James L Waters

Insider

First SEC filing: July 16, 2021 · Latest: Feb. 19, 2025

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 32 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Feb. 17, 2025	KEY	M	8,433	—	—	25,296 Direct	-25.00%	Disposed	(price as of 2026-08-20)
Feb. 17, 2025	KEY	M	5,753	—	—	11,505 Direct	-33.34%	Disposed	(price as of 2026-08-20)
Feb. 17, 2025	KEY	M	3,410	—	—	3,410 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Feb. 17, 2025	KEY	A	26,369	—	—	26,369 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 17, 2025	KEY	A	22,009	—	—	22,009 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 17, 2025	KEY	F	5,586	$17.72	$98,984	68,401 Direct	-7.55%	Disposed	23.6% (price as of 2026-08-20)
Feb. 17, 2025	KEY	M	17,596	—	—	73,987 Direct	+31.20%	Acquired	(price as of 2026-08-20)
July 6, 2024	KEY	M	23,337	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 6, 2024	KEY	F	7,920	$13.95	$110,484	56,391 Direct	-12.32%	Disposed	57.0% (price as of 2026-08-20)
July 6, 2024	KEY	M	23,337	—	—	64,311 Direct	+56.96%	Acquired	(price as of 2026-08-20)
Feb. 17, 2024	KEY	M	5,456	—	—	16,364 Direct	-25.00%	Disposed	(price as of 2026-08-20)
Feb. 17, 2024	KEY	M	3,235	—	—	6,467 Direct	-33.34%	Disposed	(price as of 2026-08-20)
Feb. 17, 2024	KEY	F	2,918	$14.07	$41,056	40,974 Direct	-6.65%	Disposed	55.7% (price as of 2026-08-20)
Feb. 17, 2024	KEY	M	8,690	—	—	43,892 Direct	+24.69%	Acquired	(price as of 2026-08-20)
Feb. 16, 2024	KEY	A	43,731	—	—	43,731 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 16, 2024	KEY	A	31,982	—	—	31,982 Direct	—	Acquired	(price as of 2026-08-20)
July 6, 2023	KEY	M	21,961	—	—	21,960 Direct	-50.00%	Disposed	(price as of 2026-08-20)
July 6, 2023	KEY	M	21,961	—	—	35,202 Direct	+165.86%	Acquired	(price as of 2026-08-20)
Feb. 17, 2023	KEY	M	3,019	—	—	9,055 Direct	-25.00%	Disposed	(price as of 2026-08-20)
Feb. 17, 2023	KEY	F	1,077	$19.15	$20,625	13,241 Direct	-7.52%	Disposed	14.4% (price as of 2026-08-20)
Feb. 17, 2023	KEY	M	3,019	—	—	14,318 Direct	+26.72%	Acquired	(price as of 2026-08-20)
Feb. 17, 2023	KEY	A	30,732	—	—	30,732 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 17, 2023	KEY	A	20,365	—	—	20,365 Direct	—	Acquired	(price as of 2026-08-20)
July 6, 2022	KEY	M	20,677	—	—	41,351 Direct	-33.33%	Disposed	(price as of 2026-08-20)
July 6, 2022	KEY	F	9,378	$17.25	$161,770	11,299 Direct	-45.35%	Disposed	27.0% (price as of 2026-08-20)
July 6, 2022	KEY	M	20,677	—	—	20,677 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 14, 2022	KEY	A	17,301	—	—	17,301 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 14, 2022	KEY	A	11,578	—	—	11,578 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 27, 2020	CFR	A	2,256	—	—	2,256 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 27, 2020	CFR	A	2,256	—	—	2,256 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 29, 2019	CFR	A	1,595	—	—	1,595 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 23, 2018	CFR	A	1,318	—	—	1,318 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 17, 2025	KEY	Restricted Stock Units	Common Shares (8,433)	—	—	8,433	Disposed
Feb. 17, 2025	KEY	Restricted Stock Units	Common Shares (5,753)	—	—	5,753	Disposed
Feb. 17, 2025	KEY	Restricted Stock Units	Common Shares (3,410)	—	—	3,410	Disposed
Feb. 17, 2025	KEY	Option to Buy	Common Shares (26,369)	$19.49	Feb. 17, 2035	26,369	Acquired
Feb. 17, 2025	KEY	Restricted Stock Units	Common Shares (22,009)	—	—	22,009	Acquired
July 6, 2024	KEY	Restricted Stock Units	Common Shares	—	—	23,337	Disposed
Feb. 17, 2024	KEY	Restricted Stock Units	Common Shares (5,456)	—	—	5,456	Disposed
Feb. 17, 2024	KEY	Restricted Stock Units	Common Shares (3,235)	—	—	3,235	Disposed
Feb. 16, 2024	KEY	Option to Buy	Common Shares (43,731)	$15.48	Feb. 16, 2034	43,731	Acquired
Feb. 16, 2024	KEY	Restricted Stock Units	Common Shares (31,982)	—	—	31,982	Acquired
July 6, 2023	KEY	Restricted Stock Units	Common Shares (21,961)	—	—	21,961	Disposed
Feb. 17, 2023	KEY	Restricted Stock Units	Common Shares (3,019)	—	—	3,019	Disposed
Feb. 17, 2023	KEY	Option to Buy	Common Shares (30,732)	$21.07	Feb. 17, 2033	30,732	Acquired
Feb. 17, 2023	KEY	Restricted Stock Units	Common Shares (20,365)	—	—	20,365	Acquired
July 6, 2022	KEY	Restricted Stock Units	Common Shares (20,677)	—	—	20,677	Disposed
Feb. 14, 2022	KEY	Option to Buy	Common Shares (17,301)	$28.50	Feb. 17, 2032	17,301	Acquired
Feb. 14, 2022	KEY	Restricted Stock Units	Common Shares (11,578)	—	—	11,578	Acquired
Oct. 27, 2020	CFR	Restricted Stock Units	Common Stock (2,256)	—	—	2,256	Acquired
Oct. 27, 2020	CFR	Restricted Stock Units	Common Stock (2,256)	—	—	2,256	Acquired
Oct. 29, 2019	CFR	Restricted Stock Units	Common Stock (1,595)	—	—	1,595	Acquired
Oct. 23, 2018	CFR	Restricted Stock Units	Common Stock (1,318)	—	—	1,318	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
July 16, 2021	KEY	Common Shares	0	Direct
July 16, 2021	KEY	Restricted Stock Units→ Common Shares (59,820)	59,820	Direct
March 9, 2018	CFR	No Securities are Beneficially Owned	0	Direct