James E. York

Insider

First SEC filing: Aug. 8, 2016 · Latest: Aug. 8, 2016

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 7 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Feb. 23, 2018	UPBD	A	6,721	—	—	20,100 Direct	+50.24%	Acquired	(price as of 2026-08-19)
Feb. 23, 2018	UPBD	A	14,892	—	—	14,892 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 6, 2018	UPBD	F	308	$9.42	$2,901	13,379 Direct	-2.25%	Disposed	107.1% (price as of 2026-08-19)
Feb. 16, 2017	UPBD	A	22,189	—	—	22,189 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 16, 2017	UPBD	A	6,641	—	—	13,687 Direct	+94.25%	Acquired	(price as of 2026-08-19)
Jan. 31, 2017	UPBD	F	338	$8.96	$3,028	7,046 Direct	-4.58%	Disposed	117.7% (price as of 2026-08-19)
Oct. 3, 2016	UPBD	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 23, 2018	UPBD	Employee Stock Option (Right to Purchase)	Common (14,892)	$8.22	Feb. 23, 2028	14,892	Acquired
Feb. 16, 2017	UPBD	Employee Stock Option (Right to Purchase)	Common (22,189)	$8.32	Feb. 16, 2027	22,189	Acquired
Oct. 3, 2016	UPBD	Employee Stock Option (Right to Purchase)	Common (10,000)	$12.64	Oct. 3, 2026	10,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Aug. 8, 2016	UPBD	Common	58	Indirect
Aug. 8, 2016	UPBD	Common	80	Indirect
July 22, 2016	UPBD	Common	7,384	Direct
July 22, 2016	UPBD	Common	395	Indirect
July 22, 2016	UPBD	Employee Stock Option (Right to Purchase)→ Common (10,791)	10,791	Direct
July 22, 2016	UPBD	Employee Stock Option (Right to Purchase)→ Common (835)	835	Direct
July 22, 2016	UPBD	Employee Stock Option (Right to Purchase)→ Common (4,641)	4,641	Direct
July 22, 2016	UPBD	Employee Stock Option (Right to Purchase)→ Common (4,505)	4,505	Direct
July 22, 2016	UPBD	Employee Stock Option (Right to Purchase)→ Common (1,456)	1,456	Direct
July 22, 2016	UPBD	Employee Stock Option (Right to Purchase)→ Common (3,026)	3,026	Direct
July 22, 2016	UPBD	Employee Stock Option (Right to Purchase)→ Common (2,360)	2,360	Direct