TCPC BlackRock TCP Capital Corp. - Closed End Fund
$4.16
Price · Aug 19, 2026
Fundamentals as of Aug 6, 2026
52W Range
$3–$7
26% of range
Analyst Rating
HOLD
9 analysts
Price Target
$4
+4% upside
P/E (TTM)
-4.0
ROE
-13.3%
Net Profit Margin
—
TCPC Stock Snapshot Price, market cap, P/E, EPS, ROE, debt/equity, 52-week range
Price
$4.16
Market Cap
$351M
P/E (TTM)
-4.0
EPS (TTM)
$-1.05
Revenue (TTM)
—
Div Yield
27.1%
ROE
-13.3%
Debt/Equity
—
52W Range
$3 – $7
TCPC Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
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10-Year Performance Revenue, net income, margins and EPS trends
Revenue & Net Income
—
EPS
$-1.05
2020-12-31
→
2025-12-31
Free Cash Flow
—
Margins
—
Valuation P/E, P/S, P/B, EV/EBITDA ratios — is the stock expensive or cheap?
Metric
5Y trend
TCPC
Peer Median
P/E (TTM)
-4.0
11.7
P/B
0.6
0.9
Profitability Gross, operating and net margins; ROE, ROA, ROIC
Metric
5Y trend
TCPC
Peer Median
ROA
-5.0%
0.96%
ROE
-13.3%
2.6%
Financial Health Debt, liquidity, solvency — balance sheet strength
Metric
5Y trend
TCPC
Peer Median
Growth Revenue, EPS and net income growth: YoY, 3Y CAGR, 5Y CAGR
Metric
5Y trend
TCPC
Peer Median
Capital Efficiency Asset turnover, inventory turnover, receivables turnover
Metric
5Y trend
TCPC
Peer Median
Payout Ratio
-107.0%
—
Dividends Yield, payout ratio, dividend history, 5Y CAGR
Dividend Yield
27.1%
Payout Ratio
-107.0%
5Y Div CAGR
—
| Ex-date | Amount |
|---|---|
| June 16, 2026 | $0.1700 |
| March 17, 2026 | $0.1700 |
| Dec. 17, 2025 | $0.2500 |
| Sept. 16, 2025 | $0.2900 |
| June 16, 2025 | $0.2900 |
| March 17, 2025 | $0.2900 |
| Dec. 17, 2024 | $0.4400 |
| Sept. 16, 2024 | $0.3400 |
| June 14, 2024 | $0.3400 |
| March 13, 2024 | $0.3400 |
| Dec. 14, 2023 | $0.5900 |
| Sept. 14, 2023 | $0.4400 |
| June 15, 2023 | $0.3400 |
| March 16, 2023 | $0.3200 |
| Dec. 28, 2022 | $0.0500 |
| Dec. 15, 2022 | $0.3200 |
| Sept. 15, 2022 | $0.3000 |
| June 15, 2022 | $0.3000 |
| March 16, 2022 | $0.3000 |
| Dec. 16, 2021 | $0.3000 |
TCPC Analyst Consensus Bullish and bearish analyst opinions, 12-month price target, upside
SELL
9 analysts
- Strong Buy 0 0.0%
- Buy 0 0.0%
- Hold 4 44.4%
- Sell 3 33.3%
- Strong Sell 2 22.2%
12-Month Price Target
3 analysts · 2026-08-15
Median
$4.00
Mean
$4.33
Now
$4.16
Low
$3.50
High
$5.50
Median target
$4.00
-3.7%
Mean target
$4.33
+4.3%
Earnings History EPS actual vs estimate, surprise %, beat rate, next earnings date
Avg Surprise
-0.01%
| Period | EPS Actual | EPS Est | Surprise |
|---|---|---|---|
| June 30, 2026 | $0.21 | $0.21 | 0.00% |
| March 31, 2026 | $0.21 | $0.19 | 0.02% |
| Dec. 31, 2025 | $0.20 | $0.26 | -0.06% |
| Sept. 30, 2025 | $0.30 | $0.30 | 0.00% |
| June 30, 2025 | $0.31 | $0.33 | -0.02% |
| March 31, 2025 | $0.36 | $0.34 | 0.02% |
Peer comparison (GICS sub-industry) Key metrics vs sector peers
| Ticker | Market Cap | P/E | Rev YoY | Net Margin | ROE | Gross Margin |
|---|---|---|---|---|---|---|
| TCPC | $463M | -5.2 | — | — | -13.3% | — |
| GLAD | $494M | 10.6 | — | — | 11.9% | — |
| CCAP | $519M | 7.8 | — | — | 4.8% | — |
| CION | $497M | — | — | — | -2.8% | — |
| HRZN | — | -107.5 | — | — | — | — |
| PSBD | $381M | 7.3 | — | — | -0.65% | — |
| SAR | — | — | — | — | — | — |
| RWAY | — | — | — | — | — | — |
| SCM | $367M | 13.3 | — | — | 7.3% | — |
Full Fundamentals All metrics by year — income statement, balance sheet, cash flow
Income Statement 8
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| SG&A Expense | $2M | $2M | $2M | $2M | $2M | · | |
| Operating Expenses | $92M | $127M | $103M | $93M | $93M | $89M | |
| Interest Income | $95M | $114M | $98M | $72M | · | · | |
| Net Income | $-89M | $-63M | $38M | $-9M | $134M | $71M | |
| EPS (Basic) | $-1.05 | $-0.79 | $0.67 | $-0.16 | $2.32 | $1.23 | |
| EPS (Diluted) | $-1.05 | $-0.79 | $0.67 | $-0.16 | $2.32 | $1.23 | |
| Shares (Basic) | 84,988,524 | 79,670,868 | 57,767,264 | 57,767,264 | 57,767,264 | 57,991,233 | |
| Shares (Diluted) | 84,988,524 | 79,670,868 | 57,767,264 | 57,767,264 | 57,767,264 | 57,991,233 |
Balance Sheet 10
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Cash & Equivalents | $61M | $92M | $112M | $82M | $20M | · | |
| Total Assets | $1.65B | $1.92B | $1.70B | $1.72B | $1.89B | · | |
| Total Liabilities | $1.05B | $1.14B | $1.01B | $973M | $1.06B | · | |
| Long-term Debt | $1.04B | $1.12B | $985M | $944M | $1.01B | · | |
| Common Stock | $84.6K | $85.1K | $57.8K | $57.8K | $57.8K | · | |
| Paid-in Capital | · | $3M | $3M | $3M | · | · | |
| Retained Earnings | $-1.13B | $-946M | $-280M | $-221M | · | · | |
| Stockholders' Equity | $598M | $785M | $688M | $747M | $829M | $765M | |
| Liabilities + Equity | $1.65B | $1.92B | $1.70B | $1.72B | $1.89B | · | |
| Shares Outstanding | 84,564,578 | 85,080,447 | 57,767,264 | 57,767,264 | 57,767,264 | · |
Cash Flow 7
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Operating Cash Flow | $155M | $293M | $92M | $204M | $-83M | $122M | |
| Stock Repurchased | $3M | $5M | $0 | $0 | · | · | |
| Net Stock Activity | $-3M | $-5M | · | · | · | · | |
| Dividends Paid | $95M | $123M | $101M | $70M | $69M | $77M | |
| Financing Cash Flow | $-185M | $-314M | $-63M | $-141M | $82M | $-147M | |
| Net Change in Cash | $-31M | $-21M | $30M | $63M | $-454.3K | $-25M | |
| Taxes Paid | $478.2K | $165.5K | $48.6K | $0 | $0 | · |
Profitability 2
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| ROA | -5.0% | -3.5% | 2.2% | · | · | · | |
| ROE | -13.3% | -7.6% | 5.4% | · | · | · |
Growth Rates 5
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| EPS YoY | · | · | · | · | 88.6% | · | |
| EPS CAGR 3Y | · | · | -18.3% | · | · | · | |
| Net Income YoY | · | · | · | · | 87.5% | · | |
| Net Income CAGR 3Y | · | · | -18.6% | · | · | · | |
| Dividend CAGR 5Y | 4.4% | · | · | · | · | · |
Valuation (TTM) 10
| Metric | Trend | 2025 | 2024 | 2023 | 2022 | 2021 | 2020 |
|---|---|---|---|---|---|---|---|
| Net Income TTM | $-89M | $-63M | $38M | $-9M | $134M | $71M | |
| Market Cap | $463M | $741M | $667M | · | · | · | |
| P/E | -5.2 | -11.0 | 17.2 | -80.9 | 5.8 | 9.1 | |
| P/B | 0.8 | 0.9 | 1.0 | · | · | · | |
| P / Tangible Book | 0.8 | 0.9 | 1.0 | 1.0 | · | · | |
| P / Cash Flow | 3.0 | 2.5 | 7.2 | · | · | · | |
| Dividend Yield | 20.6% | 16.5% | 15.1% | · | · | · | |
| Earnings Yield | -19.2% | -9.1% | 5.8% | -1.2% | 17.2% | 10.9% | |
| Payout Ratio | -107.0% | -194.1% | 261.2% | · | · | · | |
| Annual Payout | $95M | $123M | $101M | $70M | $69M | $77M |
Income Statement 7
| Metric | Trend | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SG&A Expense | $409.9K | $499.8K | $356.9K | $414.9K | $509.9K | $641.5K | $686.8K | $547.5K | $594.2K | $561.0K | $357.9K | $357.8K | $376.5K | · | · | |
| Operating Expenses | $22M | $24M | $21M | $23M | $24M | $24M | $27M | $37M | $36M | $27M | $26M | $26M | $25M | $24M | $23M | |
| Net Income | $2M | $-16M | $-118M | $24M | $-16M | $21M | $-39M | $22M | $-51M | $5M | $13M | $16M | $23M | $26M | $-128.1K | |
| EPS (Basic) | $0.02 | $-0.19 | $-1.40 | $0.29 | $-0.19 | $0.25 | $-0.52 | $0.25 | $-0.60 | $0.08 | $0.25 | $0.28 | $0.39 | $0.45 | $0.00 | |
| EPS (Diluted) | $0.02 | $-0.19 | $-1.40 | $0.29 | $-0.19 | $0.25 | $-0.52 | $0.25 | $-0.60 | $0.08 | $0.25 | $0.28 | $0.39 | $0.45 | $0.00 | |
| Shares (Basic) | 83,915,423 | 84,334,975 | -170,166,377 | 85,034,351 | 85,042,931 | 85,077,619 | -153,559,259 | 85,591,134 | 85,591,134 | 62,047,859 | 57,767,264 | 57,767,264 | 57,767,264 | 57,767,264 | 57,767,264 | |
| Shares (Diluted) | 83,915,423 | 84,334,975 | -170,166,377 | 85,034,351 | 85,042,931 | 85,077,619 | -153,559,259 | 85,591,134 | 85,591,134 | 62,047,859 | 57,767,264 | 57,767,264 | 57,767,264 | 57,767,264 | 57,767,264 |
Balance Sheet 10
| Metric | Trend | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Cash & Equivalents | $158M | $93M | $61M | $61M | $107M | · | $92M | · | $195M | $121M | $92M | $123M | $99M | $106M | · | |
| Total Assets | $1.48B | $1.51B | $1.65B | $1.81B | $1.94B | $1.90B | $1.92B | $2.05B | $2.22B | $2.28B | $1.72B | $1.79B | $1.79B | $1.81B | · | |
| Total Liabilities | $924M | $944M | $1.05B | $1.07B | $1.20B | $1.12B | $1.14B | $1.18B | $1.35B | $1.33B | $984M | $1.05B | $1.04B | $996M | · | |
| Long-term Debt | $911M | $926M | $1.04B | $1.05B | $1.17B | $1.10B | $1.12B | $1.16B | $1.32B | $1.30B | $970M | $1.02B | $1.02B | $984M | · | |
| Common Stock | $83.9K | $84.1K | $84.6K | $85.0K | $85.0K | $85.1K | $85.1K | $85.6K | $85.6K | $85.6K | $57.8K | $57.8K | $57.8K | $57.8K | · | |
| Paid-in Capital | · | · | · | · | · | · | · | $3M | $3M | $3M | $3M | $3M | $3M | $3M | · | |
| Retained Earnings | $-1.18B | $-1.16B | $-1.13B | $-991M | $-990M | $-950M | $-946M | $-383M | $-375M | $-295M | $-233M | $-220M | · | · | · | |
| Stockholders' Equity | $552M | $565M | $598M | $740M | $740M | $781M | $785M | $866M | $873M | $953M | $735M | $748M | $751M | $816M | · | |
| Liabilities + Equity | $1.48B | $1.51B | $1.65B | $1.81B | $1.94B | $1.90B | $1.92B | $2.05B | $2.22B | $2.28B | $1.72B | $1.79B | $1.79B | $1.81B | · | |
| Shares Outstanding | 83,902,775 | 84,059,145 | 84,564,578 | 85,011,001 | 85,036,467 | 85,077,297 | 85,080,447 | 85,591,134 | 85,591,134 | 85,591,134 | 57,767,264 | 57,767,264 | 57,767,264 | 57,767,264 | · |
Cash Flow 7
| Metric | Trend | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Operating Cash Flow | $96M | $159M | $41M | $104M | $-42M | $53M | $72M | $102M | $86M | $33M | $47M | $46M | $-40M | $132M | $10M | |
| Stock Repurchased | $590.5K | $2M | $3M | $162.7K | $274.5K | $26.9K | $5M | $0 | $0 | $0 | · | · | · | · | · | |
| Net Stock Activity | · | $-2M | · | · | · | $-26.9K | · | · | · | · | · | · | · | · | · | |
| Dividends Paid | $14M | $14M | $21M | $25M | $25M | $25M | $37M | $29M | $29M | $7M | $25M | $20M | $21M | $17M | $17M | |
| Financing Cash Flow | $-32M | $-127M | $-40M | $-150M | $50M | $-45M | $-84M | $-192M | $-12M | $-25M | $-78M | $-22M | $57M | $-76M | $-4M | |
| Net Change in Cash | $64M | $32M | $81.2K | $-46M | $8M | $8M | $-13M | $-90M | $74M | $8M | $-31M | $24M | $16M | $56M | $6M | |
| Taxes Paid | $0 | $683.6K | $0 | $0 | $0 | $478.2K | $0 | $0 | $0 | $165.5K | $13.2K | $0 | $35.4K | $0 | $0 |
Profitability 2
| Metric | Trend | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ROA | 0.10% | -0.96% | · | 1.3% | -0.77% | 1.0% | · | 1.1% | -2.6% | 0.25% | 0.73% | 1.8% | 2.5% | 2.9% | · | |
| ROE | 0.27% | -2.4% | · | 3.0% | -2.0% | 2.4% | · | 2.7% | -6.3% | 0.59% | 1.7% | 4.3% | 6.0% | 6.4% | · |
Valuation (TTM) 8
| Metric | Trend | Q2 2026 | Q1 2026 | Q4 2025 | Q3 2025 | Q2 2025 | Q1 2025 | Q4 2024 | Q3 2024 | Q2 2024 | Q1 2024 | Q3 2023 | Q2 2023 | Q1 2023 | Q3 2022 | Q4 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Net Income TTM | $-6M | $13M | · | $51M | $-25M | $-4M | · | $-12M | $-17M | $57M | $78M | $65M | $61M | $49M | · | |
| Market Cap | $282M | $303M | · | $527M | $655M | $681M | · | $710M | $924M | $893M | $678M | $630M | $595M | $631M | · | |
| P/E | -48.0 | 22.6 | · | 10.3 | -26.6 | -400.5 | · | -414.5 | 1080.0 | 10.4 | 8.6 | 9.7 | 9.7 | 12.7 | · | |
| P/B | 0.5 | 0.5 | · | 0.7 | 0.9 | 0.9 | · | 0.8 | 1.1 | 0.9 | 0.9 | 0.8 | 0.8 | 0.8 | · | |
| P / Tangible Book | 0.5 | 0.5 | · | 0.7 | 0.9 | 0.9 | · | 0.8 | 1.1 | 0.9 | 0.9 | 0.8 | 0.8 | 0.8 | · | |
| P / Cash Flow | · | 1.9 | · | · | · | 13.0 | · | · | · | 26.7 | · | · | -14.7 | · | · | |
| Earnings Yield | -2.1% | 4.4% | · | 9.7% | -3.8% | -0.25% | · | -0.24% | 0.09% | 9.6% | 11.7% | 10.3% | 10.3% | 7.9% | · | |
| Payout Ratio | · | -87.8% | · | · | · | 118.1% | · | · | · | 531.9% | · | · | 94.1% | · | · |
Financial Statements Income statement, balance sheet, cash flow — annual, last 5 years
Income Statement
| 2025-12-31 | 2024-12-31 | 2023-12-31 | 2022-12-31 | 2021-12-31 | |
|---|---|---|---|---|---|
| Net Income | $-89M | $-63M | $38M | $-9M | $134M |
| Diluted EPS | $-1.05 | $-0.79 | $0.67 | $-0.16 | $2.32 |
Latest News Recent headlines mentioning this company
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Institutional owners (13F) 127 filers · $63.1M total · As of June 30, 2026
Institutions that report holding this stock in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
Institutional activity — Q2 2026 vs prior quarter
| New positions | Exited positions | Increased | Decreased | Net shares change |
|---|---|---|---|---|
| 29 (-1 vs prior Q) | 26 (-8 vs prior Q) | 33 (+9 vs prior Q) | 25 (-2 vs prior Q) | +2.0M |
Compared to Q1 2026. SEC Form 13F filings are due within 45 days of quarter-end plus a short buffer for late filers — quarters still inside that window are skipped in favor of the most recent fully-reported pair.
| Institution | Value | Shares | % of tracked 13F | Type |
|---|---|---|---|---|
| Next Capital Management LLC | $10,517,758 | 3,130,285 | 16.67% | Shares |
| Invesco Ltd. | $7,981,845 | 2,375,549 | 12.65% | Shares |
| VAN ECK ASSOCIATES CORP | $5,692,808 | 1,694,288 | 9.03% | Shares |
| TWO SIGMA ADVISERS, LP | $5,249,023 | 959,602 | 8.32% | Shares |
| VICTORY CAPITAL MANAGEMENT INC | $4,537,152 | 1,350,343 | 7.19% | Shares |
| ARES MANAGEMENT LLC | $3,544,031 | 1,054,771 | 5.62% | Shares |
| TRANSCEND CAPITAL ADVISORS, LLC | $3,020,938 | 899,089 | 4.79% | Shares |
| Callodine Capital Management, LP | $2,359,506 | 702,234 | 3.74% | Shares |
| Legal & General Group Plc | $2,244,766 | 669,081 | 3.56% | Shares |
| BARINGS LLC | $1,988,475 | 591,808 | 3.15% | Shares |
| Advisors Asset Management, Inc. | $1,197,773 | 137,517 | 1.90% | Shares |
| BANK OF AMERICA CORP /DE/ | $1,173,315 | 349,201 | 1.86% | Shares |
| TWO SIGMA INVESTMENTS, LP | $1,116,854 | 332,397 | 1.77% | Shares |
| GatePass Capital, LLC | $951,115 | 283,070 | 1.51% | Shares |
| Sumitomo Mitsui Trust Group, Inc. | $939,137 | 279,505 | 1.49% | Shares |
| Muzinich & Co., Inc. | $939,136 | 279,505 | 1.49% | Shares |
| Alpine Global Management, LLC | $886,066 | 263,710 | 1.40% | Shares |
| Virtus Investment Advisers, LLC | $869,665 | 258,829 | 1.38% | Shares |
| LOOMIS SAYLES & CO L P | $823,200 | 245,000 | 1.31% | Shares |
| Sunbelt Securities, Inc. | $368,109 | 101,969 | 0.58% | Shares |
| ROMANO BROTHERS AND COMPANY | $338,167 | 100,645 | 0.54% | Shares |
| LPL Financial LLC | $301,932 | 89,861 | 0.48% | Shares |
| United Advisor Group, LLC | $301,520 | 89,738 | 0.48% | Shares |
| Ethos Financial Group, LLC | $301,204 | 89,644 | 0.48% | Shares |
| Squarepoint Ops LLC | $299,020 | 88,994 | 0.47% | Shares |
| Almitas Capital LLC | $285,600 | 85,000 | 0.45% | Shares |
| Cetera Investment Advisers | $285,288 | 84,907 | 0.45% | Shares |
| WOLVERINE TRADING, LLC | $197,676 | 32,300 | 0.31% | Put option |
| Closed-End Fund Advisors, Inc. | $196,604 | 58,513 | 0.31% | Shares |
| D.A. DAVIDSON & CO. | $177,137 | 52,719 | 0.28% | Shares |
| Universal- Beteiligungs- und Servicegesellschaft mbH | $174,384 | 51,900 | 0.28% | Shares |
| INDEPENDENT FINANCIAL GROUP, LLC | $170,050 | 50,610 | 0.27% | Shares |
| OSAIC HOLDINGS, INC. | $168,763 | 50,222 | 0.27% | Shares |
| Greenland Capital Management LP | $168,000 | 50,000 | 0.27% | Put option |
| Van Hulzen Asset Management, LLC | $159,600 | 47,500 | 0.25% | Shares |
| TWO SIGMA SECURITIES, LLC | $145,243 | 43,227 | 0.23% | Shares |
| MILLENNIUM MANAGEMENT LLC | $145,152 | 43,200 | 0.23% | Shares |
| Arkadios Wealth Advisors | $137,330 | 40,872 | 0.22% | Shares |
| CITADEL ADVISORS LLC | $136,896 | 40,743 | 0.22% | Shares |
| Curated Wealth Partners LLC | $129,652 | 38,587 | 0.21% | Shares |
| Sanctuary Wealth Management, L.L.C. | $125,084 | 14,361 | 0.20% | Shares |
| WOLVERINE TRADING, LLC | $114,934 | 18,780 | 0.18% | Shares |
| ENVESTNET ASSET MANAGEMENT INC | $112,302 | 33,423 | 0.18% | Shares |
| RAYMOND JAMES FINANCIAL INC | $112,121 | 33,369 | 0.18% | Shares |
| H D Vest Advisory Services | $99,500 | 12,922 | 0.16% | Shares |
| Compound Planning, Inc. | $95,835 | 28,522 | 0.15% | Shares |
| Mallini Complete Financial Planning LLC | $85,248 | 25,371 | 0.14% | Shares |
| Pathstone Holdings, LLC | $84,692 | 25,206 | 0.13% | Shares |
| SMH CAPITAL ADVISORS INC | $83,049 | 24,717 | 0.13% | Shares |
| Catalyst Capital Advisors LLC | $83,049 | 24,717 | 0.13% | Shares |
| M&T Bank Corp | $81,050 | 24,122 | 0.13% | Shares |
| Creative Planning | $80,634 | 23,998 | 0.13% | Shares |
| US BANCORP \DE\ | $71,669 | 21,330 | 0.11% | Shares |
| EIGHT 31 FINANCIAL, LLC | $69,986 | 20,829 | 0.11% | Shares |
| COMMONWEALTH EQUITY SERVICES, LLC | $63,380 | 18,864 | 0.10% | Shares |
| Jain Global LLC | $53,424 | 15,900 | 0.08% | Shares |
| Significant Wealth Partners LLC | $48,441 | 14,417 | 0.08% | Shares |
| OPPENHEIMER & CO INC | $48,048 | 14,300 | 0.08% | Shares |
| Prospera Financial Services Inc | $47,718 | 14,200 | 0.08% | Shares |
| Ignite Planners, LLC | $47,496 | 14,136 | 0.08% | Shares |
| HighTower Advisors, LLC | $47,423 | 14,114 | 0.08% | Shares |
| CITADEL ADVISORS LLC | $46,032 | 13,700 | 0.07% | Put option |
| IMC-Chicago, LLC | $44,691 | 13,301 | 0.07% | Shares |
| Cerity Partners LLC | $43,680 | 13,000 | 0.07% | Shares |
| Accel Wealth Management | $43,320 | 12,000 | 0.07% | Shares |
| STIFEL FINANCIAL CORP | $42,269 | 12,580 | 0.07% | Shares |
| WealthTrust Axiom LLC | $42,000 | 12,500 | 0.07% | Shares |
| Integras Partners LLC | $42,000 | 12,500 | 0.07% | Shares |
| Schonfeld Strategic Advisors LLC | $41,664 | 12,400 | 0.07% | Shares |
| Bogart Wealth, LLC | $39,688 | 11,812 | 0.06% | Shares |
| WELLS FARGO & COMPANY/MN | $39,120 | 11,643 | 0.06% | Shares |
| JOURNEY STRATEGIC WEALTH LLC | $39,082 | 10,826 | 0.06% | Shares |
| JANE STREET GROUP, LLC | $36,288 | 10,800 | 0.06% | Put option |
| MORGAN STANLEY | $33,603 | 10,001 | 0.05% | Shares |
| BRIGHTON JONES LLC | $33,600 | 10,000 | 0.05% | Shares |
| Steward Partners Investment Advisory, LLC | $32,219 | 9,589 | 0.05% | Shares |
| BNP PARIBAS FINANCIAL MARKETS | $29,733 | 8,849 | 0.05% | Shares |
| VSM Wealth Advisory, LLC | $24,697 | 7,350 | 0.04% | Shares |
| CIBC Private Wealth Group LLC | $19,592 | 3,160 | 0.03% | Shares |
| Spire Wealth Management | $17,355 | 5,165 | 0.03% | Shares |
| MERCER GLOBAL ADVISORS INC /ADV | $15,547 | 4,627 | 0.02% | Shares |
| COMERICA BANK | $9,283 | 1,697 | 0.01% | Shares |
| Triumph Capital Management | $8,457 | 2,517 | 0.01% | Shares |
| Wilmington Savings Fund Society, FSB | $6,720 | 2,000 | 0.01% | Shares |
| Burk Holdings LLC | $6,196 | 1,844 | 0.01% | Shares |
| JONES FINANCIAL COMPANIES LLLP | $5,881 | 1,815 | 0.01% | Shares |
| FIFTH THIRD BANCORP | $5,702 | 1,697 | 0.01% | Shares |
| Caitong International Asset Management Co., Ltd | $5,406 | 1,609 | 0.01% | Shares |
| NewEdge Advisors, LLC | $4,482 | 1,334 | 0.01% | Shares |
| Arax Advisory Partners | $4,049 | 1,205 | 0.01% | Shares |
| HARBOUR INVESTMENTS, INC. | $3,856 | 1,148 | 0.01% | Shares |
| UBS Group AG | $3,767 | 1,121 | 0.01% | Shares |
| PNC Financial Services Group, Inc. | $3,360 | 1,000 | 0.01% | Shares |
| ROYAL BANK OF CANADA | $3,000 | 919 | 0.00% | Shares |
| Axiom Investment Management LLC | $2,587 | 770 | 0.00% | Shares |
| EverSource Wealth Advisors, LLC | $2,520 | 750 | 0.00% | Shares |
| Institute for Wealth Management, LLC. | $2,242 | 667 | 0.00% | Shares |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $2,093 | 623 | 0.00% | Shares |
| Cassaday & Co Wealth Management LLC | $2,016 | 600 | 0.00% | Shares |
| ESL Trust Services, LLC | $2,016 | 600 | 0.00% | Shares |
Company insiders 22 insiders · 8 officers · 7 directors
| Insider | Role | Last activity | Shares owned | Buys 12m | Sells 12m | Net 12m |
|---|---|---|---|---|---|---|
| Philip M Tseng | Director and CEO | March 21, 2025 P | 38,587 | 0 | 0 | $0 |
| Rajneesh Vig | CEO and Chairman of the Board | Aug. 29, 2024 P | 130,930 | 0 | 0 | $0 |
| Erik L. Cuellar | CFO | March 6, 2026 P | 2,000 | 1 | 0 | $6,755 |
| Jason Mehring | President | March 6, 2026 P | 29,208 | 1 | 0 | $25,090 |
| Patrick Wolfe | Chief Operating Officer | March 13, 2026 P | 16,086 | 3 | 0 | $32,494 |
| Nik Singhal | Chief Operating Officer | March 18, 2024 A | 2,769 | 0 | 0 | $0 |
| August Daniel Worrell | Co-Chief Investment Officer | March 10, 2026 P | 113,500 | 2 | 0 | $305,600 |
| Michael E Leitner | Authorized Person | Jan. 31, 2020 A | 24,400 | 0 | 0 | $0 |
| Karen L Leets | Director | May 13, 2025 P | 7,680 | 0 | 0 | $0 |
| Andrea Petro | Director | June 7, 2024 P | 11,823 | 0 | 0 | $0 |
| Maureen K Usifer | Director | March 18, 2024 A | 20,997 | 0 | 0 | $0 |
| John R Baron | Director | March 18, 2024 A | 8,404 | 0 | 0 | $0 |
| Eric John Draut | Director | March 7, 2024 P | 57,000 | 0 | 0 | $0 |
| Karyn Leigh Williams | — | Nov. 30, 2021 P | 875 | 0 | 0 | $0 |
| Howard Levkowitz | — | Nov. 11, 2020 P | 186,318 | 0 | 0 | $0 |
| Kathleen A Corbet | — | Aug. 27, 2020 P | 10,000 | 0 | 0 | $0 |
| Paul L Davis | — | March 16, 2020 P | 28,500 | 0 | 0 | $0 |
| Brian F Wruble | — | Feb. 28, 2020 P | 10,000 | 0 | 0 | $0 |
| Holdsworth Mark Keith | — | Feb. 6, 2018 P | 77,451 | 0 | 0 | $0 |
| Peter E Schwab | — | Dec. 18, 2015 P | 8,500 | 0 | 0 | $0 |
| Todd Jaquez-Fissori | — | May 13, 2014 P | 1,200 | 0 | 0 | $0 |
| Franklin Johnson | — | May 13, 2014 P | 18,866 | 0 | 0 | $0 |
Insiders from SEC Form 3/4/5 filings; net = open-market P/S only
Activists & 5%+ owners 2 positions
Investors who filed SEC Schedule 13D — beneficial ownership above 5% with an intent to influence the issuer (activist stakes, board campaigns, M&A). Each row shows the most recent known state of that filer's position.
| Filer | Filed | Stake | Status | Purpose | Filing |
|---|---|---|---|---|---|
| Undisclosed reporting person | Aug. 15, 2006 | — | Initial filing | — | SEC |
| Undisclosed reporting person | Aug. 10, 2006 | — | Initial filing | Passive investment | SEC |
Purpose is an automated classification of the filer's own stated purpose (SEC Item 4) — not investment advice. "—" means no clear purpose was stated or the text could not be classified.
ETF ownership Held by 4 ETFs
Weight reflects direct equity holdings (N-PORT) only; leveraged or derivative-based funds may hold additional swap exposure not shown.