HYMAN CHARLES D
CIK 1135077 · View on SEC EDGAR ↗
Insider
First SEC filing: Dec. 21, 2023 · Latest: Dec. 21, 2023
On this page
- Institution The 13F filer entity this person is associated with.
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
Institution
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 13 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
13 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 13, 2020 | FDUS | P | 2,000 | $9.84 | $19,680 | 25,200 Direct | +8.62% | Acquired | 101.2% (price as of 2026-08-20) |
| March 8, 2018 | FDUS | P | 1,500 | $12.79 | $19,185 | 23,200 Direct | +6.91% | Acquired | 54.8% (price as of 2026-08-20) |
| Dec. 4, 2014 | FDUS | P | 1,700 | $15.11 | $25,687 | 21,700 Direct | +8.50% | Acquired | 31.0% (price as of 2026-08-20) |
| May 14, 2014 | FDUS | P | 2,000 | $16.99 | $33,980 | 20,000 Direct | +11.11% | Acquired | 16.5% (price as of 2026-08-20) |
| Aug. 8, 2012 | FDUS | P | 1,495 | $15.36 | $22,963 | 18,000 Direct | +9.06% | Acquired | 28.9% (price as of 2026-08-20) |
| March 12, 2012 | FDUS | P | 1,500 | $13.80 | $20,700 | 16,505 Direct | +10.00% | Acquired | 43.5% (price as of 2026-08-20) |
| Nov. 22, 2011 | FDUS | P | 2,000 | $12.04 | $24,080 | 15,005 Direct | +15.38% | Acquired | 64.5% (price as of 2026-08-20) |
| Nov. 22, 2011 | FDUS | P | 2,000 | $12.04 | $24,080 | 15,005 Direct | +15.38% | Acquired | 64.5% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Oct. 28, 2004 | 1135077 | Common Stock Warrants (right to buy) | Common Stock (25,714) | $0.01 | July 2, 2008 | 25,714 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| June 21, 2011 | FDUS | Common Stock | 13,005 | Direct |