James L L Tullis
CIK 1230641 · View on SEC EDGAR ↗
First SEC filing: June 12, 2025 · Latest: June 12, 2025
On this page
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 13, 2026 | CR | S | 614 | $225.00 | $138,150 | 5,421 Direct | -10.17% | Disposed | -8.0% (price as of 2026-08-21) |
| Sept. 11, 2023 | ATEC | S | 35,000 | $14.74 | $515,900 | 171,962 Direct | -16.91% | Disposed | -37.7% (price as of 2026-08-21) |
| Sept. 11, 2023 | ATEC | S | 70,000 | $14.74 | $1,031,800 | 563,831 Indirect | -11.04% | Disposed | -37.7% (price as of 2026-08-21) |
| March 8, 2023 | ATEC | S | 30,000 | $16.12 | $483,600 | 467,974 Indirect | -6.02% | Disposed | -43.1% (price as of 2026-08-21) |
| Dec. 16, 2022 | ATEC | S | 50,000 | $10.59 | $529,500 | 497,974 Indirect | -9.12% | Disposed | -13.3% (price as of 2026-08-21) |
| June 15, 2022 | ATEC | P | 7,500 | $6.76 | $50,700 | 187,558 Direct | +4.17% | Acquired | 35.8% (price as of 2026-08-21) |
| April 7, 2022 | ATEC | S | 39,209 | $12.99 | $509,325 | 997,606 Indirect | -3.78% | Disposed | -29.3% (price as of 2026-08-21) |
| April 7, 2022 | ATEC | S | 28,481 | $12.99 | $369,968 | 547,974 Indirect | -4.94% | Disposed | -29.3% (price as of 2026-08-21) |
| April 7, 2022 | ATEC | S | 1,630 | $12.99 | $21,174 | 161,512 Direct | -1.00% | Disposed | -29.3% (price as of 2026-08-21) |
| Dec. 10, 2021 | ATEC | S | 55,000 | $11.65 | $640,750 | 470,747 Indirect | -10.46% | Disposed | -21.2% (price as of 2026-08-21) |
| Dec. 9, 2021 | ATEC | S | 20,000 | $11.78 | $235,600 | 525,747 Indirect | -3.66% | Disposed | -22.1% (price as of 2026-08-21) |
| Nov. 24, 2021 | CXT | S | 2,000 | $104.71 | $209,420 | 5,240 Direct | -27.62% | Disposed | 38.2% (price as of 2026-08-21) |
| Aug. 5, 2021 | XGN | S 10b5-1 | 6,800 | $10.72 | $72,896 | 1,515,672 Indirect | -0.45% | Disposed | -27.7% (price as of 2026-08-21) |
| Aug. 4, 2021 | XGN | S 10b5-1 | 2,100 | $11.39 | $23,919 | 1,522,472 Indirect | -0.14% | Disposed | -32.0% (price as of 2026-08-21) |
| Aug. 3, 2021 | XGN | S 10b5-1 | 4,300 | $11.77 | $50,611 | 1,524,572 Indirect | -0.28% | Disposed | -34.2% (price as of 2026-08-21) |
| Aug. 2, 2021 | XGN | S 10b5-1 | 1,800 | $11.92 | $21,456 | 1,528,872 Indirect | -0.12% | Disposed | -35.0% (price as of 2026-08-21) |
| June 29, 2021 | XGN | S 10b5-1 | 5,379 | $14.67 | $78,910 | 1,530,672 Indirect | -0.35% | Disposed | -47.2% (price as of 2026-08-21) |
| June 28, 2021 | XGN | S 10b5-1 | 10,858 | $14.98 | $162,653 | 1,536,051 Indirect | -0.70% | Disposed | -48.3% (price as of 2026-08-21) |
| June 25, 2021 | XGN | S 10b5-1 | 8,763 | $16.03 | $140,471 | 1,546,909 Indirect | -0.56% | Disposed | -51.7% (price as of 2026-08-21) |
| March 9, 2021 | ATEC | S | 22,500 | $16.24 | $365,400 | 545,747 Indirect | -3.96% | Disposed | -43.5% (price as of 2026-08-21) |
| Feb. 26, 2021 | CXT | S | 1,115 | $84.47 | $94,184 | 4,995 Direct | -18.25% | Disposed | 71.3% (price as of 2026-08-21) |
| Feb. 23, 2021 | ATEC | S | 93,483 | $16.51 | $1,543,404 | 1,491,293 Indirect | -5.90% | Disposed | -44.4% (price as of 2026-08-21) |
| Feb. 23, 2021 | ATEC | S | 67,906 | $16.51 | $1,121,128 | 568,247 Indirect | -10.67% | Disposed | -44.4% (price as of 2026-08-21) |
| Feb. 23, 2021 | ATEC | S | 3,887 | $16.51 | $64,174 | 146,869 Direct | -2.58% | Disposed | -44.4% (price as of 2026-08-21) |
| Feb. 5, 2021 | XGN | S 10b5-1 | 3,000 | $17.00 | $51,000 | 21,348 Direct | -12.32% | Disposed | -54.4% (price as of 2026-08-21) |
| Jan. 19, 2021 | XGN | S 10b5-1 | 257 | $15.56 | $3,999 | 24,348 Direct | -1.04% | Disposed | -50.2% (price as of 2026-08-21) |
| Jan. 15, 2021 | XGN | S 10b5-1 | 1,014 | $15.51 | $15,727 | 24,605 Direct | -3.96% | Disposed | -50.0% (price as of 2026-08-21) |
| Jan. 13, 2021 | XGN | S 10b5-1 | 4,000 | $15.58 | $62,320 | 25,619 Direct | -13.50% | Disposed | -50.3% (price as of 2026-08-21) |
| Jan. 13, 2021 | XGN | S 10b5-1 | 1,729 | $15.74 | $27,214 | 29,619 Direct | -5.52% | Disposed | -50.8% (price as of 2026-08-21) |
| Dec. 15, 2020 | XGN | S | 12,000 | $12.23 | $146,760 | 1,555,672 Indirect | -0.77% | Disposed | -36.6% (price as of 2026-08-21) |
| Dec. 11, 2020 | XGN | S | 7,500 | $13.04 | $97,800 | 1,567,672 Indirect | -0.48% | Disposed | -40.6% (price as of 2026-08-21) |
Showing latest 100 of 258 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 1, 2026 | CR | Deferred Stock Units | Common Stock (1,226) | — | — | 1,226 | Disposed |
| May 21, 2026 | CXT | Deferred Stock Units | COMMON STOCK (448) | — | — | 448 | Acquired |
| May 21, 2026 | CXT | Deferred Stock Units | COMMON STOCK (4,654) | — | — | 4,654 | Disposed |
| May 22, 2025 | CXT | Deferred Stock Units | COMMON STOCK (360) | — | — | 360 | Acquired |
| May 22, 2025 | CXT | Deferred Stock Units | COMMON STOCK (2,776) | — | — | 2,776 | Acquired |
| May 23, 2024 | CXT | Deferred Stock Units | COMMON STOCK (301) | — | — | 301 | Acquired |
| May 23, 2024 | CXT | Deferred Stock Units | COMMON STOCK (2,377) | — | — | 2,377 | Acquired |
| May 17, 2023 | ATEC | Warrants (right to buy) | Common Stock (6,143) | $3.50 | May 17, 2023 | 6,143 | Disposed |
| May 17, 2023 | ATEC | Warrants (right to buy) | Common Stock (147,726) | $3.50 | May 17, 2023 | 147,726 | Disposed |
| May 17, 2023 | ATEC | Warrants (right to buy) | Common Stock (107,309) | $3.50 | May 17, 2023 | 107,309 | Disposed |
| May 15, 2023 | ATEC | Warrants (right to buy) | Common Stock (6,143) | $3.50 | May 17, 2023 | 6,143 | Disposed |
| May 15, 2023 | ATEC | Warrants (right to buy) | Common Stock (147,725) | $3.50 | May 17, 2023 | 147,725 | Disposed |
| May 15, 2023 | ATEC | Warrants (right to buy) | Common Stock (107,309) | $3.50 | May 17, 2023 | 107,309 | Disposed |
| April 24, 2023 | CR | Deferred Stock Unit | Common Stock (485) | — | — | 485 | Acquired |
| April 24, 2023 | CR | Deferred Stock Unit | Common Stock (1,897) | — | — | 1,897 | Acquired |
| April 20, 2023 | CXT | Deferred Stock Units | COMMON STOCK (485) | — | — | 485 | Acquired |
| April 20, 2023 | CXT | Deferred Stock Units | COMMON STOCK (2,843) | — | — | 2,843 | Acquired |
| June 16, 2022 | XGN | Stock Option(right to buy) | Common Stock (9,000) | $5.25 | June 15, 2032 | 9,000 | Acquired |
| May 16, 2022 | CXT | Deferred Stock Units | CRANE CO. COMMON, PAR VALUE $1.00 (443) | — | — | 443 | Acquired |
| May 16, 2022 | CXT | Deferred Stock Units | CRANE CO. COMMON, PAR VALUE $1.00 (1,546) | — | — | 1,546 | Acquired |
| April 7, 2022 | ATEC | Warrants (right to buy) | Common Stock (145,522) | $3.50 | — | 145,522 | Disposed |
| April 7, 2022 | ATEC | Warrants (right to buy) | Common Stock (105,708) | $3.50 | — | 105,708 | Disposed |
| April 7, 2022 | ATEC | Warrants (right to buy) | Common Stock (6,052) | $3.50 | — | 6,052 | Disposed |
| Nov. 24, 2021 | CXT | Director Stock Option(Right to Buy) | CRANE CO. COMMON, PAR VALUE $1.00 (2,000) | $46.99 | April 23, 2022 | 2,000 | Disposed |
| June 17, 2021 | XGN | Stock Option(right to buy) | Common Stock (9,000) | $16.41 | June 16, 2031 | 9,000 | Acquired |
| April 26, 2021 | CXT | Deferred Stock Units | CRANE CO. COMMON, PAR VALUE $1.00 (582) | — | — | 582 | Acquired |
| April 26, 2021 | CXT | Deferred Stock Units | CRANE CO. COMMON, PAR VALUE $1.00 (1,416) | — | — | 1,416 | Acquired |
| Feb. 26, 2021 | CXT | Director Stock Option(Right to Buy) | CRANE CO. COMMON, PAR VALUE $1.00 (2,000) | $47.08 | April 18, 2021 | 2,000 | Disposed |
| Feb. 23, 2021 | ATEC | Warrants (right to buy) | Common Stock (440,973) | $3.50 | — | 440,973 | Disposed |
| Feb. 23, 2021 | ATEC | Warrants (right to buy) | Common Stock (320,325) | $3.50 | — | 320,325 | Disposed |
| Feb. 23, 2021 | ATEC | Warrants (right to buy) | Common Stock (18,337) | $3.50 | — | 18,337 | Disposed |
| June 18, 2020 | XGN | Stock Option(right to buy) | Common Stock (9,000) | $13.00 | June 17, 2030 | 9,000 | Acquired |
| April 27, 2020 | CXT | Deferred Stock Units | CRANE CO. COMMON, PAR VALUE $1.00 (438) | — | — | 0 | Acquired |
| April 27, 2020 | CXT | Deferred Stock Units | CRANE CO. COMMON, PAR VALUE $1.00 (2,506) | — | — | 0 | Acquired |
| Nov. 27, 2019 | CXT | Director Stock Option(Right to Buy) | CRANE CO. COMMON, PAR VALUE $1.00 (2,000) | $36.26 | April 19, 2020 | 2,000 | Disposed |
| Sept. 23, 2019 | XGN | Series H Redeemable Convertible Preferred Stock | Common Stock (317,804) | — | — | 58,359,932 | Disposed |
| Sept. 23, 2019 | XGN | Series H Redeemable Convertible Preferred Stock | Common Stock (4,045) | — | — | 742,761 | Disposed |
| Sept. 23, 2019 | XGN | Series F Redeemable Convertible Preferred Stock | Common Stock (441,998) | — | — | 81,166,226 | Disposed |
| Sept. 23, 2019 | XGN | Series F Redeemable Convertible Preferred Stock | Common Stock (4,537) | — | — | 833,333 | Disposed |
| Sept. 23, 2019 | XGN | Series F Redeemable Convertible Preferred Stock | Common Stock (1,431) | — | — | 262,821 | Disposed |
| Sept. 23, 2019 | XGN | Series F Redeemable Convertible Preferred Stock | Common Stock (37,547) | — | — | 6,895,096 | Disposed |
| Sept. 23, 2019 | XGN | Series E Redeemable Convertible Preferred Stock | Common Stock (929,432) | — | — | 53,251,030 | Disposed |
| Sept. 23, 2019 | XGN | Series C Redeemable Convertible Preferred Stock | Common Stock (95,069) | — | — | 5,446,902 | Disposed |
| Sept. 23, 2019 | XGN | Series A-3 Redeemable Convertible Preferred Stock | Common Stock (2,550) | — | — | 468,321 | Disposed |
| Sept. 19, 2019 | XGN | Warrants | Common Stock [F4] (11,498) | $14.32 | — | 11,498 | Disposed |
| June 7, 2019 | ECOR | Deferred Stock Units | Common Stock (44,642) | $0.00 | June 8, 2029 | 44,642 | Acquired |
| April 29, 2019 | CXT | Deferred Stock Units | CRANE CO. COMMON, PAR VALUE $1.00 (319) | — | — | 319 | Acquired |
| April 29, 2019 | CXT | Deferred Stock Units | CRANE CO. COMMON, PAR VALUE $1.00 (1,482) | — | — | 1,482 | Acquired |
| April 23, 2018 | CXT | Deferred Stock Units | CRANE CO. COMMON, PAR VALUE $1.00 (279) | — | — | 279 | Acquired |
| April 23, 2018 | CXT | Deferred Stock Units | CRANE CO. COMMON, PAR VALUE $1.00 (1,258) | — | — | 1,258 | Acquired |
| Nov. 15, 2017 | CXT | Director Stock Option(Right to Buy) | CRANE CO. COMMON, PAR VALUE $1.00 (2,000) | $43.49 | April 21, 2018 | 2,000 | Disposed |
| April 24, 2017 | CXT | Deferred Stock Units | CRANE CO. COMMON, PAR VALUE $1.00 (305) | — | — | 305 | Acquired |
| April 24, 2017 | CXT | Deferred Stock Units | CRANE CO. COMMON, PAR VALUE $1.00 (1,540) | — | — | 1,540 | Acquired |
| Feb. 2, 2017 | CXT | Director Stock Option(Right to Buy) | CRANE CO. COMMON, PAR VALUE $1.00 (2,000) | $41.71 | April 23, 2017 | 2,000 | Disposed |
| April 25, 2016 | CXT | Deferred Stock Units | CRANE CO. COMMON, PAR VALUE $1.00 (329) | — | — | 329 | Acquired |
| April 25, 2016 | CXT | Deferred Stock Units | CRANE CO. COMMON, PAR VALUE $1.00 (2,031) | — | — | 2,031 | Acquired |
| April 27, 2015 | CXT | Deferred Stock Units | CRANE CO. COMMON, PAR VALUE $1.00 (216) | — | — | 216 | Acquired |
| April 27, 2015 | CXT | Deferred Stock Units | CRANE CO. COMMON, PAR VALUE $1.00 (1,890) | — | — | 1,890 | Acquired |
| May 30, 2014 | CXT | Director Stock Option(Right to Buy) | CRANE CO. COMMON, PAR VALUE $1.00 (500) | $18.87 | April 20, 2019 | 500 | Disposed |
| April 28, 2014 | CXT | Deferred Stock Units | CRANE CO. COMMON, PAR VALUE $1.00 (171) | — | — | 171 | Acquired |
| April 28, 2014 | CXT | Deferred Stock Units | CRANE CO. COMMON, PAR VALUE $1.00 (1,566) | — | — | 1,566 | Acquired |
| Dec. 31, 2013 | CXT | Director Stock Option(Right to Buy) | CRANE CO. COMMON, PAR VALUE $1.00 (2,000) | $41.37 | April 24, 2016 | 2,000 | Disposed |
| Nov. 27, 2013 | CXT | Director Stock Option(Right to Buy) | CRANE CO. COMMON, PAR VALUE $1.00 (2,000) | $33.31 | April 26, 2014 | 2,000 | Disposed |
| April 22, 2013 | CXT | Deferred Stock Units | CRANE CO. COMMON, PAR VALUE $1.00 (190) | — | — | 190 | Acquired |
| April 22, 2013 | CXT | Deferred Stock Units | CRANE CO. COMMON, PAR VALUE $1.00 (1,624) | — | — | 1,624 | Acquired |
| Dec. 28, 2012 | CXT | Director Stock Option(Right to Buy) | CRANE CO. COMMON, PAR VALUE $1.00 (2,000) | $26.61 | April 25, 2015 | 2,000 | Disposed |
| Dec. 28, 2012 | CXT | Director Stock Option(Right to Buy) | CRANE CO. COMMON, PAR VALUE $1.00 (1,500) | $18.87 | April 20, 2019 | 1,500 | Disposed |
| Dec. 28, 2012 | CXT | Director Stock Option(Right to Buy) | CRANE CO. COMMON, PAR VALUE $1.00 (2,000) | $18.24 | April 28, 2013 | 2,000 | Disposed |
| April 23, 2012 | CXT | Director Stock Option(Right to Buy) | CRANE CO. COMMON, PAR VALUE $1.00 (2,000) | $46.99 | April 23, 2022 | 2,000 | Acquired |
| April 23, 2012 | CXT | Deferred Stock Units | CRANE CO. COMMON, PAR VALUE $1.00 (140) | — | — | 140 | Acquired |
| April 23, 2012 | CXT | Deferred Stock Units | CRANE CO. COMMON, PAR VALUE $1.00 (1,064) | — | — | 1,064 | Acquired |
| Feb. 15, 2012 | CXT | Director Stock Option(Right to Buy) | CRANE CO. COMMON, PAR VALUE $1.00 (2,000) | $28.38 | April 22, 2012 | 2,000 | Disposed |
| April 18, 2011 | CXT | Director Stock Option(Right to Buy) | CRANE CO. COMMON, PAR VALUE $1.00 (2,000) | $47.08 | April 18, 2021 | 2,000 | Acquired |
| April 18, 2011 | CXT | Deferred Stock Units | CRANE CO. COMMON, PAR VALUE $1.00 (114) | — | — | 114 | Acquired |
| April 18, 2011 | CXT | Deferred Stock Units | CRANE CO. COMMON, PAR VALUE $1.00 (1,062) | — | — | 1,062 | Acquired |
| Jan. 27, 2011 | CXT | Director Stock Option(Right to Buy) | CRANE CO. COMMON, PAR VALUE $1.00 (2,000) | $26.95 | April 23, 2011 | 2,000 | Disposed |
| April 19, 2010 | CXT | Director Stock Option(Right to Buy) | CRANE CO. COMMON, PAR VALUE $1.00 (2,000) | $36.26 | April 19, 2020 | 2,000 | Acquired |
| April 19, 2010 | CXT | Deferred Stock Units | CRANE CO. COMMON, PAR VALUE $1.00 (111) | — | — | 111 | Acquired |
| April 19, 2010 | CXT | Deferred Stock Units | CRANE CO. COMMON, PAR VALUE $1.00 (1,034) | — | — | 1,034 | Acquired |
| March 16, 2010 | CXT | Director Stock Option(Right to Buy) | CRANE CO. COMMON, PAR VALUE $1.00 (2,000) | $23.69 | April 10, 2010 | 2,000 | Disposed |
| April 20, 2009 | CXT | Deferred Stock Units | CRANE CO. COMMON, PAR VALUE $1.00 (1,987) | — | — | 1,987 | Acquired |
| April 20, 2009 | CXT | Deferred Stock Units | CRANE CO. COMMON, PAR VALUE $1.00 (66) | — | — | 66 | Acquired |
| April 20, 2009 | CXT | Director Stock Option(Right to Buy) | CRANE CO. COMMON, PAR VALUE $1.00 (2,000) | $21.25 | April 21, 2019 | 2,000 | Acquired |
| April 21, 2008 | CXT | Director Stock Option(Right to Buy) | CRANE CO. COMMON, PAR VALUE $1.00 (2,000) | $43.49 | April 21, 2018 | 2,000 | Acquired |
| April 21, 2008 | CXT | Deferred Stock Units | CRANE CO. COMMON, PAR VALUE $1.00 (14) | — | — | 14 | Acquired |
| April 21, 2008 | CXT | Deferred Stock Units | CRANE CO. COMMON, PAR VALUE $1.00 (862) | — | — | 862 | Acquired |
| April 23, 2007 | CXT | Director Stock Option(Right to Buy) | CRANE CO. COMMON, PAR VALUE $1.00 (2,000) | $41.71 | April 23, 2017 | 2,000 | Acquired |
| April 23, 2007 | CXT | Deferred Stock Units | CRANE CO. COMMON, PAR VALUE $1.00 (899) | — | — | 899 | Acquired |
| April 24, 2006 | CXT | Director Stock Option(Right to Buy) | CRANE CO. COMMON, PAR VALUE $1.00 (2,000) | $41.37 | April 24, 2016 | 2,000 | Acquired |
| March 29, 2006 | CXT | Director Stock Option(Right to Buy) | CRANE CO. COMMON, PAR VALUE $1.00 (2,800) | $23.69 | April 10, 2010 | 2,800 | Disposed |
| April 25, 2005 | CXT | Director Stock Option(Right to Buy) | CRANE CO. COMMON, PAR VALUE $1.00 (2,000) | $26.61 | April 25, 2015 | 2,000 | Acquired |
| April 26, 2004 | CXT | DIRECTOR STOCK OPTION(RIGHT TO BUY) | COMMON STOCK (2,000) | $33.31 | April 26, 2014 | 2,000 | Acquired |
| April 26, 2004 | CXT | DIRECTOR STOCK OPTION(RIGHT TO BUY) | COMMON STOCK (2,000) | $32.65 | April 26, 2014 | 2,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 32 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Sept. 18, 2019 | XGN | Common Stock | 99 | Indirect |
| Sept. 18, 2019 | XGN | Warrants→ Common Stock (1,361) | 1,361 | Indirect |
| Sept. 18, 2019 | XGN | Warrants→ Common Stock (224,641) | 224,641 | Indirect |
| Sept. 18, 2019 | XGN | Warrants→ Common Stock (65,340) | 65,340 | Indirect |
| Sept. 18, 2019 | XGN | Warrants→ Series E Redeemable Convertible Preferred Stock (658,823) | 658,823 | Indirect |
| Sept. 18, 2019 | XGN | Series A-3 Redeemable Convertible Preferred Stock→ Common Stock (2,550) | 2,550 | Indirect |
| Sept. 18, 2019 | XGN | Series C Redeemable Convertible Preferred Stock→ Common Stock (95,069) | 95,069 | Indirect |
| Sept. 18, 2019 | XGN | Series E Redeemable Convertible Preferred Stock→ Common Stock (929,432) | 929,432 | Indirect |
| Sept. 18, 2019 | XGN | Series F Redeemable Convertible Preferred Stock→ Common Stock (37,547) | 37,547 | Direct |
| Sept. 18, 2019 | XGN | Series F Redeemable Convertible Preferred Stock→ Common Stock (1,431) | 1,431 | Indirect |
| Sept. 18, 2019 | XGN | Series F Redeemable Convertible Preferred Stock→ Common Stock (4,537) | 4,537 | Indirect |
| Sept. 18, 2019 | XGN | Series F Redeemable Convertible Preferred Stock→ Common Stock (441,997) | 441,997 | Indirect |
| Sept. 18, 2019 | XGN | Series H Redeemable Convertible Preferred Stock→ Common Stock (4,044) | 4,044 | Direct |
| Sept. 18, 2019 | XGN | Series H Redeemable Convertible Preferred Stock→ Common Stock (317,803) | 317,803 | Indirect |
| June 21, 2018 | ECOR | Common Stock | 111,227 | Direct |
| June 21, 2018 | ECOR | Common Stock | 98,918 | Indirect |
| June 21, 2018 | ECOR | Common Stock | 8,183 | Indirect |
| June 21, 2018 | ECOR | Common Stock | 7,533 | Indirect |
| June 21, 2018 | ECOR | Common Stock | 12,304 | Indirect |
| June 21, 2018 | ECOR | Common Stock | 12,304 | Indirect |
| June 21, 2018 | ECOR | Common Stock | 15,380 | Indirect |
| June 21, 2018 | ECOR | Common Stock | 8,893 | Indirect |
| June 21, 2018 | ECOR | Stock Options→ Common Stock (163) | 163 | Direct |
| March 13, 2018 | ATEC | Common Stock | 51,564 | Direct |
| March 13, 2018 | ATEC | Common Stock | 1,239,985 | Indirect |
| March 13, 2018 | ATEC | Common Stock | 900,734 | Indirect |
| March 13, 2018 | ATEC | Warrants (right to buy)→ Common Stock (36,675) | 36,675 | Direct |
| March 13, 2018 | ATEC | 6% Convertible Promissory Note due 2019→ Common Stock (15,531) | 15,531 | Direct |
| March 13, 2018 | ATEC | Warrants (right to buy)→ Common Stock (881,946) | 881,946 | Indirect |
| March 13, 2018 | ATEC | 6% Convertible Promissory Note due 2019→ Common Stock (373,493) | 373,493 | Indirect |
| March 13, 2018 | ATEC | Warrants (right to buy)→ Common Stock (640,651) | 640,651 | Indirect |
| March 13, 2018 | ATEC | 6% Convertible Promissory Note due 2019→ Common Stock (271,307) | 271,307 | Indirect |