James R Gavin III

CIK 1220966 · View on SEC EDGAR ↗

Insider

First SEC filing: May 25, 2006 · Latest: May 25, 2006

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 90 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

90 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Aug. 3, 2020 BAX S 11,548 $86.26 $996,130 42,859 Direct -21.23% Disposed -69.6% (price as of 2026-08-21)
Aug. 3, 2020 BAX S 3,351 $86.91 $291,235 39,508 Direct -7.82% Disposed -69.9% (price as of 2026-08-21)
Aug. 19, 2019 BAX S 7,950 $87.63 $696,658 36,912 Direct -17.72% Disposed -70.1% (price as of 2026-08-21)
March 28, 2018 BAX S 10b5-1 1,700 $65.06 $110,602 32,638 Direct -4.95% Disposed -59.7% (price as of 2026-08-21)
March 28, 2018 BAX S 10b5-1 17,050 $64.51 $1,099,896 34,338 Direct -33.18% Disposed -59.4% (price as of 2026-08-21)
March 29, 2017 BAX S 10b5-1 4,280 $51.72 $221,362 30,700 Direct -12.24% Disposed -49.4% (price as of 2026-08-21)
March 14, 2016 BAX S 10b5-1 5,660 $40.34 $228,324 27,772 Direct -16.93% Disposed -35.1% (price as of 2026-08-21)
April 27, 2015 BAX S 10b5-1 4,830 $71.06 $343,220 24,173 Direct -16.65% Disposed -32.1% (price as of 2026-08-21)
July 25, 2013 BAX S 5,760 $72.82 $419,443 21,531 Direct -21.11% Disposed -33.8% (price as of 2026-08-21)
March 1, 2013 BAX S 10,030 $68.80 $690,064 19,658 Direct -33.78% Disposed -29.9% (price as of 2026-08-21)

Showing latest 100 of 123 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Sept. 11, 2020 BAX Deferred Comp Plan Baxter Common Stock Fund Common Stock, $1 par value (11,894) — — 11,894 Disposed
Aug. 3, 2020 BAX Stock Option (Right to Buy) Common Stock, $1 par value (10,789) $37.50 May 5, 2025 10,789 Disposed
Aug. 3, 2020 BAX Stock Option (Right to Buy) Common Stock, $1 par value (4,110) $39.83 May 6, 2024 4,110 Disposed
Aug. 19, 2019 BAX Stock Option (Right to Buy) Common Stock, $1 par value (3,930) $36.93 May 5, 2023 3,930 Disposed
Aug. 19, 2019 BAX Stock Option (Right to Buy) Common Stock, $1 par value (4,020) $29.52 May 8, 2022 4,020 Disposed
July 8, 2019 BAX Deferred Comp Plan Baxter Common Stock Fund Common Stock, $1 par value (65) — — 65 Acquired
May 13, 2019 BAX Deferred Comp Plan Baxter Common Stock Fund Common Stock, $1 par value (70) — — 70 Acquired
Jan. 14, 2019 BAX Deferred Comp Plan Baxter Common Stock Fund Common Stock, $1 par value (73) — — 73 Acquired
Nov. 15, 2018 BAX Deferred Comp Plan Baxer Common Stock Fund Common Stock, $1 par value (73) — — 73 Acquired
Aug. 9, 2018 BAX Deferred Comp Plan Baxter Common Stock Fund Common Stock, $1 par value (47) — — 47 Acquired
May 30, 2018 BAX Deferred Comp Plan Baxter Common Stock Fund Common Stock, $1 par value (47) — — 47 Acquired
May 8, 2018 BAX Stock Option (Right to Buy) Common Stock, $1 par value (6,437) $69.45 May 8, 2028 6,437 Acquired
March 28, 2018 BAX Stock Option (Right to Buy) Common Stock, $1 par value (4,990) $31.26 May 3, 2021 4,990 Disposed
March 28, 2018 BAX Stock Option (Right to Buy) Common Stock, $1 par value (4,320) $24.27 May 4, 2020 4,320 Disposed
March 28, 2018 BAX Stock Option (Right to Buy) Common Stock, $1 par value (5,680) $26.77 May 5, 2019 5,680 Disposed
March 28, 2018 BAX Stock Option (Right to Buy) Common Stock, $1 par value (3,760) $33.77 May 4, 2018 3,760 Disposed
May 2, 2017 BAX Stock Option (Right to Buy) Common Stock, $1 par value (9,027) $55.68 May 2, 2027 9,027 Acquired
March 29, 2017 BAX Stock Option (Right to Buy) Common Stock, $1 par value (4,280) $30.73 May 1, 2017 4,280 Disposed
Jan. 20, 2017 BAX Deferred Comp Plan Baxter Common Stock Fund Common Stock, $1 par value (227) — — 227 Acquired
Oct. 21, 2016 BAX Deferred Comp Plan Baxter Common Stock Fund Common Stock, $1 par value (233) — — 233 Acquired
Aug. 3, 2016 BAX Deferred Comp Plan Baxter Common Stock Fund Common Stock, $1 par value (203) — — 203 Acquired
June 6, 2016 BAX Deferred Comp Plan Baxter Common Stock Fund Common Stock, $1 par value (1,312) — — 1,312 Acquired
June 3, 2016 BAX Deferred Comp Plan Baxter Common Stock Fund Common Stock, $1 par value (1,114) — — 1,114 Acquired
May 16, 2016 BAX Deferred Comp Plan Baxter Common Stock Fund Common Stock, $1 par value (280) — — 280 Acquired
May 3, 2016 BAX Stock Option (Right to Buy) Common Stock, $1 par value (6,360) $44.39 May 1, 2026 6,360 Acquired
March 14, 2016 BAX Stock Option (Right to Buy) Common Stock, $1 par value (5,660) $20.96 May 9, 2016 5,660 Disposed
Jan. 26, 2016 BAX Deferred Comp Plan Baxter Common Stock Fund Common Stock, $1 par value (419) — — 419 Acquired
Oct. 19, 2015 BAX Deferred Comp Plan Baxter Common Stock Fund Common Stock, $1 par value (457) — — 457 Acquired
Aug. 3, 2015 BAX Deferred Comp Plan Baxter Common Stock Fund Common Stock, $1 par value (339) — — 339 Acquired
July 1, 2015 BAX Stock Option (Right to Buy) Common Stock, par value $1.00 per share (4,979) — May 5, 2025 4,979 Acquired
May 6, 2015 BAX Deferred Comp Plan Baxter Common Stock Fund Common Stock, $1 par value (194) — — 194 Acquired
May 5, 2015 BAX Stock Option (Right to Buy) Common Stock, $1 par value (5,810) $69.65 May 5, 2025 5,810 Acquired
April 27, 2015 BAX Stock Option (Right to Buy) Common Stock, $1 par value (4,830) $36.80 May 1, 2015 4,830 Acquired
Jan. 28, 2015 BAX Deferred Comp Plan Baxter Common Stock Fund Common Stock, $1 par value (168) — — 168 Acquired
Oct. 23, 2014 BAX Deferred Comp Plan Baxter Common Stock Fund Common Stock, $1 par value (263) — — 263 Acquired
July 29, 2014 BAX Deferred Comp Plan Baxter Common Stock Fund Common Stock, $1 par value (217) — — 217 Acquired
May 6, 2014 BAX Stock Option (Right to Buy) Common Stock, $1 par value (4,110) $73.97 May 6, 2024 4,110 Acquired
April 29, 2014 BAX Deferred Comp Plan Baxter Common Stock Fund Common Stock, $1 par value (222) — — 222 Acquired
Jan. 17, 2014 BAX Deferred Comp Plan Baxter Common Stock Fund Common Stock, $1 par value (255) — — 255 Acquired
Oct. 16, 2013 BAX Deferred Comp Plan Baxter Common Stock Fund Common Stock, $1 par value (260) — — 260 Acquired
July 29, 2013 BAX Deferred Comp Plan Baxter Common Stock Fund Common Stock, $1 par value (198) — — 198 Acquired
July 25, 2013 BAX Stock Option (Right to Buy) Common Stock, $1 par value (5,760) $32.22 May 4, 2014 5,760 Acquired
May 7, 2013 BAX Stock Option (Right to Buy) Common Stock, $1 par value (3,930) $68.58 May 5, 2023 3,930 Acquired
April 26, 2013 BAX Deferred Comp Plan Baxter Common Stock Fund Common Stock, $1 par value (343) — — 343 Acquired
March 1, 2013 BAX Stock Option (Right to Buy) Common Stock, $1 par value (10,030) $22.94 May 6, 2013 10,030 Disposed
Jan. 31, 2013 BAX Stock Option (Right to Buy) Common Stock, $1 par value (2,500) $28.09 Feb. 25, 2013 2,500 Disposed
Jan. 25, 2013 BAX Deferred Comp Plan Baxter Common Stock Fund Common Stock, $1 par value (264) — — 264 Acquired
Jan. 2, 2013 BAX Deferred Comp Plan Baxter Common Stock Fund Common Stock, $1 par value (1,444) — — 1,444 Acquired
Oct. 25, 2012 BAX Deferred Comp Plan Baxter Common Stock Fund Common Stock, $1 par value (161) — — 161 Acquired
Aug. 7, 2012 BAX Deferred Comp Plan Baxter Stock Fund Common Stock, $1 par value (131) — — 131 Acquired
May 8, 2012 BAX Stock Option (Right to Buy) Common Stock, $1 par value (4,020) $54.82 May 8, 2022 4,020 Acquired
May 2, 2012 BAX Deferred Comp Plan Baxter Stock Fund Common Stock, $1 par value (160) — — 160 Acquired
Jan. 18, 2012 BAX Deferred Comp Plan Baxter Stock Fund Common Stock, $1 par value (219) — — 219 Acquired
Jan. 3, 2012 BAX Deferred Comp Plan Baxter Stock Fund Common Stock, $1 par value (361) — — 361 Disposed
Oct. 19, 2011 BAX Deferred Comp Plan Baxter Stock Fund Common Stock, $1 par value (214) — — 214 Acquired
July 8, 2011 BAX Deferred Comp Plan Baxter Stock Fund Common Stock, $1 par value (133) — — 133 Acquired
May 9, 2011 BAX Deferred Comp Plan Baxter Stock Fund Common Stock, $1 par value (203) — — 203 Acquired
May 3, 2011 BAX Stock Option (Right to Buy) Common Stock, $1 par value (4,990) $58.06 May 3, 2021 4,990 Acquired
Jan. 20, 2011 BAX Deferred Comp Plan Baxter Stock Fund Common Stock, $1 par value (146) — — 146 Acquired
Jan. 3, 2011 BAX Deferred Comp Plan Baxter Stock Fund Common Stock, $1 par value (140) — — 140 Acquired
Oct. 18, 2010 BAX Deferred Comp Plan Baxter Stock Fund Common Stock, $1 par value (145) — — 145 Acquired
July 7, 2010 BAX Deferred Comp Plan Baxter Stock Fund Common Stock, $1 par value (174) — — 174 Acquired
May 4, 2010 BAX Stock Option (Right to Buy) Common Stock, $1 par value (4,320) $45.08 May 4, 2020 4,320 Acquired
April 19, 2010 BAX Deferred Comp Plan Baxter Stock Fund Common Stock, $1 par value (121) — — 121 Acquired
Jan. 22, 2010 BAX Deferred Comp Plan Baxter Stock Fund Common Stock, $1 par value (89) — — 89 Acquired
Oct. 21, 2009 BAX Deferred Comp Plan Baxter Stock Fund Common Stock, $1 par value (96) — — 96 Acquired
July 16, 2009 BAX Deferred Comp Plan Baxter Stock Fund Common Stock, $1 par value (101) — — 101 Acquired
May 5, 2009 BAX Stock Option (Right to Buy) Common Stock, $1 par value (5,680) $49.73 May 5, 2019 5,680 Acquired
April 20, 2009 BAX Deferred Comp Plan Baxter Stock Fund Common Stock, $1 par value (106) — — 106 Acquired
Jan. 22, 2009 BAX Deferred Comp Plan Baxter Stock Fund Common Stock, $1 par value (69) — — 69 Acquired
Oct. 30, 2008 BAX Deferred Comp Plan Baxter Stock Fund Common Stock, $1 par value (56) — — 56 Acquired
July 24, 2008 BAX Deferred Comp Plan Baxter Stock Fund Common Stock, $1 par value (58) — — 58 Acquired
June 4, 2008 ORKA Non-Qualifed Stock Option (right to buy) Common Stock (15,000) $0.73 June 3, 2018 15,000 Acquired
May 6, 2008 BAX Stock Option (Right to Buy) Common Stock, $1 par value (3,760) $62.72 May 6, 2018 3,760 Acquired
April 15, 2008 BAX Deferred Comp Plan Baxter Stock Fund Common Stock, $1 par value (63) — — 63 Acquired
May 31, 2007 ORKA Non-Qualifed Stock Option (right to buy) Common Stock (15,000) $3.67 May 30, 2017 15,000 Acquired
May 1, 2007 BAX Stock Option (Right to Buy) Common Stock, $1 par value (4,280) $57.06 May 1, 2017 4,280 Acquired
May 24, 2006 ORKA Non-Qualifed Stock Option (right to buy) Common Stock $14.66 May 23, 2016 25,000 Acquired
May 9, 2006 BAX Stock Option (Right to Buy) Common Stock, $1 par value (5,660) $38.93 May 9, 2016 5,660 Acquired
May 3, 2005 BAX Stock Option (Right to Buy) Common Stock, $1 par value (4,830) $36.80 May 4, 2015 4,830 Acquired
May 4, 2004 BAX Stock Option (right to buy) Common Stock, $1 par value (5,760) $32.22 May 2, 2014 5,760 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
May 25, 2006 ORKA Common Stock 25,000 Direct
May 25, 2006 ORKA Common Stock→ Common Stock (0) 0 Direct