Insider at

04

Insider transactions

05
2 buys (P) 0 sells (S) Net: $512,673 + 24 non-open-market transactions below Avg return of open purchases vs now: -20.2% last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

24 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
May 12, 2026 PSN P 6,754 $51.54 $348,101 39,918 Direct +20.37% Acquired -20.9% (price as of 2026-10-02)
May 12, 2026 PSN P 3,246 $50.70 $164,572 33,164 Direct +10.85% Acquired -19.5% (price as of 2026-10-02)
March 27, 2025 RFIL P 5,000 $4.68 $23,400 96,953 Direct +5.44% Acquired 79.5% (price as of 2026-10-02)
March 27, 2025 RFIL P 10,000 $4.74 $47,400 106,953 Direct +10.31% Acquired 77.2% (price as of 2026-10-02)
Oct. 15, 2024 RFIL P 7,009 $4.00 $28,036 91,953 Direct +8.25% Acquired 110.0% (price as of 2026-10-02)
Oct. 4, 2024 RFIL P 8,815 $4.07 $35,877 84,944 Direct +11.58% Acquired 106.4% (price as of 2026-10-02)
Oct. 3, 2024 RFIL P 100 $3.95 $395 76,129 Direct +0.13% Acquired 112.7% (price as of 2026-10-02)
Oct. 2, 2024 RFIL P 8,800 $3.97 $34,936 76,029 Direct +13.09% Acquired 111.6% (price as of 2026-10-02)
Oct. 1, 2024 RFIL P 10,000 $4.00 $40,000 67,229 Direct +17.47% Acquired 110.0% (price as of 2026-10-02)
Sept. 30, 2024 RFIL P 5,000 $3.94 $19,700 57,229 Direct +9.57% Acquired 113.2% (price as of 2026-10-02)
Sept. 27, 2024 RFIL P 220 $3.69 $812 52,229 Direct +0.42% Acquired 127.6% (price as of 2026-10-02)
Oct. 3, 2023 RFIL P 1,517 $2.83 $4,293 710,088 Indirect +0.21% Acquired 196.8% (price as of 2026-10-02)
Oct. 2, 2023 RFIL P 454 $2.93 $1,330 708,571 Indirect +0.06% Acquired 186.7% (price as of 2026-10-02)
Sept. 29, 2023 RFIL P 8,000 $3.01 $24,080 708,117 Indirect +1.14% Acquired 179.1% (price as of 2026-10-02)
Sept. 27, 2023 RFIL P 57,042 $2.70 $154,013 700,117 Indirect +8.87% Acquired 211.1% (price as of 2026-10-02)
Sept. 26, 2023 RFIL P 13,723 $2.57 $35,268 643,075 Indirect +2.18% Acquired 226.8% (price as of 2026-10-02)
April 14, 2023 RFIL P 200 $4.25 $850 629,352 Indirect +0.03% Acquired 97.6% (price as of 2026-10-02)
April 13, 2023 RFIL P 1,182 $4.20 $4,964 629,152 Indirect +0.19% Acquired 100.0% (price as of 2026-10-02)
April 12, 2023 RFIL P 1,920 $4.19 $8,045 627,970 Indirect +0.31% Acquired 100.5% (price as of 2026-10-02)
April 11, 2023 RFIL P 10,000 $4.19 $41,900 626,050 Indirect +1.62% Acquired 100.5% (price as of 2026-10-02)
March 31, 2023 RFIL P 19,521 $4.33 $84,526 616,050 Indirect +3.27% Acquired 94.0% (price as of 2026-10-02)
March 30, 2023 RFIL P 2,227 $4.22 $9,398 596,529 Indirect +0.37% Acquired 99.1% (price as of 2026-10-02)
March 29, 2023 RFIL P 100 $4.25 $425 594,302 Indirect +0.02% Acquired 97.6% (price as of 2026-10-02)
March 28, 2023 RFIL P 1,000 $4.20 $4,200 594,202 Indirect +0.17% Acquired 100.0% (price as of 2026-10-02)
March 22, 2023 RFIL P 2,544 $4.15 $10,558 593,202 Indirect +0.43% Acquired 102.4% (price as of 2026-10-02)
March 20, 2023 RFIL P 13,352 $4.24 $56,612 590,658 Indirect +2.31% Acquired 98.1% (price as of 2026-10-02)
March 17, 2023 RFIL P 5,000 $4.20 $21,000 577,306 Indirect +0.87% Acquired 100.0% (price as of 2026-10-02)
March 16, 2023 RFIL P 10,000 $4.10 $41,000 572,306 Indirect +1.78% Acquired 104.9% (price as of 2026-10-02)
March 15, 2023 RFIL P 24,454 $4.06 $99,283 562,306 Indirect +4.55% Acquired 106.9% (price as of 2026-10-02)
July 8, 2022 RFIL P 10,000 $6.16 $61,600 537,852 Indirect +1.89% Acquired 36.4% (price as of 2026-10-02)
July 1, 2022 RFIL P 6,530 $6.19 $40,421 527,852 Indirect +1.25% Acquired 35.7% (price as of 2026-10-02)
June 30, 2022 RFIL P 9,854 $6.20 $61,095 521,322 Indirect +1.93% Acquired 35.5% (price as of 2026-10-02)
March 29, 2022 RFIL P 50,000 $7.20 $360,000 511,468 Indirect +10.83% Acquired 16.7% (price as of 2026-10-02)
March 29, 2022 RFIL P 50,000 $7.20 $360,000 511,468 Indirect +10.83% Acquired 16.7% (price as of 2026-10-02)
Jan. 14, 2022 RFIL P 10,200 $7.40 $75,480 461,468 Indirect +2.26% Acquired 13.5% (price as of 2026-10-02)
Jan. 13, 2022 RFIL P 9,480 $7.34 $69,583 451,268 Indirect +2.15% Acquired 14.4% (price as of 2026-10-02)
Jan. 12, 2022 RFIL P 400 $7.33 $2,932 441,788 Indirect +0.09% Acquired 14.6% (price as of 2026-10-02)
Dec. 31, 2021 RFIL P 13,480 $8.10 $109,188 441,388 Indirect +3.15% Acquired 3.7% (price as of 2026-10-02)
Dec. 30, 2021 RFIL P 20,000 $7.72 $154,400 427,908 Indirect +4.90% Acquired 8.8% (price as of 2026-10-02)
Dec. 28, 2021 RFIL P 10,557 $7.98 $84,245 407,908 Indirect +2.66% Acquired 5.3% (price as of 2026-10-02)
Dec. 27, 2021 RFIL P 3,014 $7.63 $22,997 397,351 Indirect +0.76% Acquired 10.1% (price as of 2026-10-02)
Dec. 23, 2021 RFIL P 10,000 $7.46 $74,600 394,337 Indirect +2.60% Acquired 12.6% (price as of 2026-10-02)
July 9, 2021 RFIL P 3,800 $7.57 $28,766 384,337 Indirect +1.00% Acquired 11.0% (price as of 2026-10-02)
July 8, 2021 RFIL P 11,930 $7.39 $88,163 380,537 Indirect +3.24% Acquired 13.7% (price as of 2026-10-02)
June 16, 2021 RFIL P 53,818 $7.38 $397,177 368,607 Indirect +17.10% Acquired 13.8% (price as of 2026-10-02)
April 15, 2021 RFIL P 14,700 $7.00 $102,900 314,789 Indirect +4.90% Acquired 20.0% (price as of 2026-10-02)
April 14, 2021 RFIL P 4,700 $6.99 $32,853 300,089 Indirect +1.59% Acquired 20.2% (price as of 2026-10-02)
April 13, 2021 RFIL P 25,000 $6.92 $173,000 295,389 Indirect +9.25% Acquired 21.4% (price as of 2026-10-02)
April 12, 2021 RFIL P 900 $6.75 $6,075 270,389 Indirect +0.33% Acquired 24.4% (price as of 2026-10-02)
April 9, 2021 RFIL P 1,998 $6.54 $13,067 269,489 Indirect +0.75% Acquired 28.4% (price as of 2026-10-02)
Feb. 6, 2018 TCPC P 2,014 $14.50 $29,203 74,465 Direct +2.78% Acquired -72.6% (price as of 2026-10-02)
Feb. 6, 2018 TCPC P 2,986 $14.68 $43,834 77,451 Direct +4.01% Acquired -72.9% (price as of 2026-10-02)
Oct. 10, 2014 TCPC P 2,000 $15.72 $31,440 72,451 Direct +2.84% Acquired -74.7% (price as of 2026-10-02)
Oct. 9, 2014 TCPC P 3,000 $15.87 $47,610 70,451 Direct +4.45% Acquired -74.9% (price as of 2026-10-02)
May 14, 2014 TCPC P 5,000 $15.88 $79,400 67,451 Direct +8.01% Acquired -74.9% (price as of 2026-10-02)
May 13, 2014 TCPC P 5,000 $15.85 $79,250 62,451 Direct +8.70% Acquired -74.9% (price as of 2026-10-02)
Dec. 12, 2012 TCPC P 2,702 $14.81 $40,017 57,451 Direct +4.94% Acquired -73.1% (price as of 2026-10-02)
Dec. 11, 2012 TCPC P 7,298 $14.83 $108,229 54,749 Direct +15.38% Acquired -73.2% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
April 20, 2021 PSN Restricted Stock Units Common Stock (4,790) · · 4,790 Disposed
March 31, 2021 PSN Restricted Stock Units Common Stock (1,081) · · 1,081 Disposed
April 21, 2020 PSN Restricted Stock Units Common Stock (4,790) · · 4,790 Acquired
April 1, 2020 PSN Restricted Stock Units Common Stock (1,081) · · 1,081 Acquired
Jan. 1, 2020 PSN Restricted Stock Units Common Stock (1,061) · · 1,061 Acquired
Oct. 1, 2019 PSN Restricted Stock Units Common Stock (1,123) · · 1,123 Acquired
July 15, 2019 PSN Restricted Stock Units Common Stock (1,228) · · 1,228 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Jan. 5, 2021 RFIL Common Stock 60,218 Indirect
Jan. 5, 2021 RFIL Common Stock 267,491 Indirect
May 7, 2019 PSN Phantom Stock→ Common Stock · Direct
Aug. 11, 2006 TCPC Common Shares 1,264 Direct