HOTTINGER CAPITAL CORP

Insider

First SEC filing: March 10, 2014 · Latest: March 10, 2014

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 8 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

8 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Feb. 14, 2014	SWZ	P	22,348	$14.93	$333,656	98,699 Direct	-18.46%	Disposed	-60.4% (price as of 2026-08-21)
July 3, 2013	SWZ	P	8,715	$12.22	$106,497	119,222 Direct	-6.81%	Disposed	-51.6% (price as of 2026-08-21)
July 2, 2013	SWZ	P	113,285	$12.31	$1,394,538	127,937 Direct	-46.96%	Disposed	-52.0% (price as of 2026-08-21)
Oct. 6, 2008	SWZ	P	1,100	$11.09	$12,199	191,987 Direct	+0.58%	Acquired	-46.7% (price as of 2026-08-21)
March 11, 2008	SWZ	P	1,700	$15.94	$27,098	190,887 Direct	+0.90%	Acquired	-62.9% (price as of 2026-08-21)
June 22, 2007	SWZ	X	42,812	$16.60	$710,679	171,247 Direct	+33.33%	Acquired	-64.4% (price as of 2026-08-21)
June 22, 2007	SWZ	X	3,761	$16.60	$62,433	186,291 Direct	+2.06%	Acquired	-64.4% (price as of 2026-08-21)
June 22, 2007	SWZ	X	2,000	$16.60	$33,200	188,291 Direct	+1.07%	Acquired	-64.4% (price as of 2026-08-21)
June 22, 2007	SWZ	X	196	$16.60	$3,254	189,076 Direct	+0.10%	Acquired	-64.4% (price as of 2026-08-21)
June 22, 2007	SWZ	X	111	$16.60	$1,843	189,187 Direct	+0.06%	Acquired	-64.4% (price as of 2026-08-21)
June 22, 2007	SWZ	X	128,436	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
June 22, 2007	SWZ	X	11,283	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
June 22, 2007	SWZ	X	588	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
June 22, 2007	SWZ	Subscription Rights (right to buy)	Common Stock (42,812)	$16.60	June 22, 2007	128,436	Disposed
June 22, 2007	SWZ	Subscription Rights (right to buy)	Common Stock (3,761)	$16.60	June 22, 2007	11,283	Disposed
June 22, 2007	SWZ	Subscription Rights (right to buy)	Common Stock (196)	$16.60	June 22, 2007	588	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).