James A Gingrich

Insider

First SEC filing: Feb. 12, 2007 · Latest: Feb. 12, 2007

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

AB selling June 5, 2020

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 28 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

28 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 5, 2020	AB	S	2,344	$27.37	$64,155	67,090 Direct	-3.38%	Disposed	32.9% (price as of 2026-08-20)
June 3, 2020	AB	S	30,000	$26.60	$798,000	69,434 Direct	-30.17%	Disposed	36.8% (price as of 2026-08-20)
June 2, 2020	AB	S	30,000	$26.04	$781,200	99,434 Direct	-23.18%	Disposed	39.7% (price as of 2026-08-20)
March 4, 2020	AB	S	75,000	$32.28	$2,421,000	129,434 Direct	-36.69%	Disposed	12.7% (price as of 2026-08-20)
March 3, 2020	AB	S	22,522	$32.50	$731,965	204,434 Direct	-9.92%	Disposed	11.9% (price as of 2026-08-20)
March 2, 2020	AB	S	75,000	$32.02	$2,401,500	226,956 Direct	-24.84%	Disposed	13.6% (price as of 2026-08-20)
Feb. 25, 2020	AB	S	2,643	$33.43	$88,355	301,956 Direct	-0.87%	Disposed	8.8% (price as of 2026-08-20)
Feb. 21, 2020	AB	S	31,273	$34.54	$1,080,169	304,599 Direct	-9.31%	Disposed	5.3% (price as of 2026-08-20)
Feb. 20, 2020	AB	S	50,000	$35.84	$1,792,000	335,872 Direct	-12.96%	Disposed	1.5% (price as of 2026-08-20)
Feb. 19, 2020	AB	S	50,000	$35.59	$1,779,500	385,872 Direct	-11.47%	Disposed	2.2% (price as of 2026-08-20)
Feb. 18, 2020	AB	S	50,000	$35.30	$1,765,000	435,872 Direct	-10.29%	Disposed	3.1% (price as of 2026-08-20)
Feb. 14, 2020	AB	S	25,000	$34.35	$858,750	485,872 Direct	-4.89%	Disposed	5.9% (price as of 2026-08-20)
Feb. 13, 2020	AB	S	13,209	$34.86	$460,466	510,872 Direct	-2.52%	Disposed	4.4% (price as of 2026-08-20)
Jan. 31, 2020	AB	F	12,923	$32.75	$423,228	658,881 Indirect	-1.92%	Disposed	11.1% (price as of 2026-08-20)
Nov. 29, 2019	AB	F	423,836	$28.97	$12,278,529	698,629 Indirect	-37.76%	Disposed	25.6% (price as of 2026-08-20)
Feb. 26, 2019	AB	S	24,909	$29.04	$723,357	0 Direct	-100.00%	Disposed	25.3% (price as of 2026-08-20)
Feb. 25, 2019	AB	S	20,000	$29.38	$587,600	24,909 Direct	-44.53%	Disposed	23.8% (price as of 2026-08-20)
Feb. 22, 2019	AB	S	25,000	$29.76	$744,000	44,909 Direct	-35.76%	Disposed	22.2% (price as of 2026-08-20)
Feb. 21, 2019	AB	S	25,000	$30.35	$758,750	69,909 Direct	-26.34%	Disposed	19.9% (price as of 2026-08-20)
Feb. 20, 2019	AB	S	25,000	$30.15	$753,750	94,909 Direct	-20.85%	Disposed	20.7% (price as of 2026-08-20)
Feb. 19, 2019	AB	S	15,000	$30.11	$451,650	119,909 Direct	-11.12%	Disposed	20.8% (price as of 2026-08-20)
Jan. 31, 2019	AB	F	30,277	$30.49	$923,146	1,619,721 Indirect	-1.83%	Disposed	19.3% (price as of 2026-08-20)
Nov. 30, 2018	AB	F	27,286	$30.21	$824,310	1,695,216 Indirect	-1.58%	Disposed	20.4% (price as of 2026-08-20)
April 24, 2018	AB	A	531,310	$26.35	$14,000,018	1,751,528 Indirect	+43.54%	Acquired	38.1% (price as of 2026-08-20)
Jan. 31, 2018	AB	F	5,986	$27.30	$163,418	1,220,218 Indirect	-0.49%	Disposed	33.3% (price as of 2026-08-20)
Dec. 1, 2017	AB	F	50,816	$24.85	$1,262,778	1,239,148 Indirect	-3.94%	Disposed	46.4% (price as of 2026-08-20)
Oct. 17, 2017	AB	S 10b5-1	5,659	$25.00	$141,475	0 Direct	-100.00%	Disposed	45.5% (price as of 2026-08-20)
Oct. 16, 2017	AB	S 10b5-1	3,500	$24.90	$87,150	12,159 Direct	-22.35%	Disposed	46.1% (price as of 2026-08-20)
Oct. 16, 2017	AB	S 10b5-1	6,500	$25.00	$162,500	5,659 Direct	-53.46%	Disposed	45.5% (price as of 2026-08-20)
Oct. 13, 2017	AB	S 10b5-1	10,000	$25.00	$250,000	15,659 Direct	-38.97%	Disposed	45.5% (price as of 2026-08-20)
Oct. 12, 2017	AB	S 10b5-1	10,000	$25.05	$250,500	25,659 Direct	-28.04%	Disposed	45.2% (price as of 2026-08-20)
Oct. 11, 2017	AB	S 10b5-1	3,500	$24.85	$86,975	42,159 Direct	-7.67%	Disposed	46.4% (price as of 2026-08-20)
Oct. 11, 2017	AB	S 10b5-1	6,500	$25.00	$162,500	35,659 Direct	-15.42%	Disposed	45.5% (price as of 2026-08-20)
Oct. 10, 2017	AB	S 10b5-1	3,500	$24.95	$87,325	52,159 Direct	-6.29%	Disposed	45.8% (price as of 2026-08-20)
Oct. 10, 2017	AB	S 10b5-1	6,500	$25.00	$162,500	45,659 Direct	-12.46%	Disposed	45.5% (price as of 2026-08-20)
Oct. 9, 2017	AB	S 10b5-1	3,500	$24.70	$86,450	55,659 Direct	-5.92%	Disposed	47.3% (price as of 2026-08-20)
Oct. 6, 2017	AB	S 10b5-1	3,500	$24.70	$86,450	59,159 Direct	-5.59%	Disposed	47.3% (price as of 2026-08-20)
Oct. 5, 2017	AB	S 10b5-1	3,500	$24.70	$86,450	62,659 Direct	-5.29%	Disposed	47.3% (price as of 2026-08-20)
Oct. 4, 2017	AB	S 10b5-1	3,500	$24.45	$85,575	66,159 Direct	-5.02%	Disposed	48.8% (price as of 2026-08-20)
Oct. 3, 2017	AB	S 10b5-1	3,500	$24.10	$84,350	69,659 Direct	-4.78%	Disposed	51.0% (price as of 2026-08-20)
Oct. 2, 2017	AB	S 10b5-1	3,500	$24.40	$85,400	73,159 Direct	-4.57%	Disposed	49.1% (price as of 2026-08-20)
Sept. 29, 2017	AB	S 10b5-1	3,500	$24.35	$85,225	76,659 Direct	-4.37%	Disposed	49.4% (price as of 2026-08-20)
Sept. 28, 2017	AB	S 10b5-1	3,500	$24.35	$85,225	80,159 Direct	-4.18%	Disposed	49.4% (price as of 2026-08-20)
Sept. 27, 2017	AB	S 10b5-1	3,500	$24.35	$85,225	83,659 Direct	-4.02%	Disposed	49.4% (price as of 2026-08-20)
Sept. 26, 2017	AB	S 10b5-1	3,500	$24.45	$85,575	87,159 Direct	-3.86%	Disposed	48.8% (price as of 2026-08-20)
Sept. 25, 2017	AB	S 10b5-1	3,500	$24.30	$85,050	90,659 Direct	-3.72%	Disposed	49.7% (price as of 2026-08-20)
Sept. 22, 2017	AB	S 10b5-1	3,500	$23.80	$83,300	94,159 Direct	-3.58%	Disposed	52.9% (price as of 2026-08-20)
Sept. 21, 2017	AB	S 10b5-1	3,500	$24.15	$84,525	97,659 Direct	-3.46%	Disposed	50.6% (price as of 2026-08-20)
Sept. 20, 2017	AB	S 10b5-1	3,500	$24.30	$85,050	101,159 Direct	-3.34%	Disposed	49.7% (price as of 2026-08-20)
Sept. 19, 2017	AB	S 10b5-1	3,500	$24.35	$85,225	104,659 Direct	-3.24%	Disposed	49.4% (price as of 2026-08-20)
Sept. 18, 2017	AB	S 10b5-1	3,500	$24.20	$84,700	108,159 Direct	-3.13%	Disposed	50.3% (price as of 2026-08-20)
Sept. 15, 2017	AB	S 10b5-1	3,500	$23.80	$83,300	111,659 Direct	-3.04%	Disposed	52.9% (price as of 2026-08-20)
Sept. 14, 2017	AB	S 10b5-1	3,500	$23.85	$83,475	115,159 Direct	-2.95%	Disposed	52.5% (price as of 2026-08-20)
Sept. 13, 2017	AB	S 10b5-1	3,500	$23.70	$82,950	118,659 Direct	-2.87%	Disposed	53.5% (price as of 2026-08-20)
Sept. 12, 2017	AB	S 10b5-1	3,500	$23.65	$82,775	122,159 Direct	-2.79%	Disposed	53.8% (price as of 2026-08-20)
Sept. 11, 2017	AB	S 10b5-1	3,500	$23.50	$82,250	125,659 Direct	-2.71%	Disposed	54.8% (price as of 2026-08-20)
Sept. 8, 2017	AB	S 10b5-1	3,500	$23.25	$81,375	129,159 Direct	-2.64%	Disposed	56.5% (price as of 2026-08-20)
Sept. 8, 2017	AB	M	2,784	$17.05	$47,467	131,943 Direct	+2.16%	Acquired	113.4% (price as of 2026-08-20)
Sept. 8, 2017	AB	S 10b5-1	2,784	$23.25	$64,728	129,159 Direct	-2.11%	Disposed	56.5% (price as of 2026-08-20)
Sept. 8, 2017	AB	M	2,784	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Sept. 7, 2017	AB	S 10b5-1	3,500	$23.55	$82,425	132,659 Direct	-2.57%	Disposed	54.5% (price as of 2026-08-20)
Sept. 7, 2017	AB	M	3,500	$17.05	$59,675	136,159 Direct	+2.64%	Acquired	113.4% (price as of 2026-08-20)
Sept. 7, 2017	AB	S 10b5-1	3,500	$23.55	$82,425	132,659 Direct	-2.57%	Disposed	54.5% (price as of 2026-08-20)
Sept. 7, 2017	AB	M	3,500	—	—	2,784 Direct	-55.70%	Disposed	(price as of 2026-08-20)
Sept. 6, 2017	AB	S 10b5-1	3,500	$23.40	$81,900	136,159 Direct	-2.51%	Disposed	55.5% (price as of 2026-08-20)
Sept. 6, 2017	AB	M	3,500	$17.05	$59,675	139,659 Direct	+2.57%	Acquired	113.4% (price as of 2026-08-20)
Sept. 6, 2017	AB	S 10b5-1	3,500	$23.40	$81,900	136,159 Direct	-2.51%	Disposed	55.5% (price as of 2026-08-20)
Sept. 6, 2017	AB	M	3,500	—	—	6,284 Direct	-35.77%	Disposed	(price as of 2026-08-20)
Sept. 5, 2017	AB	S 10b5-1	3,500	$23.35	$81,725	139,659 Direct	-2.44%	Disposed	55.8% (price as of 2026-08-20)
Sept. 5, 2017	AB	M	3,500	$17.05	$59,675	143,159 Direct	+2.51%	Acquired	113.4% (price as of 2026-08-20)
Sept. 5, 2017	AB	S 10b5-1	3,500	$23.35	$81,725	139,659 Direct	-2.44%	Disposed	55.8% (price as of 2026-08-20)
Sept. 5, 2017	AB	M	3,500	—	—	9,784 Direct	-26.35%	Disposed	(price as of 2026-08-20)
Sept. 1, 2017	AB	S 10b5-1	3,500	$23.35	$81,725	143,159 Direct	-2.39%	Disposed	55.8% (price as of 2026-08-20)
Sept. 1, 2017	AB	M	3,500	$17.05	$59,675	146,659 Direct	+2.44%	Acquired	113.4% (price as of 2026-08-20)
Sept. 1, 2017	AB	S 10b5-1	3,500	$23.35	$81,725	143,159 Direct	-2.39%	Disposed	55.8% (price as of 2026-08-20)
Sept. 1, 2017	AB	M	3,500	—	—	13,284 Direct	-20.85%	Disposed	(price as of 2026-08-20)
Aug. 31, 2017	AB	S 10b5-1	3,500	$23.25	$81,375	146,659 Direct	-2.33%	Disposed	56.5% (price as of 2026-08-20)
Aug. 31, 2017	AB	M	3,500	$17.05	$59,675	150,159 Direct	+2.39%	Acquired	113.4% (price as of 2026-08-20)
Aug. 31, 2017	AB	S 10b5-1	3,500	$23.25	$81,375	146,659 Direct	-2.33%	Disposed	56.5% (price as of 2026-08-20)
Aug. 31, 2017	AB	M	3,500	—	—	16,784 Direct	-17.25%	Disposed	(price as of 2026-08-20)
Aug. 30, 2017	AB	S 10b5-1	3,500	$23.10	$80,850	150,159 Direct	-2.28%	Disposed	57.5% (price as of 2026-08-20)
Aug. 30, 2017	AB	M	3,500	$17.05	$59,675	153,659 Direct	+2.33%	Acquired	113.4% (price as of 2026-08-20)
Aug. 30, 2017	AB	S 10b5-1	3,500	$23.10	$80,850	150,159 Direct	-2.28%	Disposed	57.5% (price as of 2026-08-20)
Aug. 30, 2017	AB	M	3,500	—	—	20,284 Direct	-14.72%	Disposed	(price as of 2026-08-20)
Aug. 29, 2017	AB	S 10b5-1	3,500	$23.00	$80,500	153,659 Direct	-2.23%	Disposed	58.2% (price as of 2026-08-20)
Aug. 29, 2017	AB	M	3,500	$17.05	$59,675	157,159 Direct	+2.28%	Acquired	113.4% (price as of 2026-08-20)
Aug. 29, 2017	AB	S 10b5-1	3,500	$23.00	$80,500	153,659 Direct	-2.23%	Disposed	58.2% (price as of 2026-08-20)
Aug. 29, 2017	AB	M	3,500	—	—	23,784 Direct	-12.83%	Disposed	(price as of 2026-08-20)
Aug. 28, 2017	AB	S 10b5-1	3,500	$23.35	$81,725	157,159 Direct	-2.18%	Disposed	55.8% (price as of 2026-08-20)
Aug. 28, 2017	AB	M	3,500	$17.05	$59,675	160,659 Direct	+2.23%	Acquired	113.4% (price as of 2026-08-20)
Aug. 28, 2017	AB	S 10b5-1	3,500	$23.35	$81,725	157,159 Direct	-2.18%	Disposed	55.8% (price as of 2026-08-20)
Aug. 28, 2017	AB	M	3,500	—	—	27,284 Direct	-11.37%	Disposed	(price as of 2026-08-20)
Aug. 25, 2017	AB	S 10b5-1	3,500	$23.30	$81,550	160,659 Direct	-2.13%	Disposed	56.1% (price as of 2026-08-20)
Aug. 25, 2017	AB	M	3,500	$17.05	$59,675	164,159 Direct	+2.18%	Acquired	113.4% (price as of 2026-08-20)
Aug. 24, 2017	AB	S 10b5-1	3,500	$23.65	$82,775	164,159 Direct	-2.09%	Disposed	53.8% (price as of 2026-08-20)
Aug. 24, 2017	AB	M	3,500	$17.05	$59,675	167,659 Direct	+2.13%	Acquired	113.4% (price as of 2026-08-20)
Aug. 24, 2017	AB	S 10b5-1	3,500	$23.65	$82,775	164,159 Direct	-2.09%	Disposed	53.8% (price as of 2026-08-20)
Aug. 23, 2017	AB	S 10b5-1	3,500	$23.25	$81,375	167,659 Direct	-2.04%	Disposed	56.5% (price as of 2026-08-20)
Aug. 23, 2017	AB	M	3,500	$17.05	$59,675	171,159 Direct	+2.09%	Acquired	113.4% (price as of 2026-08-20)
Aug. 23, 2017	AB	S 10b5-1	3,500	$23.25	$81,375	167,659 Direct	-2.04%	Disposed	56.5% (price as of 2026-08-20)

Showing latest 100 of 356 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Sept. 8, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (2,784)	$17.05	Jan. 23, 2019	2,784	Disposed
Sept. 7, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
Sept. 6, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
Sept. 5, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
Sept. 1, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
Aug. 31, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
Aug. 30, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
Aug. 29, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
Aug. 28, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
Aug. 25, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
Aug. 24, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
Aug. 23, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
Aug. 22, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
Aug. 21, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
Aug. 18, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
Aug. 17, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
Aug. 16, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
Aug. 15, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
Aug. 14, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
Aug. 11, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
Aug. 10, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
Aug. 9, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
Aug. 8, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
Aug. 7, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
Aug. 4, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
Aug. 3, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
Aug. 2, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
Aug. 1, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (8,499)	$17.05	Jan. 23, 2019	8,499	Disposed
July 31, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
July 28, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
July 27, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (10,000)	$17.05	Jan. 23, 2019	10,000	Disposed
July 26, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (10,000)	$17.05	Jan. 23, 2019	10,000	Disposed
July 25, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (10,000)	$17.05	Jan. 23, 2019	10,000	Disposed
July 24, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
July 21, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
July 20, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
July 19, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
July 18, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
July 17, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
July 14, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
July 13, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
July 12, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
July 11, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
July 10, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
July 7, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
July 6, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
July 5, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
July 3, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
June 30, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
June 29, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
June 28, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
June 27, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
June 26, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
June 23, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
June 22, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
June 21, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
June 20, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
June 19, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
June 16, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
June 15, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
June 14, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
June 13, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
June 12, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
June 9, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
June 8, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
June 7, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
June 6, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (1,750)	$17.05	Jan. 23, 2019	1,750	Disposed
June 5, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (1,750)	$17.05	Jan. 23, 2019	1,750	Disposed
June 2, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (1,750)	$17.05	Jan. 23, 2019	1,750	Disposed
June 1, 2017	AB	AB Holding Unit option (right to buy)	AB Holding Units (3,500)	$17.05	Jan. 23, 2019	3,500	Disposed
Jan. 23, 2009	AB	Holding Unit option (right to buy)	Holding Units [F1] (263,533)	$17.05	Jan. 23, 2019	263,533	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Feb. 12, 2007	AB	units rep. assign. of ben. own. of lp interests [F1]	29,389	Direct
Feb. 12, 2007	AB	Holding Units	7,275	Indirect

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

AB

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2016	$400,000	$3,540,000	$3,260,000	—	—	—	$828,361	$8,028,361

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.