James R Gavin III
Insider
First SEC filing: May 25, 2006 · Latest: May 25, 2006
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Sept. 11, 2020 | BAX | J | 11,894 | $83.10 | $988,391 | 0 Direct | -100.00% | Disposed | |
| Aug. 3, 2020 | BAX | M 10b5-1 | 4,110 | $39.83 | $163,701 | 43,618 Direct | +10.40% | Acquired | -36.5% (price as of ) |
| Aug. 3, 2020 | BAX | M 10b5-1 | 10,789 | $37.50 | $404,588 | 54,407 Direct | +24.74% | Acquired | -32.5% (price as of ) |
| Aug. 3, 2020 | BAX | S | 11,548 | $86.26 | $996,130 | 42,859 Direct | -21.23% | Disposed | -70.7% (price as of ) |
| Aug. 3, 2020 | BAX | S | 3,351 | $86.91 | $291,235 | 39,508 Direct | -7.82% | Disposed | -70.9% (price as of ) |
| Aug. 3, 2020 | BAX | M 10b5-1 | 4,110 | · | · | 0 Direct | -100.00% | Disposed | |
| Aug. 3, 2020 | BAX | M 10b5-1 | 10,789 | · | · | 0 Direct | -100.00% | Disposed | |
| May 5, 2020 | BAX | A | 2,197 | · | · | 39,402 Direct | +5.91% | Acquired | |
| Aug. 19, 2019 | BAX | M | 4,020 | $29.52 | $118,670 | 40,932 Direct | +10.89% | Acquired | -14.3% (price as of ) |
| Aug. 19, 2019 | BAX | M | 3,930 | $36.93 | $145,135 | 44,862 Direct | +9.60% | Acquired | -31.5% (price as of ) |
| Aug. 19, 2019 | BAX | S | 7,950 | $87.63 | $696,658 | 36,912 Direct | -17.72% | Disposed | -71.1% (price as of ) |
| Aug. 19, 2019 | BAX | M | 4,020 | · | · | 0 Direct | -100.00% | Disposed | |
| Aug. 19, 2019 | BAX | M | 3,930 | · | · | 0 Direct | -100.00% | Disposed | |
| July 8, 2019 | BAX | A | 65 | $81.58 | $5,303 | 11,803 Direct | +0.55% | Acquired | |
| May 13, 2019 | BAX | A | 70 | $75.44 | $5,281 | 11,714 Direct | +0.60% | Acquired | |
| May 7, 2019 | BAX | A | 2,412 | · | · | 36,813 Direct | +7.01% | Acquired | |
| Jan. 14, 2019 | BAX | A | 73 | $66.12 | $4,827 | 11,632 Direct | +0.63% | Acquired | |
| Nov. 15, 2018 | BAX | A | 73 | $65.83 | $4,806 | 11,530 Direct | +0.64% | Acquired | |
| Aug. 9, 2018 | BAX | A | 47 | $72.07 | $3,387 | 11,427 Direct | +0.41% | Acquired | |
| May 30, 2018 | BAX | A | 47 | $71.68 | $3,369 | 11,384 Direct | +0.41% | Acquired | |
| May 8, 2018 | BAX | A | 1,332 | $69.45 | $92,507 | 34,051 Direct | +4.07% | Acquired | -63.6% (price as of ) |
| May 8, 2018 | BAX | A | 6,437 | · | · | 6,437 Direct | · | Acquired | |
| March 28, 2018 | BAX | M 10b5-1 | 3,760 | $33.77 | $126,975 | 36,398 Direct | +11.52% | Acquired | -25.1% (price as of ) |
| March 28, 2018 | BAX | M 10b5-1 | 5,680 | $26.77 | $152,054 | 42,078 Direct | +15.61% | Acquired | -5.5% (price as of ) |
| March 28, 2018 | BAX | M 10b5-1 | 4,320 | $24.27 | $104,846 | 46,398 Direct | +10.27% | Acquired | 4.2% (price as of ) |
| March 28, 2018 | BAX | M 10b5-1 | 4,990 | $31.26 | $155,987 | 51,388 Direct | +10.75% | Acquired | -19.1% (price as of ) |
| March 28, 2018 | BAX | S 10b5-1 | 17,050 | $64.51 | $1,099,896 | 34,338 Direct | -33.18% | Disposed | -60.8% (price as of ) |
| March 28, 2018 | BAX | S 10b5-1 | 1,700 | $65.06 | $110,602 | 32,638 Direct | -4.95% | Disposed | -61.1% (price as of ) |
| March 28, 2018 | BAX | M 10b5-1 | 3,760 | · | · | 0 Direct | -100.00% | Disposed | |
| March 28, 2018 | BAX | M 10b5-1 | 5,680 | · | · | 0 Direct | -100.00% | Disposed | |
| March 28, 2018 | BAX | M 10b5-1 | 4,320 | · | · | 0 Direct | -100.00% | Disposed | |
| March 28, 2018 | BAX | M 10b5-1 | 4,990 | · | · | 0 Direct | -100.00% | Disposed | |
| May 2, 2017 | BAX | A | 1,616 | · | · | 32,393 Direct | +5.25% | Acquired | |
| May 2, 2017 | BAX | A | 9,027 | · | · | 9,027 Direct | · | Acquired | |
| March 29, 2017 | BAX | M 10b5-1 | 4,280 | $30.73 | $131,524 | 34,980 Direct | +13.94% | Acquired | -17.7% (price as of ) |
| March 29, 2017 | BAX | S 10b5-1 | 4,280 | $51.72 | $221,362 | 30,700 Direct | -12.24% | Disposed | -51.1% (price as of ) |
| March 29, 2017 | BAX | M 10b5-1 | 4,280 | · | · | 0 Direct | -100.00% | Disposed | |
| Jan. 20, 2017 | BAX | A | 227 | $46.23 | $10,494 | 11,290 Direct | +2.05% | Acquired | |
| Oct. 21, 2016 | BAX | A | 233 | $48.18 | $11,226 | 10,953 Direct | +2.17% | Acquired | |
| Aug. 3, 2016 | BAX | A | 203 | $48.12 | $9,768 | 10,693 Direct | +1.94% | Acquired | |
| June 6, 2016 | BAX | A | 1,312 | $43.97 | $57,689 | 10,484 Direct | +14.30% | Acquired | |
| June 3, 2016 | BAX | A | 1,114 | $43.48 | $48,437 | 9,172 Direct | +13.82% | Acquired | |
| May 16, 2016 | BAX | A | 280 | $45.47 | $12,732 | 8,056 Direct | +3.60% | Acquired | |
| May 3, 2016 | BAX | A | 2,590 | · | · | 30,440 Direct | +9.30% | Acquired | |
| May 3, 2016 | BAX | A | 6,360 | · | · | 6,360 Direct | · | Acquired | |
| March 14, 2016 | BAX | M 10b5-1 | 5,660 | $20.96 | $118,634 | 33,432 Direct | +20.38% | Acquired | 20.7% (price as of ) |
| March 14, 2016 | BAX | S 10b5-1 | 5,660 | $40.34 | $228,324 | 27,772 Direct | -16.93% | Disposed | -37.3% (price as of ) |
| March 14, 2016 | BAX | M 10b5-1 | 5,660 | · | · | 0 Direct | -100.00% | Disposed | |
| Jan. 26, 2016 | BAX | A | 419 | $36.54 | $15,310 | 7,774 Direct | +5.70% | Acquired | |
| Oct. 19, 2015 | BAX | A | 457 | $33.47 | $15,296 | 7,347 Direct | +6.63% | Acquired | |
| Aug. 3, 2015 | BAX | A | 339 | $38.50 | $13,052 | 6,853 Direct | +5.20% | Acquired | |
| July 1, 2015 | BAX | J | 1,414 | · | · | 27,237 Direct | +5.48% | Acquired | |
| July 1, 2015 | BAX | J | 4,979 | · | · | 10,789 Direct | +85.70% | Acquired | |
| May 6, 2015 | BAX | A | 194 | $69.65 | $13,512 | 6,431 Direct | +3.11% | Acquired | |
| May 5, 2015 | BAX | A | 1,650 | · | · | 25,823 Direct | +6.83% | Acquired | |
| May 5, 2015 | BAX | A | 5,810 | · | · | 5,810 Direct | · | Acquired | |
| April 27, 2015 | BAX | M 10b5-1 | 4,830 | $36.80 | $177,744 | 29,003 Direct | +19.98% | Acquired | 26.6% (price as of ) |
| April 27, 2015 | BAX | S 10b5-1 | 4,830 | $71.06 | $343,220 | 24,173 Direct | -16.65% | Disposed | -34.5% (price as of ) |
| April 27, 2015 | BAX | M 10b5-1 | 4,830 | · | · | 0 Direct | · | Acquired | |
| Jan. 28, 2015 | BAX | A | 168 | $71.81 | $12,064 | 6,191 Direct | +2.79% | Acquired | |
| Oct. 23, 2014 | BAX | A | 263 | $67.94 | $17,868 | 5,990 Direct | +4.59% | Acquired | |
| July 29, 2014 | BAX | A | 217 | $76.65 | $16,633 | 5,681 Direct | +3.97% | Acquired | |
| May 6, 2014 | BAX | A | 1,490 | · | · | 23,481 Direct | +6.78% | Acquired | |
| May 6, 2014 | BAX | A | 4,110 | · | · | 4,110 Direct | · | Acquired | |
| April 29, 2014 | BAX | A | 222 | $72.38 | $16,068 | 5,398 Direct | +4.29% | Acquired | |
| Jan. 17, 2014 | BAX | A | 255 | $70.06 | $17,865 | 5,178 Direct | +5.18% | Acquired | |
| Oct. 16, 2013 | BAX | A | 260 | $66.48 | $17,285 | 4,894 Direct | +5.61% | Acquired | |
| July 29, 2013 | BAX | A | 198 | $73.02 | $14,458 | 4,597 Direct | +4.50% | Acquired | |
| July 25, 2013 | BAX | M | 5,760 | $32.22 | $185,587 | 27,291 Direct | +26.75% | Acquired | 44.6% (price as of ) |
| July 25, 2013 | BAX | S | 5,760 | $72.82 | $419,443 | 21,531 Direct | -21.11% | Disposed | -36.0% (price as of ) |
| July 25, 2013 | BAX | M | 5,760 | · | · | 0 Direct | · | Acquired | |
| May 7, 2013 | BAX | A | 1,600 | · | · | 21,381 Direct | +8.09% | Acquired | |
| May 7, 2013 | BAX | A | 3,930 | · | · | 3,930 Direct | · | Acquired | |
| April 26, 2013 | BAX | A | 343 | $69.53 | $23,849 | 4,374 Direct | +8.51% | Acquired | |
| March 1, 2013 | BAX | M | 10,030 | $22.94 | $230,088 | 29,688 Direct | +51.02% | Acquired | 103.0% (price as of ) |
| March 1, 2013 | BAX | S | 10,030 | $68.80 | $690,064 | 19,658 Direct | -33.78% | Disposed | -32.3% (price as of ) |
| March 1, 2013 | BAX | M | 10,030 | · | · | 0 Direct | -100.00% | Disposed | |
| Jan. 31, 2013 | BAX | M | 2,500 | $28.09 | $70,225 | 19,658 Direct | +14.57% | Acquired | 65.8% (price as of ) |
| Jan. 31, 2013 | BAX | M | 2,500 | · | · | 0 Direct | -100.00% | Disposed | |
| Jan. 25, 2013 | BAX | A | 264 | $67.78 | $17,894 | 3,998 Direct | +7.07% | Acquired | |
| Jan. 2, 2013 | BAX | I | 1,444 | $67.65 | $97,687 | 3,721 Direct | +63.42% | Acquired | |
| Oct. 25, 2012 | BAX | A | 161 | $60.93 | $9,810 | 2,279 Direct | +7.60% | Acquired | |
| Aug. 7, 2012 | BAX | A | 131 | $58.93 | $7,720 | 2,104 Direct | +6.64% | Acquired | |
| May 8, 2012 | BAX | A | 1,890 | · | · | 16,884 Direct | +12.61% | Acquired | |
| May 8, 2012 | BAX | A | 4,020 | · | · | 4,020 Direct | · | Acquired | |
| May 2, 2012 | BAX | A | 160 | $55.68 | $8,909 | 1,974 Direct | +8.82% | Acquired | |
| Jan. 18, 2012 | BAX | A | 219 | $50.86 | $11,138 | 1,795 Direct | +13.90% | Acquired | |
| Jan. 3, 2012 | BAX | I | 361 | $50.54 | $18,245 | 1,573 Direct | -18.67% | Disposed | |
| Oct. 19, 2011 | BAX | A | 214 | $55.72 | $11,924 | 1,933 Direct | +12.45% | Acquired | |
| July 8, 2011 | BAX | A | 133 | $60.17 | $8,003 | 1,704 Direct | +8.47% | Acquired | |
| May 9, 2011 | BAX | A | 203 | $57.29 | $11,630 | 1,564 Direct | +14.92% | Acquired | |
| May 3, 2011 | BAX | A | 1,160 | · | · | 14,698 Direct | +8.57% | Acquired | |
| May 3, 2011 | BAX | A | 4,990 | · | · | 4,990 Direct | · | Acquired | |
| Jan. 20, 2011 | BAX | A | 146 | $50.55 | $7,380 | 1,364 Direct | +11.99% | Acquired | |
| Jan. 3, 2011 | BAX | J | 140 | $50.55 | $7,077 | 1,218 Direct | +12.99% | Acquired | |
| Oct. 18, 2010 | BAX | A | 145 | $47.65 | $6,909 | 1,078 Direct | +15.54% | Acquired | |
| July 7, 2010 | BAX | A | 174 | $41.14 | $7,158 | 933 Direct | +22.92% | Acquired | |
| May 4, 2010 | BAX | A | 1,440 | · | · | 13,231 Direct | +12.21% | Acquired | |
| May 4, 2010 | BAX | A | 4,320 | · | · | 4,320 Direct | · | Acquired | |
| April 19, 2010 | BAX | A | 121 | $58.23 | $7,046 | 759 Direct | +18.97% | Acquired |
Loaded 100 of 123 rows
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Sept. 11, 2020 | BAX | Deferred Comp Plan Baxter Common Stock Fund | Common Stock, $1 par value | · | · | 11,894 | Disposed |
| Aug. 3, 2020 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $39.83 | May 6, 2024 | 4,110 | Disposed |
| Aug. 3, 2020 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $37.50 | May 5, 2025 | 10,789 | Disposed |
| Aug. 19, 2019 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $29.52 | May 8, 2022 | 4,020 | Disposed |
| Aug. 19, 2019 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $36.93 | May 5, 2023 | 3,930 | Disposed |
| July 8, 2019 | BAX | Deferred Comp Plan Baxter Common Stock Fund | Common Stock, $1 par value | · | · | 65 | Acquired |
| May 13, 2019 | BAX | Deferred Comp Plan Baxter Common Stock Fund | Common Stock, $1 par value | · | · | 70 | Acquired |
| Jan. 14, 2019 | BAX | Deferred Comp Plan Baxter Common Stock Fund | Common Stock, $1 par value | · | · | 73 | Acquired |
| Nov. 15, 2018 | BAX | Deferred Comp Plan Baxer Common Stock Fund | Common Stock, $1 par value | · | · | 73 | Acquired |
| Aug. 9, 2018 | BAX | Deferred Comp Plan Baxter Common Stock Fund | Common Stock, $1 par value | · | · | 47 | Acquired |
| May 30, 2018 | BAX | Deferred Comp Plan Baxter Common Stock Fund | Common Stock, $1 par value | · | · | 47 | Acquired |
| May 8, 2018 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $69.45 | May 8, 2028 | 6,437 | Acquired |
| March 28, 2018 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $33.77 | May 4, 2018 | 3,760 | Disposed |
| March 28, 2018 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $26.77 | May 5, 2019 | 5,680 | Disposed |
| March 28, 2018 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $24.27 | May 4, 2020 | 4,320 | Disposed |
| March 28, 2018 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $31.26 | May 3, 2021 | 4,990 | Disposed |
| May 2, 2017 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $55.68 | May 2, 2027 | 9,027 | Acquired |
| March 29, 2017 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $30.73 | May 1, 2017 | 4,280 | Disposed |
| Jan. 20, 2017 | BAX | Deferred Comp Plan Baxter Common Stock Fund | Common Stock, $1 par value | · | · | 227 | Acquired |
| Oct. 21, 2016 | BAX | Deferred Comp Plan Baxter Common Stock Fund | Common Stock, $1 par value | · | · | 233 | Acquired |
| Aug. 3, 2016 | BAX | Deferred Comp Plan Baxter Common Stock Fund | Common Stock, $1 par value | · | · | 203 | Acquired |
| June 6, 2016 | BAX | Deferred Comp Plan Baxter Common Stock Fund | Common Stock, $1 par value | · | · | 1,312 | Acquired |
| June 3, 2016 | BAX | Deferred Comp Plan Baxter Common Stock Fund | Common Stock, $1 par value | · | · | 1,114 | Acquired |
| May 16, 2016 | BAX | Deferred Comp Plan Baxter Common Stock Fund | Common Stock, $1 par value | · | · | 280 | Acquired |
| May 3, 2016 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $44.39 | May 1, 2026 | 6,360 | Acquired |
| March 14, 2016 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $20.96 | May 9, 2016 | 5,660 | Disposed |
| Jan. 26, 2016 | BAX | Deferred Comp Plan Baxter Common Stock Fund | Common Stock, $1 par value | · | · | 419 | Acquired |
| Oct. 19, 2015 | BAX | Deferred Comp Plan Baxter Common Stock Fund | Common Stock, $1 par value | · | · | 457 | Acquired |
| Aug. 3, 2015 | BAX | Deferred Comp Plan Baxter Common Stock Fund | Common Stock, $1 par value | · | · | 339 | Acquired |
| July 1, 2015 | BAX | Stock Option (Right to Buy) | Common Stock, par value $1.00 per share | · | May 5, 2025 | 4,979 | Acquired |
| May 6, 2015 | BAX | Deferred Comp Plan Baxter Common Stock Fund | Common Stock, $1 par value | · | · | 194 | Acquired |
| May 5, 2015 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $69.65 | May 5, 2025 | 5,810 | Acquired |
| April 27, 2015 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $36.80 | May 1, 2015 | 4,830 | Acquired |
| Jan. 28, 2015 | BAX | Deferred Comp Plan Baxter Common Stock Fund | Common Stock, $1 par value | · | · | 168 | Acquired |
| Oct. 23, 2014 | BAX | Deferred Comp Plan Baxter Common Stock Fund | Common Stock, $1 par value | · | · | 263 | Acquired |
| July 29, 2014 | BAX | Deferred Comp Plan Baxter Common Stock Fund | Common Stock, $1 par value | · | · | 217 | Acquired |
| May 6, 2014 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $73.97 | May 6, 2024 | 4,110 | Acquired |
| April 29, 2014 | BAX | Deferred Comp Plan Baxter Common Stock Fund | Common Stock, $1 par value | · | · | 222 | Acquired |
| Jan. 17, 2014 | BAX | Deferred Comp Plan Baxter Common Stock Fund | Common Stock, $1 par value | · | · | 255 | Acquired |
| Oct. 16, 2013 | BAX | Deferred Comp Plan Baxter Common Stock Fund | Common Stock, $1 par value | · | · | 260 | Acquired |
| July 29, 2013 | BAX | Deferred Comp Plan Baxter Common Stock Fund | Common Stock, $1 par value | · | · | 198 | Acquired |
| July 25, 2013 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $32.22 | May 4, 2014 | 5,760 | Acquired |
| May 7, 2013 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $68.58 | May 5, 2023 | 3,930 | Acquired |
| April 26, 2013 | BAX | Deferred Comp Plan Baxter Common Stock Fund | Common Stock, $1 par value | · | · | 343 | Acquired |
| March 1, 2013 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $22.94 | May 6, 2013 | 10,030 | Disposed |
| Jan. 31, 2013 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $28.09 | Feb. 25, 2013 | 2,500 | Disposed |
| Jan. 25, 2013 | BAX | Deferred Comp Plan Baxter Common Stock Fund | Common Stock, $1 par value | · | · | 264 | Acquired |
| Jan. 2, 2013 | BAX | Deferred Comp Plan Baxter Common Stock Fund | Common Stock, $1 par value | · | · | 1,444 | Acquired |
| Oct. 25, 2012 | BAX | Deferred Comp Plan Baxter Common Stock Fund | Common Stock, $1 par value | · | · | 161 | Acquired |
| Aug. 7, 2012 | BAX | Deferred Comp Plan Baxter Stock Fund | Common Stock, $1 par value | · | · | 131 | Acquired |
| May 8, 2012 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $54.82 | May 8, 2022 | 4,020 | Acquired |
| May 2, 2012 | BAX | Deferred Comp Plan Baxter Stock Fund | Common Stock, $1 par value | · | · | 160 | Acquired |
| Jan. 18, 2012 | BAX | Deferred Comp Plan Baxter Stock Fund | Common Stock, $1 par value | · | · | 219 | Acquired |
| Jan. 3, 2012 | BAX | Deferred Comp Plan Baxter Stock Fund | Common Stock, $1 par value | · | · | 361 | Disposed |
| Oct. 19, 2011 | BAX | Deferred Comp Plan Baxter Stock Fund | Common Stock, $1 par value | · | · | 214 | Acquired |
| July 8, 2011 | BAX | Deferred Comp Plan Baxter Stock Fund | Common Stock, $1 par value | · | · | 133 | Acquired |
| May 9, 2011 | BAX | Deferred Comp Plan Baxter Stock Fund | Common Stock, $1 par value | · | · | 203 | Acquired |
| May 3, 2011 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $58.06 | May 3, 2021 | 4,990 | Acquired |
| Jan. 20, 2011 | BAX | Deferred Comp Plan Baxter Stock Fund | Common Stock, $1 par value | · | · | 146 | Acquired |
| Jan. 3, 2011 | BAX | Deferred Comp Plan Baxter Stock Fund | Common Stock, $1 par value | · | · | 140 | Acquired |
| Oct. 18, 2010 | BAX | Deferred Comp Plan Baxter Stock Fund | Common Stock, $1 par value | · | · | 145 | Acquired |
| July 7, 2010 | BAX | Deferred Comp Plan Baxter Stock Fund | Common Stock, $1 par value | · | · | 174 | Acquired |
| May 4, 2010 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $45.08 | May 4, 2020 | 4,320 | Acquired |
| April 19, 2010 | BAX | Deferred Comp Plan Baxter Stock Fund | Common Stock, $1 par value | · | · | 121 | Acquired |
| Jan. 22, 2010 | BAX | Deferred Comp Plan Baxter Stock Fund | Common Stock, $1 par value | · | · | 89 | Acquired |
| Oct. 21, 2009 | BAX | Deferred Comp Plan Baxter Stock Fund | Common Stock, $1 par value | · | · | 96 | Acquired |
| July 16, 2009 | BAX | Deferred Comp Plan Baxter Stock Fund | Common Stock, $1 par value | · | · | 101 | Acquired |
| May 5, 2009 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $49.73 | May 5, 2019 | 5,680 | Acquired |
| April 20, 2009 | BAX | Deferred Comp Plan Baxter Stock Fund | Common Stock, $1 par value | · | · | 106 | Acquired |
| Jan. 22, 2009 | BAX | Deferred Comp Plan Baxter Stock Fund | Common Stock, $1 par value | · | · | 69 | Acquired |
| Oct. 30, 2008 | BAX | Deferred Comp Plan Baxter Stock Fund | Common Stock, $1 par value | · | · | 56 | Acquired |
| July 24, 2008 | BAX | Deferred Comp Plan Baxter Stock Fund | Common Stock, $1 par value | · | · | 58 | Acquired |
| June 4, 2008 | ORKA | Non-Qualifed Stock Option (right to buy) | Common Stock | $0.73 | June 3, 2018 | 15,000 | Acquired |
| May 6, 2008 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $62.72 | May 6, 2018 | 3,760 | Acquired |
| April 15, 2008 | BAX | Deferred Comp Plan Baxter Stock Fund | Common Stock, $1 par value | · | · | 63 | Acquired |
| May 31, 2007 | ORKA | Non-Qualifed Stock Option (right to buy) | Common Stock | $3.67 | May 30, 2017 | 15,000 | Acquired |
| May 1, 2007 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $57.06 | May 1, 2017 | 4,280 | Acquired |
| May 24, 2006 | ORKA | Non-Qualifed Stock Option (right to buy) | Common Stock | $14.66 | May 23, 2016 | 25,000 | Acquired |
| May 9, 2006 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $38.93 | May 9, 2016 | 5,660 | Acquired |
| May 3, 2005 | BAX | Stock Option (Right to Buy) | Common Stock, $1 par value | $36.80 | May 4, 2015 | 4,830 | Acquired |
| May 4, 2004 | BAX | Stock Option (right to buy) | Common Stock, $1 par value | $32.22 | May 2, 2014 | 5,760 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.
Holdings reported on Form 4 9 reported holdings
Positions listed on each Form 4 without a transaction in that filing (Table I and II holdings), newest filing first.
| Date | Ticker | Security | Shares | Exercise price | Expiration | Ownership |
|---|---|---|---|---|---|---|
| July 6, 2015 | BAX | Stock Option (Right to Buy) | 5,660 | · | May 9, 2016 | Direct |
| July 6, 2015 | BAX | Stock Option (Right to Buy) | 4,280 | · | May 1, 2017 | Direct |
| July 6, 2015 | BAX | Stock Option (Right to Buy) | 3,760 | · | May 6, 2018 | Direct |
| July 6, 2015 | BAX | Stock Option (Right to Buy) | 5,680 | · | May 5, 2019 | Direct |
| July 6, 2015 | BAX | Stock Option (Right to Buy) | 4,320 | · | May 4, 2020 | Direct |
| July 6, 2015 | BAX | Stock Option (Right to Buy) | 4,990 | · | May 3, 2021 | Direct |
| July 6, 2015 | BAX | Stock Option (Right to Buy) | 4,020 | · | May 8, 2022 | Direct |
| July 6, 2015 | BAX | Stock Option (Right to Buy) | 3,930 | · | May 7, 2023 | Direct |
| July 6, 2015 | BAX | Stock Option (Right to Buy) | 4,110 | · | May 6, 2024 | Direct |