James P Shaffer
CIK 1488919 · View on SEC EDGAR ↗
First SEC filing: Dec. 12, 2011 · Latest: Dec. 12, 2011
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 6, 2014 | HALO | A | 31,500 | — | — | 31,500 Direct | — | Acquired | (price as of 2026-08-19) |
| Feb. 6, 2014 | HALO | A | 50,000 | $13.10 | $655,000 | 50,000 Direct | — | Acquired | 710.3% (price as of 2026-08-19) |
| Feb. 4, 2014 | HALO | M | 7,500 | — | — | 22,500 Direct | -25.00% | Disposed | (price as of 2026-08-19) |
| Feb. 4, 2014 | HALO | M | 4,864 | — | — | 54,025 Direct | +9.89% | Acquired | (price as of 2026-08-19) |
| Feb. 2, 2014 | HALO | M | 2,084 | — | — | 4,166 Direct | -33.34% | Disposed | (price as of 2026-08-19) |
| Feb. 2, 2014 | HALO | M | 16,204 | — | — | 48,612 Direct | -25.00% | Disposed | (price as of 2026-08-19) |
| Feb. 2, 2014 | HALO | M | 1,242 | — | — | 49,161 Direct | +2.59% | Acquired | (price as of 2026-08-19) |
| Feb. 2, 2014 | HALO | M | 10,387 | — | — | 47,919 Direct | +27.68% | Acquired | (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 6, 2014 | HALO | Restricted Stock Units | Common Stock (31,500) | $0.00 | Feb. 6, 2024 | 31,500 | Acquired |
| Feb. 6, 2014 | HALO | Option to Purchase Common Stock | Common Stock (50,000) | $13.10 | Feb. 6, 2024 | 50,000 | Acquired |
| Feb. 4, 2014 | HALO | Restricted Stock Units | Common Stock (7,500) | $0.00 | Feb. 4, 2023 | 7,500 | Disposed |
| Feb. 2, 2014 | HALO | Restricted Stock Units | Common Stock (2,084) | $0.00 | Feb. 2, 2022 | 2,084 | Disposed |
| Feb. 2, 2014 | HALO | Restricted Stock Units | Common Stock (16,204) | $0.00 | Feb. 2, 2022 | 16,204 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2011 | $120,705 | — | — | — | $35,000 | — | $16,180 | $1,154,825 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.