James Kevin Brata

Insider

First SEC filing: June 24, 2008 · Latest: Feb. 11, 2011

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

DWSN selling Dec. 7, 2011

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 17 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

17 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Aug. 16, 2022	DWSN	D	25,000	$1.75	$43,750	0 Direct	-100.00%	Disposed	77.7% (price as of 2026-08-21)
Jan. 18, 2022	DWSN	D	62,252	$2.34	$145,670	25,000 Direct	-71.35%	Disposed	32.9% (price as of 2026-08-21)
Aug. 16, 2021	DWSN	A	25,000	$1.98	$49,500	87,252 Direct	+40.16%	Acquired	57.1% (price as of 2026-08-21)
June 1, 2021	DWSN	F	4,620	$2.39	$11,042	62,252 Direct	-6.91%	Disposed	30.1% (price as of 2026-08-21)
Aug. 10, 2020	DWSN	F	3,465	$1.74	$6,029	66,872 Direct	-4.93%	Disposed	78.7% (price as of 2026-08-21)
Feb. 15, 2019	DWSN	F	4,966	$3.86	$19,169	70,337 Direct	-6.59%	Disposed	-19.4% (price as of 2026-08-21)
May 30, 2018	DWSN	A	21,000	$7.10	$149,100	75,303 Direct	+38.67%	Acquired	-56.2% (price as of 2026-08-21)
Aug. 10, 2017	DWSN	A	15,000	$3.96	$59,400	51,718 Direct	+40.85%	Acquired	-17.5% (price as of 2026-08-21)
Feb. 15, 2016	DWSN	A	21,500	$2.96	$63,640	36,718 Direct	+141.28%	Acquired	10.3% (price as of 2026-08-21)
July 31, 2014	DWSN	A	50,000	—	—	50,000 Direct	—	Acquired	(price as of 2026-08-21)
March 14, 2013	DWSN	A	7,991	—	—	7,991 Direct	—	Acquired	(price as of 2026-08-21)
March 14, 2013	DWSN	M	34,729	$101100.00	$3,511,101,900	0 Direct	-100.00%	Disposed	-100.0% (price as of 2026-08-21)
March 14, 2013	DWSN	F	7,991	$10.37	$82,867	43,479 Direct	-15.53%	Disposed	-89.0% (price as of 2026-08-21)
March 14, 2013	DWSN	M	34,729	$2.91	$101,061	51,470 Direct	+207.45%	Acquired	-60.7% (price as of 2026-08-21)
Aug. 7, 2012	DWSN	A	13,125	—	—	16,569 Direct	+381.10%	Acquired	(price as of 2026-08-21)
Dec. 7, 2011	DWSN	S	3,525	$8.55	$30,139	3,444 Direct	-50.58%	Disposed	-86.0% (price as of 2026-08-21)
Dec. 6, 2011	DWSN	S	7,500	$8.55	$64,125	6,969 Direct	-51.83%	Disposed	-86.0% (price as of 2026-08-21)
Nov. 29, 2011	DWSN	A	3,444	—	—	14,469 Direct	+31.24%	Acquired	(price as of 2026-08-21)
June 19, 2009	DWSN	S	1,575	$4.77	$7,513	10,500 Direct	-13.04%	Disposed	-73.6% (price as of 2026-08-21)
Dec. 18, 2008	DWSN	P	1,500	$2.56	$3,840	11,500 Direct	+15.00%	Acquired	-48.3% (price as of 2026-08-21)
Oct. 24, 2008	DWSN	A	30,000	—	—	30,000 Direct	—	Acquired	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
July 31, 2014	DWSN	Incentive Stock Option	Common Stock (50,000)	$3.93	July 30, 2019	50,000	Acquired
March 14, 2013	DWSN	Incentive Stock Option (reload)	Common Stock (7,991)	$10.37	Oct. 23, 2013	7,991	Acquired
March 14, 2013	DWSN	Incentive Stock Option	Common Stock (34,729)	$2.91	Oct. 23, 2013	34,729	Disposed
Oct. 24, 2008	DWSN	Stock Option	Common Stock (30,000)	$3.37	Oct. 23, 2013	30,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
June 24, 2008	DWSN	Common Stock	10,000	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

DWSN

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2024	—	—	—	—	—	—	—	—
2023	$339,038	$205,137	—	—	—	—	—	$1,045,925
2021	$278,751	—	$49,500	—	—	—	$21,603	$349,854

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.