James E D V M Nave

CIK 1197067 · View on SEC EDGAR ↗

Insider

First SEC filing: June 30, 2005 · Latest: June 30, 2005

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 35 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

35 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Feb. 12, 2026	RRR	A	3,221	—	—	56,754 Direct	+6.02%	Acquired	(price as of 2026-08-20)
Feb. 13, 2025	RRR	A	3,838	—	—	53,533 Direct	+7.72%	Acquired	(price as of 2026-08-20)
Feb. 16, 2024	RRR	A	3,162	—	—	49,695 Direct	+6.80%	Acquired	(price as of 2026-08-20)
Feb. 10, 2023	RRR	A	3,930	—	—	46,533 Direct	+9.22%	Acquired	(price as of 2026-08-20)
March 3, 2022	RRR	A	3,878	—	—	42,603 Direct	+10.01%	Acquired	(price as of 2026-08-20)
Feb. 18, 2021	RRR	A	6,093	—	—	38,725 Direct	+18.67%	Acquired	(price as of 2026-08-20)
March 11, 2020	WAL	P	10,000	$32.99	$329,900	91,005 Indirect	+12.34%	Acquired	144.0% (price as of 2026-08-20)
Feb. 11, 2020	RRR	A	6,430	—	—	32,632 Direct	+24.54%	Acquired	(price as of 2026-08-20)
Feb. 7, 2020	WAL	A	4,150	—	—	254,776 Direct	+1.66%	Acquired	(price as of 2026-08-20)
Dec. 13, 2019	WAL	G	5,000	—	—	249,776 Direct	-1.96%	Disposed	(price as of 2026-08-20)
Feb. 21, 2019	RRR	A	6,081	—	—	26,202 Direct	+30.22%	Acquired	(price as of 2026-08-20)
Feb. 5, 2019	WAL	A	5,000	—	—	250,626 Direct	+2.04%	Acquired	(price as of 2026-08-20)
March 8, 2018	RRR	A	5,344	—	—	20,121 Direct	+36.16%	Acquired	(price as of 2026-08-20)
Jan. 30, 2018	WAL	A	3,750	—	—	245,626 Direct	+1.55%	Acquired	(price as of 2026-08-20)
Dec. 27, 2017	WAL	G	1,000	—	—	241,876 Direct	-0.41%	Disposed	(price as of 2026-08-20)
Dec. 22, 2017	WAL	G	4,000	—	—	242,876 Direct	-1.62%	Disposed	(price as of 2026-08-20)
March 10, 2017	RRR	A	7,085	—	—	14,777 Direct	+92.11%	Acquired	(price as of 2026-08-20)
Feb. 28, 2017	WAL	S	10,000	$51.46	$514,600	81,005 Indirect	-10.99%	Disposed	56.4% (price as of 2026-08-20)
Feb. 2, 2017	WAL	S	5,000	$49.00	$245,000	91,005 Indirect	-5.21%	Disposed	64.2% (price as of 2026-08-20)
Jan. 30, 2017	WAL	S	50,000	$49.87	$2,493,500	96,005 Indirect	-34.25%	Disposed	61.4% (price as of 2026-08-20)
Jan. 24, 2017	WAL	A	4,000	—	—	251,876 Direct	+1.61%	Acquired	(price as of 2026-08-20)
Dec. 15, 2016	WAL	S	15,000	$49.01	$735,150	146,005 Indirect	-9.32%	Disposed	64.2% (price as of 2026-08-20)
Dec. 12, 2016	WAL	S	15,105	$48.78	$736,822	161,005 Indirect	-8.58%	Disposed	65.0% (price as of 2026-08-20)
Nov. 17, 2016	WAL	S	5,000	$44.25	$221,250	247,876 Direct	-1.98%	Disposed	81.9% (price as of 2026-08-20)
Nov. 15, 2016	WAL	S	5,000	$44.25	$221,250	252,876 Direct	-1.94%	Disposed	81.9% (price as of 2026-08-20)
Aug. 8, 2016	WAL	S	5,000	$35.11	$175,550	246,876 Direct	-1.99%	Disposed	129.2% (price as of 2026-08-20)
April 29, 2016	RRR	A	7,692	—	—	7,692 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 26, 2016	WAL	A	4,500	—	—	257,876 Direct	+1.78%	Acquired	(price as of 2026-08-20)
Jan. 19, 2016	WAL	M	5,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 19, 2016	WAL	M	5,000	$7.61	$38,050	253,376 Direct	+2.01%	Acquired	957.6% (price as of 2026-08-20)
Jan. 27, 2015	WAL	A	5,000	—	—	248,376 Direct	+2.05%	Acquired	(price as of 2026-08-20)
Oct. 31, 2014	WAL	M	6,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Oct. 31, 2014	WAL	M	6,000	$15.90	$95,400	243,376 Direct	+2.53%	Acquired	406.2% (price as of 2026-08-20)
April 22, 2014	WAL	M	5,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 22, 2014	WAL	M	5,000	$12.00	$60,000	237,376 Direct	+2.15%	Acquired	570.7% (price as of 2026-08-20)
Jan. 28, 2014	WAL	A	5,000	—	—	232,376 Direct	+2.20%	Acquired	(price as of 2026-08-20)
Jan. 29, 2013	WAL	A	4,082	—	—	227,376 Direct	+1.83%	Acquired	(price as of 2026-08-20)
Dec. 11, 2012	WAL	M	3,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 11, 2012	WAL	M	3,000	$7.03	$21,090	223,294 Direct	+1.36%	Acquired	1044.8% (price as of 2026-08-20)
Jan. 24, 2012	WAL	A	6,188	—	—	220,294 Direct	+2.89%	Acquired	(price as of 2026-08-20)
Jan. 25, 2011	WAL	A	2,751	—	—	214,106 Direct	+1.30%	Acquired	(price as of 2026-08-20)
Jan. 25, 2010	WAL	A	3,839	—	—	3,839 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 22, 2008	WAL	A	6,000	—	—	6,000 Direct	—	Acquired	(price as of 2026-08-20)
April 18, 2006	WAL	A	5,000	—	—	5,000 Direct	—	Acquired	(price as of 2026-08-20)
July 6, 2005	WAL	P	5,000	$22.00	$110,000	207,516 Direct	+2.47%	Acquired	265.8% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Jan. 19, 2016	WAL	Stock Options (right to buy)	Common Stock (5,000)	$7.61	Jan. 30, 2016	5,000	Disposed
Oct. 31, 2014	WAL	Stock Options (right to buy)	Common Stock (6,000)	$15.90	Jan. 23, 2015	6,000	Disposed
April 22, 2014	WAL	Stock Options (right to buy)	Common Stock (5,000)	$12.00	May 1, 2014	5,000	Disposed
Dec. 11, 2012	WAL	Stock Option (right to buy)	Common Stock (3,000)	$7.03	Dec. 18, 2012	3,000	Disposed
Jan. 25, 2010	WAL	Restricted Stock	Common Stock (3,839)	$5.21	—	3,839	Acquired
Jan. 22, 2008	WAL	Stock Option (right to buy)	Common Stock (6,000)	$15.90	Jan. 22, 2015	6,000	Acquired
April 18, 2006	WAL	Stock Option (right to buy)	Common Stock (5,000)	$38.28	April 18, 2013	5,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 5 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
June 30, 2005	WAL	Common Stock	202,516	Direct
June 30, 2005	WAL	Common Stock	125,818	Indirect
June 30, 2005	WAL	Common Stock	176,110	Indirect
June 30, 2005	WAL	Stock Option (right to buy)→ Common Stock (3,000)	3,000	Direct
June 30, 2005	WAL	Stock Option (right to buy)→ Common Stock (5,000)	5,000	Direct