James P Shaffer — SEC Insider Profile, Roles & Companies

Insider at

04

05

0 buys (P) 0 sells (S) Net: $0 + 15 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

15 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Feb. 6, 2014	HALO	A	31,500	·	·	31,500 Direct	·	Acquired	(price as of 2026-10-02)
Feb. 6, 2014	HALO	A	50,000	$13.10	$655,000	50,000 Direct	·	Acquired	738.6% (price as of 2026-10-02)
Feb. 4, 2014	HALO	M	7,500	·	·	22,500 Direct	-25.00%	Disposed	(price as of 2026-10-02)
Feb. 4, 2014	HALO	M	4,864	·	·	54,025 Direct	+9.89%	Acquired	(price as of 2026-10-02)
Feb. 2, 2014	HALO	M	2,084	·	·	4,166 Direct	-33.34%	Disposed	(price as of 2026-10-02)
Feb. 2, 2014	HALO	M	16,204	·	·	48,612 Direct	-25.00%	Disposed	(price as of 2026-10-02)
Feb. 2, 2014	HALO	M	1,242	·	·	49,161 Direct	+2.59%	Acquired	(price as of 2026-10-02)
Feb. 2, 2014	HALO	M	10,387	·	·	47,919 Direct	+27.68%	Acquired	(price as of 2026-10-02)
Feb. 4, 2013	HALO	A	50,000	$6.55	$327,500	50,000 Direct	·	Acquired	1577.3% (price as of 2026-10-02)
Feb. 4, 2013	HALO	A	30,000	·	·	30,000 Direct	·	Acquired	(price as of 2026-10-02)
Feb. 2, 2013	HALO	M	9,993	·	·	36,293 Direct	+38.00%	Acquired	(price as of 2026-10-02)
Feb. 2, 2013	HALO	M	1,239	·	·	37,532 Direct	+3.41%	Acquired	(price as of 2026-10-02)
Nov. 14, 2012	HALO	P	20,000	$5.22	$104,400	26,300 Direct	+317.46%	Acquired	2004.6% (price as of 2026-10-02)
Feb. 2, 2012	HALO	A	16,667	$11.29	$188,170	16,667 Direct	·	Acquired	873.1% (price as of 2026-10-02)
Feb. 2, 2012	HALO	A	8,334	·	·	8,334 Direct	·	Acquired	(price as of 2026-10-02)
Feb. 2, 2012	HALO	A	81,019	·	·	89,353 Direct	+972.15%	Acquired	(price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

06

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 6, 2014	HALO	Restricted Stock Units	Common Stock (31,500)	$0.00	Feb. 6, 2024	31,500	Acquired
Feb. 6, 2014	HALO	Option to Purchase Common Stock	Common Stock (50,000)	$13.10	Feb. 6, 2024	50,000	Acquired
Feb. 4, 2014	HALO	Restricted Stock Units	Common Stock (7,500)	$0.00	Feb. 4, 2023	7,500	Disposed
Feb. 2, 2014	HALO	Restricted Stock Units	Common Stock (2,084)	$0.00	Feb. 2, 2022	2,084	Disposed
Feb. 2, 2014	HALO	Restricted Stock Units	Common Stock (16,204)	$0.00	Feb. 2, 2022	16,204	Disposed
Feb. 4, 2013	HALO	Option to Purchase Common Stock	Common Stock (50,000)	$6.55	Feb. 4, 2023	50,000	Acquired
Feb. 4, 2013	HALO	Restricted Stock Units	Common Stock (30,000)	$0.00	Feb. 4, 2023	30,000	Acquired
Feb. 2, 2012	HALO	Option to Purchase Common Stock	Common Stock (16,667)	$11.29	Feb. 2, 2022	16,667	Acquired
Feb. 2, 2012	HALO	Restricted Stock Units	Common Stock (8,334)	$0.00	Feb. 2, 2022	8,334	Acquired
Feb. 2, 2012	HALO	Restricted Stock Units	Common Stock (81,019)	$0.00	Feb. 2, 2022	81,019	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

07

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 12, 2011	HALO	Common Stock	6,300	Direct
Dec. 12, 2011	HALO	Options to Purchase Common Stock→ Common Stock (200,000)	200,000	Direct

08

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2011	$120,705	·	·	·	$35,000	·	$16,180	$1,154,825

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.