James Michael Phillips
CIK 1504238 · View on SEC EDGAR ↗
First SEC filing: Oct. 26, 2010 · Latest: Jan. 18, 2019
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 24, 2020 | PACB | S | 2,760 | $3.05 | $8,418 | 249,220 Direct | -1.10% | Disposed | -59.6% (price as of 2026-08-19) |
| Feb. 20, 2020 | PACB | S | 5,050 | $4.48 | $22,624 | 251,980 Direct | -1.96% | Disposed | -72.5% (price as of 2026-08-19) |
| Feb. 19, 2019 | PACB | S | 7,231 | $7.17 | $51,846 | 229,530 Direct | -3.05% | Disposed | -82.8% (price as of 2026-08-19) |
| Oct. 28, 2016 | PACB | S 10b5-1 | 20,000 | $8.44 | $168,800 | 181,449 Direct | -9.93% | Disposed | -85.4% (price as of 2026-08-19) |
| July 29, 2016 | PACB | S 10b5-1 | 20,000 | $8.45 | $169,000 | 181,449 Direct | -9.93% | Disposed | -85.4% (price as of 2026-08-19) |
| April 25, 2016 | PACB | S 10b5-1 | 20,000 | $10.29 | $205,800 | 181,449 Direct | -9.93% | Disposed | -88.0% (price as of 2026-08-19) |
| Aug. 7, 2015 | PACB | S | 16,689 | $4.61 | $76,936 | 179,160 Direct | -8.52% | Disposed | -73.3% (price as of 2026-08-19) |
| March 2, 2015 | PACB | P | 1,877 | $4.91 | $9,216 | 164,186 Direct | +1.16% | Acquired | -74.9% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 15, 2018 | PACB | Stock Option (right to buy) | Common Stock (70,000) | $2.57 | Feb. 15, 2028 | 70,000 | Acquired |
| Feb. 15, 2017 | PACB | Stock Option (right to buy) | Common Stock (100,000) | $5.27 | Feb. 15, 2027 | 100,000 | Acquired |
| Oct. 28, 2016 | PACB | Stock Option (right to buy) | Common Stock (20,000) | $2.18 | Feb. 15, 2023 | 20,000 | Disposed |
| July 29, 2016 | PACB | Stock Option (right to buy) | Common Stock (2,500) | $2.18 | Feb. 15, 2023 | 2,500 | Disposed |
| July 29, 2016 | PACB | Stock Option (right to buy) | Common Stock (17,500) | $1.96 | June 21, 2017 | 17,500 | Disposed |
| April 25, 2016 | PACB | Stock Option (right to buy) | Common Stock (20,000) | $1.96 | June 21, 2017 | 20,000 | Disposed |
| Feb. 16, 2016 | PACB | Stock Option (right to buy) | Common Stock (100,000) | $8.90 | Feb. 16, 2026 | 100,000 | Acquired |
| Aug. 7, 2015 | PACB | Stock Option (Right to Buy) | Common Stock (31,663) | $0.70 | Sept. 8, 2015 | 31,663 | Disposed |
| Feb. 17, 2015 | PACB | Stock Option (right to buy) | Common Stock (100,000) | $6.91 | Feb. 17, 2025 | 100,000 | Acquired |
| Feb. 18, 2014 | PACB | Stock Option (right to buy) | Common Stock (100,000) | $7.05 | Feb. 18, 2024 | 100,000 | Acquired |
| Feb. 15, 2013 | PACB | Stock Option (right to buy) | Common Stock (100,000) | $2.18 | Feb. 15, 2023 | 100,000 | Acquired |
| Feb. 15, 2012 | PACB | Stock Option (right to buy) | Common Stock (150,000) | $4.79 | Feb. 15, 2022 | 150,000 | Acquired |
| June 15, 2011 | PACB | Stock Option (right to buy) | Common Stock (6,000) | $11.64 | June 15, 2021 | 6,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Oct. 26, 2010 | PACB | Common Stock | 133,312 | Direct |
| Oct. 26, 2010 | PACB | Stock Option (right to buy)→ Common Stock (31,662) | 31,662 | Direct |
| Oct. 26, 2010 | PACB | Stock Option (right to buy)→ Common Stock (37,500) | 37,500 | Direct |
| Oct. 26, 2010 | PACB | Stock Option (right to buy)→ Common Stock (62,500) | 62,500 | Direct |
| Oct. 26, 2010 | PACB | Stock Option (right to buy)→ Common Stock (87,500) | 87,500 | Direct |
| Oct. 26, 2010 | PACB | Stock Option (right to buy)→ Common Stock (5,000) | 5,000 | Direct |