Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 41 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

41 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
March 17, 2021 TIPT P 48,315 $7.68 $371,059 3,060,409 Direct +1.60% Acquired 123.6% (price as of 2026-10-06)
March 17, 2021 TIPT P 36,685 $8.87 $325,396 3,097,094 Direct +1.20% Acquired 93.6% (price as of 2026-10-06)
March 16, 2021 TIPT P 39,100 $7.32 $286,212 3,011,194 Direct +1.32% Acquired 134.6% (price as of 2026-10-06)
March 16, 2021 TIPT P 900 $7.87 $7,083 3,012,094 Direct +0.03% Acquired 118.2% (price as of 2026-10-06)
Nov. 21, 2017 TIPT P 100 $6.95 $695 1,146,206 Direct +0.01% Acquired 147.1% (price as of 2026-10-06)
Nov. 21, 2017 TIPT P 32,357 $7.00 $226,499 1,178,563 Direct +2.82% Acquired 145.3% (price as of 2026-10-06)
Nov. 21, 2017 TIPT P 200 $7.03 $1,406 1,178,763 Direct +0.02% Acquired 144.2% (price as of 2026-10-06)
Nov. 21, 2017 TIPT P 16,700 $7.05 $117,735 1,195,463 Direct +1.42% Acquired 143.5% (price as of 2026-10-06)
Nov. 21, 2017 TIPT P 20,643 $7.15 $147,597 1,216,106 Direct +1.73% Acquired 140.1% (price as of 2026-10-06)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Feb. 7, 2023 TIPT January 2016 Stock Option Common Stock (26,166) $5.67 · 26,166 Disposed
Feb. 7, 2023 TIPT March 2016 Stock Option Common Stock (2,616) $5.87 · 2,616 Disposed
Feb. 7, 2023 TIPT February 2017 Stock Option Common Stock (62,859) $6.65 · 62,859 Disposed
Sept. 1, 2022 TIPT January 2016 Stock Option [F1] Common Stock (26,166) $5.67 · 26,166 Acquired
Sept. 1, 2022 TIPT March 2016 Stock Option [F4] Common Stock (2,616) $5.87 · 2,616 Acquired
Sept. 1, 2022 TIPT February 2017 Stock Option [F6] Common Stock (62,859) $6.65 · 62,859 Acquired
June 27, 2022 TIPT Tiptree Inc. warrant 2022 Common Stock (440,318) $6.93 June 30, 2022 440,318 Disposed
April 10, 2018 TIPT Tiptree Financial Partners, L.P. partnership unit Class A Common Stock (1,724,556) · · 616,353 Disposed
April 10, 2018 TIPT Tiptree Financial Partners, L.P. partnership unit warrant Class A Common Stock (401,854) $7.59 June 30, 2022 143,662 Disposed
April 10, 2018 TIPT Tiptree Inc. warrant 2018 Class A Common Stock (26,137) $11.33 Sept. 30, 2018 26,137 Acquired
April 10, 2018 TIPT Tiptree Inc. warrant 2022 Class A Common Stock (401,854) $7.59 June 30, 2022 401,854 Acquired
Dec. 18, 2017 TIPT Tiptree Financial Partners, L.P. partnership unit Class A Common Stock (1,107,261) · · 395,733 Acquired
Dec. 18, 2017 TIPT Tiptree Financial Partners, L.P. partnership unit warrant Class A Common Stock (401,854) $7.59 June 30, 2022 143,622 Acquired
June 5, 2017 TIPT Tiptree Financial Partners, L.P. partnership unit option Class A Common Stock (1,510,920) $5.36 June 12, 2017 1,510,920 Disposed
Feb. 28, 2017 TIPT Employee Stock Option [F3] Class A Common Stock (219,472) $6.65 · 219,472 Acquired
March 10, 2016 TIPT Employee Stock Option [F2] Class A Common Stock (9,136) $5.87 · 9,136 Acquired
Jan. 4, 2016 TIPT Employee Stock Option [F2] Class A Common Stock (91,359) $5.67 · 91,359 Acquired
Jan. 4, 2016 TIPT Tiptree Financial Partners, L.P. partnership unit warrant Class A Common Stock (1,673) $7.54 June 30, 2022 598 Acquired
Jan. 1, 2016 TIPT Tiptree Financial Partners, L.P. partnership unit warrant Class A Common Stock (131,114) $7.54 June 30, 2022 46,860 Acquired
Nov. 3, 2014 TIPT Tiptree Financial Partners, L.P. partnership unit Class A common stock (241,063) · · 86,155 Disposed
Sept. 2, 2014 TIPT Tiptree Financial Partners, L.P. partnership unit Class A common stock (31,433) · · 11,234 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 9 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
March 12, 2021 TIPT Common Stock 2,972,094 Direct
March 12, 2021 TIPT Tiptree Inc. warrant 2022→ Common Stock (401,854) 401,854 Direct
May 6, 2014 TIPT Class A Common Stock 574,761 Direct
May 6, 2014 TIPT Tiptree Financial Partners, L.P. partnership unit→ Class A Common Stock (617,295) 617,295 Direct
May 6, 2014 TIPT Tiptree Financial Partners, L.P. partnership unit→ Class A Common Stock (5,179,839) 5,179,839 Indirect
May 6, 2014 TIPT Tiptree Financial Partners, L.P. partnership unit warrant→ Class A Common Stock (1,767,986) 1,767,986 Indirect
May 6, 2014 TIPT Tiptree Financial Partners, L.P. partnership unit option→ Class A Common Stock (1,510,920) 1,510,920 Indirect
Aug. 23, 2010 TIPT Common Stock 6,185,050 Indirect
Aug. 23, 2010 TIPT Common Stock Warrant→ Common Stock (435,000) 435,000 Indirect