James H Thompson

Insider

First SEC filing: Nov. 6, 2012 · Latest: Oct. 13, 2017

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

QCOM selling June 8, 2020

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 93 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

93 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Oct. 1, 2021	QCOM	M	11,066	—	—	22,132 Direct	-33.33%	Disposed	(price as of 2026-08-20)
Oct. 1, 2021	QCOM	M	18,949	—	—	18,949 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Oct. 1, 2021	QCOM	M	15,687	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Oct. 1, 2021	QCOM	F	8,950	$128.71	$1,151,954	161,934 Direct	-5.24%	Disposed	25.9% (price as of 2026-08-20)
Oct. 1, 2021	QCOM	F	6,243	$128.71	$803,537	170,884 Direct	-3.52%	Disposed	25.9% (price as of 2026-08-20)
Oct. 1, 2021	QCOM	F	6,006	$128.71	$773,032	177,127 Direct	-3.28%	Disposed	25.9% (price as of 2026-08-20)
Oct. 1, 2021	QCOM	M	11,065	—	—	183,133 Direct	+6.43%	Acquired	(price as of 2026-08-20)
Oct. 1, 2021	QCOM	M	18,949	—	—	172,068 Direct	+12.38%	Acquired	(price as of 2026-08-20)
Oct. 1, 2021	QCOM	M	15,686	—	—	153,119 Direct	+11.41%	Acquired	(price as of 2026-08-20)
Sept. 23, 2021	QCOM	A	26,884	—	—	26,884 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 6, 2020	QCOM	F	31,302	$157.62	$4,933,821	137,242 Direct	-18.57%	Disposed	2.8% (price as of 2026-08-20)
Dec. 6, 2020	QCOM	A	63,134	—	—	168,544 Direct	+59.89%	Acquired	(price as of 2026-08-20)
Dec. 6, 2020	QCOM	F	35,577	$157.62	$5,607,647	105,410 Direct	-25.23%	Disposed	2.8% (price as of 2026-08-20)
Dec. 6, 2020	QCOM	A	71,755	—	—	140,987 Direct	+103.64%	Acquired	(price as of 2026-08-20)
Nov. 20, 2020	QCOM	M	20,292	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 20, 2020	QCOM	G	694	—	—	69,232 Direct	-0.99%	Disposed	(price as of 2026-08-20)
Nov. 20, 2020	QCOM	F	9,584	$146.03	$1,399,552	69,926 Direct	-12.05%	Disposed	11.0% (price as of 2026-08-20)
Nov. 20, 2020	QCOM	M	20,291	—	—	79,510 Direct	+34.26%	Acquired	(price as of 2026-08-20)
Oct. 1, 2020	QCOM	M	18,584	—	—	37,170 Direct	-33.33%	Disposed	(price as of 2026-08-20)
Oct. 1, 2020	QCOM	M	15,385	—	—	15,385 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Oct. 1, 2020	QCOM	F	10,087	$119.52	$1,205,598	59,219 Direct	-14.55%	Disposed	35.6% (price as of 2026-08-20)
Oct. 1, 2020	QCOM	F	6,012	$119.52	$718,554	69,306 Direct	-7.98%	Disposed	35.6% (price as of 2026-08-20)
Oct. 1, 2020	QCOM	M	15,385	—	—	75,318 Direct	+25.67%	Acquired	(price as of 2026-08-20)
Oct. 1, 2020	QCOM	M	18,583	—	—	59,933 Direct	+44.94%	Acquired	(price as of 2026-08-20)
Sept. 23, 2020	QCOM	A	32,559	—	—	32,559 Direct	—	Acquired	(price as of 2026-08-20)
June 8, 2020	QCOM	S	20,113	$89.32	$1,796,493	41,206 Direct	-32.80%	Disposed	81.4% (price as of 2026-08-20)
Feb. 12, 2020	QCOM	S	18,012	$91.47	$1,647,558	61,319 Direct	-22.70%	Disposed	77.1% (price as of 2026-08-20)
Dec. 8, 2019	QCOM	F	8,681	$83.82	$727,641	79,156 Direct	-9.88%	Disposed	93.3% (price as of 2026-08-20)
Dec. 8, 2019	QCOM	A	17,509	—	—	87,837 Direct	+24.90%	Acquired	(price as of 2026-08-20)
Dec. 8, 2019	QCOM	F	2,771	$83.82	$232,265	70,328 Direct	-3.79%	Disposed	93.3% (price as of 2026-08-20)
Dec. 8, 2019	QCOM	A	5,589	$2818.00	$15,749,802	73,099 Direct	+8.28%	Acquired	-94.3% (price as of 2026-08-20)
Nov. 20, 2019	QCOM	M	19,711	—	—	19,712 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Nov. 20, 2019	QCOM	F	9,309	$85.62	$797,037	67,510 Direct	-12.12%	Disposed	89.2% (price as of 2026-08-20)
Nov. 20, 2019	QCOM	M	19,710	—	—	76,819 Direct	+34.51%	Acquired	(price as of 2026-08-20)
Oct. 1, 2019	QCOM	M	14,945	—	—	29,891 Direct	-33.33%	Disposed	(price as of 2026-08-20)
Oct. 1, 2019	QCOM	F	8,112	$75.47	$612,213	57,109 Direct	-12.44%	Disposed	114.7% (price as of 2026-08-20)
Oct. 1, 2019	QCOM	M	14,945	—	—	65,221 Direct	+29.73%	Acquired	(price as of 2026-08-20)
Sept. 20, 2019	QCOM	A	54,161	—	—	54,161 Direct	—	Acquired	(price as of 2026-08-20)
May 6, 2019	QCOM	M	51,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 6, 2019	QCOM	F	9,552	$88.25	$842,964	50,025 Direct	-16.03%	Disposed	83.6% (price as of 2026-08-20)
May 6, 2019	QCOM	A	19,264	—	—	59,577 Direct	+47.79%	Acquired	(price as of 2026-08-20)
May 6, 2019	QCOM	S	51,000	$87.39	$4,456,890	40,313 Direct	-55.85%	Disposed	85.4% (price as of 2026-08-20)
May 6, 2019	QCOM	M	51,000	$55.31	$2,820,810	91,313 Direct	+126.51%	Acquired	193.0% (price as of 2026-08-20)
May 5, 2019	QCOM	M	14,964	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 5, 2019	QCOM	M	11,358	—	—	14,964 Direct	-43.15%	Disposed	(price as of 2026-08-20)
May 5, 2019	QCOM	F	3,635	$89.29	$324,569	40,313 Direct	-8.27%	Disposed	81.5% (price as of 2026-08-20)
May 5, 2019	QCOM	A	7,331	—	—	43,948 Direct	+20.02%	Acquired	(price as of 2026-08-20)
May 5, 2019	QCOM	F	7,419	$89.29	$662,443	36,617 Direct	-16.85%	Disposed	81.5% (price as of 2026-08-20)
May 5, 2019	QCOM	F	4,585	$89.29	$409,395	44,036 Direct	-9.43%	Disposed	81.5% (price as of 2026-08-20)
May 5, 2019	QCOM	M	14,963	—	—	48,621 Direct	+44.46%	Acquired	(price as of 2026-08-20)
May 5, 2019	QCOM	M	11,357	—	—	33,658 Direct	+50.93%	Acquired	(price as of 2026-08-20)
Feb. 11, 2019	QCOM	M	40,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 11, 2019	QCOM	S 10b5-1	40,000	$50.75	$2,030,000	22,301 Direct	-64.20%	Disposed	219.3% (price as of 2026-08-20)
Feb. 11, 2019	QCOM	M	40,000	$41.36	$1,654,400	62,301 Direct	+179.36%	Acquired	291.8% (price as of 2026-08-20)
Dec. 9, 2018	QCOM	F	6,352	$55.99	$355,648	22,107 Direct	-22.32%	Disposed	189.4% (price as of 2026-08-20)
Dec. 9, 2018	QCOM	A	12,812	—	—	28,459 Direct	+81.88%	Acquired	(price as of 2026-08-20)
Nov. 20, 2018	QCOM	M	18,976	—	—	25,947 Direct	+272.21%	Acquired	(price as of 2026-08-20)
Nov. 20, 2018	QCOM	F	10,300	$54.92	$565,676	15,647 Direct	-39.70%	Disposed	195.0% (price as of 2026-08-20)
Nov. 20, 2018	QCOM	M	18,977	—	—	37,952 Direct	-33.33%	Disposed	(price as of 2026-08-20)
Sept. 20, 2018	QCOM	A	43,164	—	—	43,164 Direct	—	Acquired	(price as of 2026-08-20)
Aug. 10, 2018	QCOM	J	45,453	—	—	45,453 Indirect	—	Acquired	(price as of 2026-08-20)
Aug. 10, 2018	QCOM	J	45,453	—	—	45,453 Indirect	—	Acquired	(price as of 2026-08-20)
Aug. 10, 2018	QCOM	J	45,453	—	—	0 Indirect	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 10, 2018	QCOM	J	45,453	—	—	45,453 Indirect	—	Acquired	(price as of 2026-08-20)
Aug. 10, 2018	QCOM	J	45,453	—	—	6,971 Direct	-86.70%	Disposed	(price as of 2026-08-20)
Aug. 10, 2018	QCOM	J	45,453	—	—	52,424 Direct	-46.44%	Disposed	(price as of 2026-08-20)
Aug. 9, 2018	QCOM	G	90	—	—	4,539 Indirect	+2.02%	Acquired	(price as of 2026-08-20)
Aug. 9, 2018	QCOM	G	90	—	—	97,877 Direct	-0.09%	Disposed	(price as of 2026-08-20)
Aug. 2, 2018	QCOM	G	1,314	—	—	4,449 Indirect	+41.91%	Acquired	(price as of 2026-08-20)
Aug. 2, 2018	QCOM	G	1,314	—	—	97,967 Direct	-1.32%	Disposed	(price as of 2026-08-20)
May 6, 2018	QCOM	A	55,852	—	—	55,852 Direct	—	Acquired	(price as of 2026-08-20)
May 5, 2018	QCOM	M	14,363	—	—	25,265 Direct	-36.24%	Disposed	(price as of 2026-08-20)
May 5, 2018	QCOM	M	10,902	—	—	39,629 Direct	-21.57%	Disposed	(price as of 2026-08-20)
May 5, 2018	QCOM	F	7,121	$52.49	$373,781	99,094 Direct	-6.70%	Disposed	208.7% (price as of 2026-08-20)
May 5, 2018	QCOM	F	5,406	$52.49	$283,761	106,215 Direct	-4.84%	Disposed	208.7% (price as of 2026-08-20)
May 5, 2018	QCOM	M	14,363	—	—	111,621 Direct	+14.77%	Acquired	(price as of 2026-08-20)
May 5, 2018	QCOM	M	10,902	—	—	97,258 Direct	+12.62%	Acquired	(price as of 2026-08-20)
March 9, 2018	QCOM	M	62,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 9, 2018	QCOM	S	50,126	$62.66	$3,140,895	86,356 Direct	-36.73%	Disposed	158.6% (price as of 2026-08-20)
March 9, 2018	QCOM	M	62,000	$43.24	$2,680,880	136,482 Direct	+83.24%	Acquired	274.7% (price as of 2026-08-20)
May 10, 2017	QCOM	M	13,805	—	—	48,563 Direct	-22.13%	Disposed	(price as of 2026-08-20)
May 10, 2017	QCOM	M	10,477	—	—	62,368 Direct	-14.38%	Disposed	(price as of 2026-08-20)
May 10, 2017	QCOM	M	13,805	—	—	75,528 Direct	+22.37%	Acquired	(price as of 2026-08-20)
May 10, 2017	QCOM	M	10,477	—	—	61,723 Direct	+20.44%	Acquired	(price as of 2026-08-20)
May 5, 2017	QCOM	M	10,477	—	—	61,723 Direct	+20.44%	Acquired	(price as of 2026-08-20)
May 5, 2017	QCOM	M	13,805	—	—	75,528 Direct	+22.37%	Acquired	(price as of 2026-08-20)
May 5, 2017	QCOM	M	10,477	—	—	62,368 Direct	-14.38%	Disposed	(price as of 2026-08-20)
May 5, 2017	QCOM	M	13,805	—	—	48,563 Direct	-22.13%	Disposed	(price as of 2026-08-20)
April 21, 2017	QCOM	M	25,000	$44.63	$1,115,750	76,246 Direct	+48.78%	Acquired	263.1% (price as of 2026-08-20)
April 21, 2017	QCOM	S 10b5-1	25,000	$52.53	$1,313,250	51,246 Direct	-32.79%	Disposed	208.5% (price as of 2026-08-20)
April 21, 2017	QCOM	M	25,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 20, 2016	QCOM	M	2,479	—	—	51,976 Direct	+5.01%	Acquired	(price as of 2026-08-20)
Nov. 20, 2016	QCOM	F	932	$67.31	$62,733	51,044 Direct	-1.79%	Disposed	140.7% (price as of 2026-08-20)
Nov. 20, 2016	QCOM	M	2,480	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Sept. 9, 2016	QCOM	M	10,000	$44.63	$446,300	59,497 Direct	+20.20%	Acquired	263.1% (price as of 2026-08-20)
Sept. 9, 2016	QCOM	S	10,000	$60.94	$609,400	49,497 Direct	-16.81%	Disposed	165.9% (price as of 2026-08-20)
Sept. 9, 2016	QCOM	M	10,000	—	—	25,000 Direct	-28.57%	Disposed	(price as of 2026-08-20)
May 5, 2016	QCOM	M	10,114	—	—	53,027 Direct	+23.57%	Acquired	(price as of 2026-08-20)
May 5, 2016	QCOM	F	3,801	$51.13	$194,345	49,226 Direct	-7.17%	Disposed	216.9% (price as of 2026-08-20)
March 11, 2016	QCOM	G	1,620	—	—	42,913 Direct	-3.64%	Disposed	(price as of 2026-08-20)

Showing latest 100 of 212 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Oct. 1, 2021	QCOM	Restricted Stock Unit	Common Stock (11,066)	—	Oct. 1, 2023	11,066	Disposed
Oct. 1, 2021	QCOM	Restricted Stock Unit	Common Stock (18,949)	—	Oct. 1, 2022	18,949	Disposed
Oct. 1, 2021	QCOM	Restricted Stock Unit	Common Stock (15,687)	—	Oct. 1, 2021	15,687	Disposed
Sept. 23, 2021	QCOM	Restricted Stock Unit	Common Stock (26,884)	—	Oct. 1, 2024	26,884	Acquired
Nov. 20, 2020	QCOM	Restricted Stock Unit	Common Stock (20,292)	—	Nov. 20, 2020	20,292	Disposed
Oct. 1, 2020	QCOM	Restricted Stock Unit	Common Stock (18,584)	—	Oct. 1, 2022	18,584	Disposed
Oct. 1, 2020	QCOM	Restricted Stock Unit	Common Stock (15,385)	—	Oct. 1, 2021	15,385	Disposed
Sept. 23, 2020	QCOM	Restricted Stock Unit	Common Stock (32,559)	—	Oct. 1, 2023	32,559	Acquired
Nov. 20, 2019	QCOM	Restricted Stock Unit	Common Stock (19,711)	—	Nov. 20, 2020	19,711	Disposed
Oct. 1, 2019	QCOM	Restricted Stock Unit	Common Stock (14,945)	—	Oct. 1, 2021	14,945	Disposed
Sept. 20, 2019	QCOM	Restricted Stock Unit	Common Stock (54,161)	—	Oct. 1, 2022	54,161	Acquired
May 6, 2019	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (51,000)	$55.31	July 5, 2019	51,000	Disposed
May 5, 2019	QCOM	Restricted Stock Unit	Common Stock (14,964)	—	May 5, 2019	14,964	Disposed
May 5, 2019	QCOM	Restricted Stock Unit	Common Stock (11,358)	—	May 5, 2019	11,358	Disposed
Feb. 11, 2019	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (40,000)	$41.36	April 23, 2019	40,000	Disposed
Nov. 20, 2018	QCOM	Restricted Stock Unit	Common Stock (18,977)	—	Nov. 20, 2020	18,977	Disposed
Sept. 20, 2018	QCOM	Restricted Stock Unit	Common Stock (43,164)	—	Oct. 1, 2021	43,164	Acquired
May 6, 2018	QCOM	Restricted Stock Unit	Common Stock (55,852)	—	Nov. 20, 2020	55,852	Acquired
May 5, 2018	QCOM	Restricted Stock Unit	Common Stock (14,363)	—	May 5, 2019	14,363	Disposed
May 5, 2018	QCOM	Restricted Stock Unit	Common Stock (10,902)	—	May 5, 2019	10,902	Disposed
March 9, 2018	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (62,000)	$43.24	April 24, 2018	62,000	Disposed
May 10, 2017	QCOM	Restricted Stock Unit	Common Stock (13,805)	—	May 5, 2019	13,805	Disposed
May 10, 2017	QCOM	Restricted Stock Unit	Common Stock (10,477)	—	May 5, 2019	10,477	Disposed
May 5, 2017	QCOM	Restricted Stock Unit	Common Stock (10,477)	—	May 5, 2019	10,477	Disposed
May 5, 2017	QCOM	Restricted Stock Unit	Common Stock (13,805)	—	May 5, 2019	13,805	Disposed
April 21, 2017	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (25,000)	$44.63	April 26, 2017	25,000	Disposed
Nov. 20, 2016	QCOM	Restricted Stock Unit	Common Stock (2,480)	—	Nov. 20, 2016	2,480	Disposed
Sept. 9, 2016	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (10,000)	$44.63	April 26, 2017	10,000	Disposed
May 5, 2016	QCOM	Restricted Stock Unit	Common Stock (10,115)	—	May 5, 2019	10,115	Disposed
April 13, 2016	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (35,000)	$51.48	April 13, 2016	35,000	Disposed
Nov. 20, 2015	QCOM	Restricted Stock Unit	Common Stock (3,449)	—	Nov. 20, 2015	3,449	Disposed
Nov. 20, 2015	QCOM	Restricted Stock Unit	Common Stock (8,795)	—	Nov. 20, 2015	8,795	Disposed
Nov. 20, 2015	QCOM	Restricted Stock Unit	Common Stock (6,569)	—	Nov. 20, 2015	6,569	Disposed
Nov. 20, 2015	QCOM	Restricted Stock Unit	Common Stock (2,389)	—	Nov. 20, 2016	2,389	Disposed
Aug. 20, 2015	QCOM	Restricted Stock Unit	Common Stock (4,235)	—	Aug. 20, 2015	4,235	Disposed
May 20, 2015	QCOM	Restricted Stock Unit	Common Stock (3,537)	—	May 20, 2015	3,537	Disposed
May 5, 2015	QCOM	Restricted Stock Unit	Common Stock (9,760)	—	May 5, 2019	9,760	Disposed
May 3, 2015	QCOM	Restricted Stock Unit	Common Stock (48,800)	—	May 5, 2019	48,800	Acquired
May 3, 2015	QCOM	Restricted Stock Unit	Common Stock (38,578)	—	May 5, 2019	38,578	Acquired
Nov. 20, 2014	QCOM	Restricted Stock Unit	Common Stock (4,223)	—	Nov. 20, 2014	4,223	Disposed
Nov. 20, 2014	QCOM	Restricted Stock Unit	Common Stock (3,353)	—	Nov. 20, 2015	3,353	Disposed
Nov. 20, 2014	QCOM	Restricted Stock Unit	Common Stock (8,551)	—	Nov. 20, 2015	8,551	Disposed
Nov. 20, 2014	QCOM	Restricted Stock Unit	Common Stock (6,385)	—	Nov. 20, 2015	6,385	Disposed
Nov. 20, 2014	QCOM	Restricted Stock Unit	Common Stock (2,321)	—	Nov. 20, 2016	2,321	Disposed
Sept. 16, 2014	QCOM	Restricted Stock Unit	Common Stock (6,928)	—	Nov. 20, 2016	6,928	Acquired
Aug. 20, 2014	QCOM	Restricted Stock Unit	Common Stock (4,132)	$1.00	Aug. 19, 2022	4,132	Disposed
May 20, 2014	QCOM	Restricted Stock Unit	Common Stock (5,265)	$1.00	May 20, 2021	5,265	Disposed
May 20, 2014	QCOM	Restricted Stock Unit	Common Stock (3,456)	$1.00	March 27, 2022	3,456	Disposed
Feb. 14, 2014	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (12,834)	$34.99	Oct. 23, 2018	12,834	Disposed
Feb. 14, 2014	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (14,250)	$40.70	Oct. 22, 2019	14,250	Disposed
Dec. 31, 2013	QCOM	Phantom Stock Unit [F1]	Common Stock (1,111)	$1.00	—	1,111	Acquired
Nov. 20, 2013	QCOM	Restricted Stock Unit	Common Stock (5,159)	$1.00	Nov. 20, 2020	5,159	Disposed
Nov. 20, 2013	QCOM	Restricted Stock Unit	Common Stock (4,139)	$1.00	Sept. 27, 2021	4,139	Disposed
Nov. 20, 2013	QCOM	Restricted Stock Unit	Common Stock (11,450)	$1.00	Sept. 29, 2022	11,450	Disposed
Nov. 20, 2013	QCOM	Restricted Stock Unit	Common Stock (6,258)	$1.00	Sept. 28, 2023	6,258	Disposed
Nov. 20, 2013	QCOM	Restricted Stock Unit	Common Stock (311)	$1.00	—	311	Disposed
Sept. 29, 2013	QCOM	Restricted Stock Unit [F1]	Common Stock (18,775)	$1.00	Sept. 28, 2023	18,775	Acquired
Sept. 29, 2013	QCOM	Restricted Stock Unit	Common Stock (18,775)	$1.00	Sept. 28, 2023	18,775	Acquired
Sept. 29, 2013	QCOM	Restricted Stock Unit	Common Stock (6,827)	$1.00	Sept. 28, 2023	6,827	Acquired
Aug. 20, 2013	QCOM	Restricted Stock Unit	Common Stock (4,028)	$1.00	Aug. 19, 2022	4,028	Disposed
Aug. 20, 2013	QCOM	Restricted Stock Unit	Common Stock (22)	$1.00	—	22	Disposed
May 20, 2013	QCOM	Restricted Stock Unit	Common Stock (10,939)	$1.00	May 20, 2020	10,939	Disposed
May 20, 2013	QCOM	Restricted Stock Unit	Common Stock (5,081)	$1.00	May 20, 2021	5,081	Disposed
May 20, 2013	QCOM	Restricted Stock Unit	Common Stock (3,308)	$1.00	March 27, 2022	3,308	Disposed
May 20, 2013	QCOM	Restricted Stock Unit	Common Stock (245)	$1.00	—	245	Disposed
Dec. 31, 2012	QCOM	Phantom Stock Unit [F2]	Common Stock (1,063)	$1.00	—	1,063	Acquired
Nov. 28, 2012	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (17,750)	$40.70	Oct. 22, 2019	17,750	Disposed
Nov. 28, 2012	QCOM	Non-Qualified Stock Option (right to buy)	Common Stock (60,000)	$41.33	Oct. 25, 2017	60,000	Disposed
Nov. 20, 2012	QCOM	Restricted Stock Unit	Common Stock (5,159)	$1.00	May 20, 2020	5,159	Disposed
Nov. 20, 2012	QCOM	Restricted Stock Unit	Common Stock (4,063)	$1.00	May 20, 2020	4,063	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 18 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Nov. 6, 2012	QCOM	Common Stock	2,707	Direct
Oct. 11, 2012	QCOM	Common Stock	5,978	Direct
Oct. 11, 2012	QCOM	Non-Qualified Stock Option (right to buy)→ Common Stock (12,834)	12,834	Direct
Oct. 11, 2012	QCOM	Non-Qualified Stock Option (right to buy)→ Common Stock (32,000)	32,000	Direct
Oct. 11, 2012	QCOM	Non-Qualified Stock Option (right to buy)→ Common Stock (60,000)	60,000	Direct
Oct. 11, 2012	QCOM	Non-Qualified Stock Option (right to buy)→ Common Stock (40,000)	40,000	Direct
Oct. 11, 2012	QCOM	Non-Qualified Stock Option (right to buy)→ Common Stock (62,000)	62,000	Direct
Oct. 11, 2012	QCOM	Non-Qualified Stock Option (right to buy)→ Common Stock (35,000)	35,000	Direct
Oct. 11, 2012	QCOM	Non-Qualified Stock Option (right to buy)→ Common Stock (35,000)	35,000	Direct
Oct. 11, 2012	QCOM	Non-Qualified Stock Option (right to buy)→ Common Stock (51,000)	51,000	Direct
Oct. 11, 2012	QCOM	Phantom Stock Unit [F4]→ Common Stock (15,958)	15,958	Indirect
Oct. 11, 2012	QCOM	Restricted Stock Unit→ Common Stock (10,939)	10,939	Direct
Oct. 11, 2012	QCOM	Restricted Stock Unit→ Common Stock (10,317)	10,317	Direct
Oct. 11, 2012	QCOM	Restricted Stock Unit→ Common Stock (10,241)	10,241	Direct
Oct. 11, 2012	QCOM	Restricted Stock Unit→ Common Stock (12,189)	12,189	Direct
Oct. 11, 2012	QCOM	Restricted Stock Unit→ Common Stock (10,084)	10,084	Direct
Oct. 11, 2012	QCOM	Restricted Stock Unit→ Common Stock (11,990)	11,990	Direct
Oct. 11, 2012	QCOM	Restricted Stock Unit→ Common Stock (34,354)	34,354	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

QCOM

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2020	$900,058	—	$9,000,073	—	$2,700,000	—	$163,847	$12,763,978
2019	$837,361	—	$10,700,192	—	—	—	$182,136	$11,719,689

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.