Herndon Daniel R

Activist

First SEC filing: Oct. 21, 2025 · Latest: Oct. 21, 2025

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

HFBL buying Dec. 15, 2011

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 35 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

35 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Oct. 26, 2019	HFBL	F	357	$33.03	$11,792	81,379 Direct	-0.44%	Disposed	45.8% (price as of 2026-08-20)
Dec. 10, 2018	HFBL	D	2,000	$31.50	$63,000	81,736 Direct	-2.39%	Disposed	52.9% (price as of 2026-08-20)
Oct. 26, 2018	HFBL	F	357	$31.41	$11,213	83,736 Direct	-0.42%	Disposed	53.3% (price as of 2026-08-20)
Oct. 26, 2017	HFBL	F	325	$26.45	$8,596	84,093 Direct	-0.38%	Disposed	82.1% (price as of 2026-08-20)
Jan. 31, 2017	HFBL	F	832	$27.66	$23,013	84,418 Direct	-0.98%	Disposed	74.1% (price as of 2026-08-20)
Feb. 22, 2016	HFBL	M	151	$14.70	$2,220	85,250 Direct	+0.18%	Acquired	227.6% (price as of 2026-08-20)
Feb. 22, 2016	HFBL	M	151	—	—	27,707 Direct	-0.54%	Disposed	(price as of 2026-08-20)
Jan. 31, 2016	HFBL	F	835	$22.00	$18,370	85,099 Direct	-0.97%	Disposed	118.9% (price as of 2026-08-20)
Oct. 27, 2015	HFBL	M	1,320	—	—	27,858 Direct	-4.52%	Disposed	(price as of 2026-08-20)
Oct. 27, 2015	HFBL	M	1,320	$14.70	$19,404	85,934 Direct	+1.56%	Acquired	227.6% (price as of 2026-08-20)
Oct. 26, 2015	HFBL	A	8,000	—	—	8,000 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 26, 2015	HFBL	A	5,000	—	—	84,614 Direct	+6.28%	Acquired	(price as of 2026-08-20)
May 6, 2015	HFBL	M	7,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 6, 2015	HFBL	M	7,000	$10.82	$75,740	79,614 Direct	+9.64%	Acquired	345.1% (price as of 2026-08-20)
Feb. 6, 2015	HFBL	M	5,000	—	—	7,000 Direct	-41.67%	Disposed	(price as of 2026-08-20)
Feb. 6, 2015	HFBL	M	5,000	$10.82	$54,100	72,614 Direct	+7.39%	Acquired	345.1% (price as of 2026-08-20)
Sept. 10, 2014	HFBL	M	1,128	—	—	12,000 Direct	-8.59%	Disposed	(price as of 2026-08-20)
Sept. 10, 2014	HFBL	M	1,128	$10.82	$12,205	67,614 Direct	+1.70%	Acquired	345.1% (price as of 2026-08-20)
June 11, 2014	HFBL	M	10,000	—	—	13,128 Direct	-43.24%	Disposed	(price as of 2026-08-20)
June 11, 2014	HFBL	M	10,000	$10.82	$108,200	56,106 Direct	+21.69%	Acquired	345.1% (price as of 2026-08-20)
May 19, 2014	HFBL	J	10,380	—	—	66,486 Direct	+18.50%	Acquired	(price as of 2026-08-20)
Jan. 31, 2014	HFBL	F	864	$17.60	$15,206	46,106 Direct	-1.84%	Disposed	173.6% (price as of 2026-08-20)
Jan. 31, 2013	HFBL	F	883	$17.50	$15,452	46,970 Direct	-1.85%	Disposed	175.2% (price as of 2026-08-20)
Nov. 16, 2012	HFBL	M	6,500	—	—	23,128 Direct	-21.94%	Disposed	(price as of 2026-08-20)
Nov. 16, 2012	HFBL	M	6,500	$10.82	$70,330	47,853 Direct	+15.72%	Acquired	345.1% (price as of 2026-08-20)
Nov. 16, 2012	HFBL	M	6,500	$10.82	$70,330	47,853 Direct	+15.72%	Acquired	345.1% (price as of 2026-08-20)
Nov. 15, 2012	HFBL	M	370	—	—	29,258 Direct	-1.25%	Disposed	(price as of 2026-08-20)
Aug. 29, 2012	HFBL	M	10,000	—	—	29,628 Direct	-25.23%	Disposed	(price as of 2026-08-20)
Aug. 29, 2012	HFBL	M	10,000	$10.82	$108,200	41,353 Direct	+31.89%	Acquired	345.1% (price as of 2026-08-20)
Aug. 29, 2012	HFBL	M	10,000	—	—	29,628 Direct	+50.95%	Acquired	(price as of 2026-08-20)
Aug. 29, 2012	HFBL	M	10,000	$10.82	$108,200	41,353 Direct	+31.89%	Acquired	345.1% (price as of 2026-08-20)
March 16, 2012	HFBL	W	4,555	—	—	4,555 Indirect	—	Acquired	(price as of 2026-08-20)
Jan. 31, 2012	HFBL	A	29,178	—	—	29,178 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 31, 2012	HFBL	A	11,671	—	—	31,353 Direct	+59.30%	Acquired	(price as of 2026-08-20)
Dec. 15, 2011	HFBL	P	300	$13.75	$4,125	20,761 Indirect	+1.47%	Acquired	250.3% (price as of 2026-08-20)
Aug. 22, 2011	HFBL	P	500	$13.49	$6,745	19,682 Direct	+2.61%	Acquired	257.0% (price as of 2026-08-20)
Aug. 19, 2011	HFBL	P	400	$13.75	$5,500	19,182 Direct	+2.13%	Acquired	250.3% (price as of 2026-08-20)
Aug. 18, 2011	HFBL	P	250	$13.75	$3,438	18,782 Direct	+1.35%	Acquired	250.3% (price as of 2026-08-20)
Aug. 16, 2011	HFBL	P	200	$13.50	$2,700	18,532 Direct	+1.09%	Acquired	256.7% (price as of 2026-08-20)
Aug. 12, 2011	HFBL	P	500	$13.50	$6,750	18,332 Direct	+2.80%	Acquired	256.7% (price as of 2026-08-20)
Aug. 11, 2011	HFBL	P	400	$13.50	$5,400	17,832 Direct	+2.29%	Acquired	256.7% (price as of 2026-08-20)
Dec. 22, 2010	HFBL	P	7,000	$10.00	$70,000	17,432 Direct	+67.10%	Acquired	381.6% (price as of 2026-08-20)
Dec. 22, 2010	HFBL	P	7,000	$10.00	$70,000	7,000 Indirect	—	Acquired	381.6% (price as of 2026-08-20)
Jan. 25, 2010	HFBL	I	2,826	$11.85	$33,488	24,354 Indirect	+13.13%	Acquired	306.4% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 22, 2016	HFBL	Employee Stock Option (Right to Buy)	Common Stock (151)	$14.70	Jan. 31, 2022	151	Disposed
Oct. 27, 2015	HFBL	Employee Stock Option (Right to Buy)	Common Stock (1,320)	$14.70	Jan. 31, 2022	1,320	Disposed
Oct. 26, 2015	HFBL	Employee Stock Option (Right to Buy)	Common Stock (8,000)	$23.00	Oct. 26, 2025	8,000	Acquired
May 6, 2015	HFBL	Employee Stock Option (Right to Buy)	Common Stock (7,000)	$10.82	Aug. 18, 2015	7,000	Disposed
Feb. 6, 2015	HFBL	Employee Stock Option (Right to Buy)	Common Stock (5,000)	$10.82	Aug. 18, 2015	5,000	Disposed
Sept. 10, 2014	HFBL	Employee Stock Option (Right to Buy)	Common Stock (1,128)	$10.82	Aug. 18, 2015	1,128	Disposed
June 11, 2014	HFBL	Employee Stock Option (Right to Buy)	Common Stock (10,000)	$10.82	Aug. 18, 2015	10,000	Disposed
Nov. 16, 2012	HFBL	Employee Stock Option (Right to Buy)	Common Stock	$10.82	Aug. 18, 2015	6,500	Disposed
Nov. 15, 2012	HFBL	Employee Stock Option (Right to Buy)	Common Stock (370)	$10.82	Aug. 18, 2015	370	Disposed
Aug. 29, 2012	HFBL	Employee Stock Option (Right to Buy)	Common Stock (10,000)	$10.82	Aug. 18, 2015	10,000	Disposed
Aug. 29, 2012	HFBL	Employee Stock Option (Right to Buy)	Common Stock (10,000)	$10.82	Aug. 18, 2015	10,000	Acquired
Jan. 31, 2012	HFBL	Employee Stock Option (Right to Buy)	Common Stock (29,178)	$14.70	Jan. 31, 2022	29,178	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 21, 2010	HFBL	Common Stock	0	Direct