existing Class A Common Stock (62,255) — — 62,255 Disposed
Jan. 28, 2015 BOX Series C Preferred Stock Existing Class A Common Stock (199,219) — — 199,219 Disposed
Jan. 28, 2015 BOX Series B Preferred Stock Existing Class A Common Stock (271,070) — — 271,070 Disposed
Jan. 22, 2015 BOX Class B Common Stock Class A Common Stock (803,052) — — 803,052 Acquired
Jan. 18, 2011 HTGC Warrant to Purchase Common Stock Common Stock (672,948) — — 672,948 Disposed
Jan. 14, 2011 HTGC Convertible Debt Common Stock (412,088) $3.28 — 412,088 Acquired
Jan. 14, 2011 HTGC Convertible Debt Common Stock (151,515) $3.30 — 151,515 Acquired
Jan. 14, 2011 HTGC Convertible Debt Common Stock (519,562) $1.86 — 519,562 Acquired
March 1, 2010 HTGC Common Stock Warrants (right to buy) Common Stock $.001 par value (10,000) $1.85 Nov. 20, 2014 10,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 11 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Jan. 22, 2015 BOX Series B Preferred Stock→ Existing Class A Common Stock (271,070) 271,070 Indirect
Jan. 22, 2015 BOX Series C Preferred Stock→ Existing Class A Common Stock (199,219) 199,219 Direct
Jan. 22, 2015 BOX Series D-1 Preferred Stock→ Existing Class A Common Stock (62,255) 62,255 Direct
Jan. 22, 2015 BOX Series C Preferred Stock→ Existing Class A Common Stock (390,625) 390,625 Indirect
Jan. 22, 2015 BOX Series D Preferred Stock→ Existing Class A Common Stock (158,133) 158,133 Direct
Jan. 22, 2015 BOX Series D-1 Preferred Stock→ Existing Class A Common Stock (124,511) 124,511 Direct
Jan. 22, 2015 BOX Series D-2 Preferred Stock→ Existing Class A Common Stock (220,751) 220,751 Direct
Jan. 22, 2015 BOX Series E Preferred Stock→ Existing Class A Common Stock (38,183) 38,183 Direct
Nov. 30, 2009 HTGC Common Stock, par value $0.00001 per share 67,294,751 Indirect
Nov. 30, 2009 HTGC Warrant (right to buy)→ Common Stock par value $0.00001 per share (250,000) 250,000 Direct
Nov. 30, 2009 HTGC Warrant (right to buy)→ Common Stock par value $0.00001 per share (16,823,688) 16,823,688 Indirect