James E. York
Insider
First SEC filing: Aug. 8, 2016 · Latest: Aug. 8, 2016
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 23, 2018 | UPBD | A | 6,721 | · | · | 20,100 Direct | +50.24% | Acquired | (price as of 2026-10-02) |
| Feb. 23, 2018 | UPBD | A | 14,892 | · | · | 14,892 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 6, 2018 | UPBD | F | 308 | $9.42 | $2,901 | 13,379 Direct | -2.25% | Disposed | 68.9% (price as of 2026-10-02) |
| Feb. 16, 2017 | UPBD | A | 22,189 | · | · | 22,189 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 16, 2017 | UPBD | A | 6,641 | · | · | 13,687 Direct | +94.25% | Acquired | (price as of 2026-10-02) |
| Jan. 31, 2017 | UPBD | F | 338 | $8.96 | $3,028 | 7,046 Direct | -4.58% | Disposed | 77.6% (price as of 2026-10-02) |
| Oct. 3, 2016 | UPBD | A | 10,000 | · | · | 10,000 Direct | · | Acquired | (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 23, 2018 | UPBD | Employee Stock Option (Right to Purchase) | Common | $8.22 | Feb. 23, 2028 | 14,892 | Acquired |
| Feb. 16, 2017 | UPBD | Employee Stock Option (Right to Purchase) | Common | $8.32 | Feb. 16, 2027 | 22,189 | Acquired |
| Oct. 3, 2016 | UPBD | Employee Stock Option (Right to Purchase) | Common | $12.64 | Oct. 3, 2026 | 10,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 11 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Aug. 8, 2016 | UPBD | Common | 58 | Indirect |
| Aug. 8, 2016 | UPBD | Common | 80 | Indirect |
| July 22, 2016 | UPBD | Common | 7,384 | Direct |
| July 22, 2016 | UPBD | Common | 395 | Indirect |
| July 22, 2016 | UPBD | Employee Stock Option (Right to Purchase) | 10,791 | Direct |
| July 22, 2016 | UPBD | Employee Stock Option (Right to Purchase) | 835 | Direct |
| July 22, 2016 | UPBD | Employee Stock Option (Right to Purchase) | 4,641 | Direct |
| July 22, 2016 | UPBD | Employee Stock Option (Right to Purchase) | 4,505 | Direct |
| July 22, 2016 | UPBD | Employee Stock Option (Right to Purchase) | 1,456 | Direct |
| July 22, 2016 | UPBD | Employee Stock Option (Right to Purchase) | 3,026 | Direct |
| July 22, 2016 | UPBD | Employee Stock Option (Right to Purchase) | 2,360 | Direct |