James Lalonde

Insider

First SEC filing: Feb. 13, 2014 · Latest: Feb. 13, 2014

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

CDXS selling July 17, 2018

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 30 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

30 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
July 17, 2018	CDXS	S 10b5-1	7,500	$15.27	$114,525	195,066 Direct	-3.70%	Disposed	-89.6% (price as of 2026-08-21)
July 16, 2018	CDXS	S 10b5-1	7,500	$15.53	$116,475	202,566 Direct	-3.57%	Disposed	-89.8% (price as of 2026-08-21)
May 15, 2018	CDXS	S 10b5-1	10,000	$12.90	$129,000	210,066 Direct	-4.54%	Disposed	-87.7% (price as of 2026-08-21)
May 14, 2018	CDXS	S 10b5-1	10,000	$13.09	$130,900	220,066 Direct	-4.35%	Disposed	-87.9% (price as of 2026-08-21)
March 5, 2018	CDXS	F	11,920	$10.90	$129,928	230,066 Direct	-4.93%	Disposed	-85.4% (price as of 2026-08-21)
Feb. 21, 2018	CDXS	A	55,000	—	—	55,000 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 20, 2018	CDXS	A	55,000	—	—	55,000 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 5, 2018	CDXS	A	147,620	—	—	147,620 Direct	—	Acquired	(price as of 2026-08-21)
March 5, 2017	CDXS	F	20,630	$4.15	$85,614	241,986 Direct	-7.86%	Disposed	-61.8% (price as of 2026-08-21)
Feb. 10, 2017	CDXS	F	2,404	$4.35	$10,457	262,616 Direct	-0.91%	Disposed	-63.5% (price as of 2026-08-21)
Feb. 3, 2017	CDXS	A	110,000	—	—	110,000 Direct	—	Acquired	(price as of 2026-08-21)
Jan. 16, 2017	CDXS	A	66,881	—	—	265,020 Direct	+33.75%	Acquired	(price as of 2026-08-21)
Jan. 5, 2017	CDXS	M	6,666	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Jan. 5, 2017	CDXS	M	6,666	$2.45	$16,332	198,139 Direct	+3.48%	Acquired	-35.3% (price as of 2026-08-21)
March 5, 2016	CDXS	F	12,478	$3.66	$45,669	191,473 Direct	-6.12%	Disposed	-56.7% (price as of 2026-08-21)
Feb. 19, 2016	CDXS	A	77,000	—	—	77,000 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 19, 2016	CDXS	A	39,904	—	—	203,951 Direct	+24.32%	Acquired	(price as of 2026-08-21)
Feb. 10, 2016	CDXS	F	3,964	$3.93	$15,579	164,047 Direct	-2.36%	Disposed	-59.6% (price as of 2026-08-21)
Nov. 11, 2015	CDXS	M	16,391	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 11, 2015	CDXS	S	5,805	$3.52	$20,434	168,011 Direct	-3.34%	Disposed	-54.9% (price as of 2026-08-21)
Nov. 11, 2015	CDXS	M	16,391	$1.05	$17,211	173,816 Direct	+10.41%	Acquired	51.0% (price as of 2026-08-21)
Nov. 10, 2015	CDXS	M	10,275	—	—	16,391 Direct	-38.53%	Disposed	(price as of 2026-08-21)
Nov. 10, 2015	CDXS	S	3,636	$3.52	$12,799	157,425 Direct	-2.26%	Disposed	-54.9% (price as of 2026-08-21)
Nov. 10, 2015	CDXS	M	10,275	$1.05	$10,789	161,061 Direct	+6.81%	Acquired	51.0% (price as of 2026-08-21)
May 10, 2015	CDXS	F	13,153	$4.26	$56,032	150,786 Direct	-8.02%	Disposed	-62.8% (price as of 2026-08-21)
March 5, 2015	CDXS	F	4,999	$3.99	$19,946	163,939 Direct	-2.96%	Disposed	-60.3% (price as of 2026-08-21)
Feb. 11, 2015	CDXS	A	70,000	—	—	70,000 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 11, 2015	CDXS	A	23,850	—	—	168,938 Direct	+16.44%	Acquired	(price as of 2026-08-21)
Feb. 10, 2015	CDXS	F	5,154	$3.59	$18,503	145,088 Direct	-3.43%	Disposed	-55.8% (price as of 2026-08-21)
Aug. 10, 2014	CDXS	F	12,331	$2.13	$26,265	150,242 Direct	-7.58%	Disposed	-25.5% (price as of 2026-08-21)
July 1, 2014	CDXS	M	27,350	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
July 1, 2014	CDXS	M	27,350	$0.68	$18,598	162,573 Direct	+20.23%	Acquired	133.2% (price as of 2026-08-21)
March 10, 2014	CDXS	F	6,583	$1.99	$13,100	135,223 Direct	-4.64%	Disposed	-20.3% (price as of 2026-08-21)
Feb. 24, 2014	CDXS	A	75,000	—	—	75,000 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 10, 2014	CDXS	F	5,154	$1.79	$9,226	141,806 Direct	-3.51%	Disposed	-11.4% (price as of 2026-08-21)
Feb. 10, 2014	CDXS	F	5,154	$1.79	$9,226	141,806 Direct	+3.77%	Acquired	-11.4% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 21, 2018	CDXS	Stock Option (Right to Buy)	Common Stock (55,000)	$9.05	Feb. 21, 2028	55,000	Acquired
Feb. 20, 2018	CDXS	Stock Option (Right to Buy)	Common Stock (55,000)	—	Feb. 20, 2028	55,000	Acquired
Feb. 5, 2018	CDXS	Stock Option (Right to Buy)	Common Stock (147,620)	$4.60	Feb. 2, 2027	147,620	Acquired
Feb. 3, 2017	CDXS	Stock Options (Right to Buy)	Common Stock (110,000)	$4.60	Feb. 3, 2027	110,000	Acquired
Jan. 5, 2017	CDXS	Stock Option (Right to Buy)	Common Stock (6,666)	$2.45	Jan. 25, 2017	6,666	Disposed
Feb. 19, 2016	CDXS	Stock Option (Right to Buy)	Common Stock (77,000)	$4.10	Feb. 18, 2026	77,000	Acquired
Nov. 11, 2015	CDXS	Stock Option (Right to Buy)	Common Stock (16,391)	$1.05	Dec. 12, 2015	16,391	Disposed
Nov. 10, 2015	CDXS	Stock Option (Right to Buy)	Common Stock (10,275)	$1.05	Dec. 12, 2015	10,275	Disposed
Feb. 11, 2015	CDXS	Stock Option (Right to Buy)	Common Stock (70,000)	$3.39	Feb. 10, 2025	70,000	Acquired
July 1, 2014	CDXS	Stock Option (Right to Buy)	Common Stock (27,350)	$0.68	July 6, 2014	27,350	Disposed
Feb. 24, 2014	CDXS	Stock Option (Right to Buy)	Common Stock (75,000)	$1.97	Feb. 23, 2024	75,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 10 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Feb. 13, 2014	CDXS	Common Stock	—	Direct
Feb. 13, 2014	CDXS	Stock Option (Right to Buy)→ Common Stock (27,350)	27,350	Direct
Feb. 13, 2014	CDXS	Stock Option (Right to Buy)→ Common Stock (26,666)	26,666	Direct
Feb. 13, 2014	CDXS	Stock Option (Right to Buy)→ Common Stock (6,666)	6,666	Direct
Feb. 13, 2014	CDXS	Stock Option (Right to Buy)→ Common Stock (19,999)	19,999	Direct
Feb. 13, 2014	CDXS	Stock Option (Right to Buy)→ Common Stock (19,999)	19,999	Direct
Feb. 13, 2014	CDXS	Stock Option (Right to Buy)→ Common Stock (26,666)	26,666	Direct
Feb. 13, 2014	CDXS	Stock Option (Right to Buy)→ Common Stock (15,000)	15,000	Direct
Feb. 13, 2014	CDXS	Stock Option (Right to Buy)→ Common Stock (29,000)	29,000	Direct
Feb. 13, 2014	CDXS	Stock Option (Right to Buy)→ Common Stock (36,201)	36,201	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CDXS

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2019	$120,514	—	—	—	—	—	$6,727	$853,785
2018	$356,000	—	—	—	$181,500	—	$12,040	$1,252,697
2017	$329,167	—	—	—	$165,000	—	$12,040	$1,065,315

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.